# PersistentCompactIntVec and PersistentCompactIntMatrix ## Purpose `PersistentCompactIntVec` stores a dense array of non-negative integers indexed by MPHF slot where the vast majority of values are small (0–254) and large values are rare. It is designed for mmap-compatible random and sequential access with minimal memory footprint and optimal cache behaviour. Motivation from observed count distributions in genomics data: 99.9% of k-mer counts fit in a u8; overflow (count ≥ 255) affects ~0.07% of distinct k-mers but can reach values above 10⁶ (chloroplast, ribosomal repeats). `PersistentCompactIntMatrix` wraps multiple `PersistentCompactIntVec` columns in a directory, exposing a column-major matrix with row-access API. A vector is a matrix with 1 column. --- ## PersistentCompactIntVec — single-column file ### Design Two-tier structure: 1. **Primary array** — `[u8; n]`, stored at offset 40 in the PCIV file and mmap'd. Values 0–254 are stored directly. Value **255 is a sentinel** meaning "look in overflow". 2. **Overflow section** — sorted list of `(slot: u64, value: u32)` pairs for all slots where the true value ≥ 255, with a **sparse L1-fitting index** for fast lookup. ``` primary[slot] < 255 → return primary[slot] primary[slot] == 255 → binary search in overflow ``` ### File format Single `.pciv` file. Write order: header placeholder → primary → overflow + index → header overwrite at offset 0. ``` offset 0: magic: [u8; 4] = b"PCIV" _pad: [u8; 4] = 0 n: u64 number of slots n_overflow: u64 number of overflow entries n_index: u64 number of sparse index entries step: u64 sparse index step (0 = no index) offset 40: primary: [u8; n] one byte per slot, 255 = overflow sentinel offset 40 + n: data: [(slot: u64, value: u32); n_overflow] 12 bytes each, sorted by slot offset 40 + n + n_overflow × 12: index: [(slot: u64, pos: u64); n_index] 16 bytes each, sparse index ``` The index entries point into `data`: `index[i] = (slot of data[i×step], i×step)`. All integer fields are little-endian. Slot indices are stored as `u64` in the file; they are `usize` in Rust code. ### Lifecycle #### Builder (`PersistentCompactIntVecBuilder`) Used during construction. The primary section is **mmap'd immediately** at construction time (both for `new` and `build_from`), so the file exists and is addressable from the start. The overflow is held in a `HashMap` in RAM. ```rust struct PersistentCompactIntVecBuilder { path: PathBuf, mmap: MmapMut, // primary section live in the file from the start n: usize, overflow: HashMap, // values ≥ 255 } ``` **`new(n: usize, path: &Path) -> io::Result`** Creates the file, pre-allocates `HEADER_SIZE + n` zero bytes, mmaps it. The primary is zero-initialised (all slots = 0). Returns immediately ready for `set` / `get`. **`build_from(source: &PersistentCompactIntVec, path: &Path) -> io::Result`** Copies the source PCIV file to `path` (OS-level copy — no per-slot iteration), mmaps the copy, then loads the overflow section into a `HashMap`. Initialisation cost: O(file copy) + O(n_overflow), not O(n). At `close()`, the primary section is **not rewritten**: it is already in the file via mmap. Only the overflow data, the sparse index, and the header are updated. **`set(slot: usize, value: u32)` / `get(slot: usize) -> u32`** Direct mmap byte access for the primary; HashMap for the overflow. Both O(1). Mutations can move a slot between tiers freely (downward mutation removes the HashMap entry; upward mutation adds it). **Element-wise operations — `min`, `max`, `add`, `diff`** Each takes a `&PersistentCompactIntVec` of equal length and updates `self` in place via `set`: ```rust builder.min(&other); // self[i] = min(self[i], other[i]) builder.max(&other); // self[i] = max(self[i], other[i]) builder.add(&other); // self[i] = self[i].checked_add(other[i]) (panics on u32 overflow) builder.diff(&other); // self[i] = self[i].saturating_sub(other[i]) ``` All iterate `other` with `other.iter()` (merge-scan, O(n_other)). **`close(self) -> io::Result<()>`** 1. Flush and drop the mmap (primary changes are now on disk). 2. Sort the overflow HashMap into `Vec<(usize, u32)>`. 3. Truncate the file to `HEADER_SIZE + n` (removes old data+index if `build_from` was used). 4. Append sorted overflow data, then sparse index. 5. Seek to offset 0, overwrite the header with final values. #### Reader (`PersistentCompactIntVec`) Used at query time. The whole file is mmap'd; only the sparse index is copied into a `Vec` at open time (≤ 32 KB, L1-resident). ```rust struct PersistentCompactIntVec { mmap: Mmap, n: usize, n_overflow: usize, step: usize, index: Vec<(usize, usize)>, // (slot, pos) — L1-resident primary_offset: usize, // = 40 (HEADER_SIZE) data_offset: usize, // = 40 + n path: PathBuf, } ``` **`open(path: &Path) -> io::Result`** Mmaps the file, parses the 40-byte header, copies the sparse index entries into a `Vec`. The primary and data sections stay mmap'd. **`get(slot: usize) -> u32` — random access** ``` primary[slot] < 255 → return it directly step == 0: binary_search(data[0..n_overflow], slot) step > 0: i = upper_bound(index[..].slot, slot) − 1 // in L1-resident Vec binary_search(data[index[i].pos .. index[i+1].pos], slot) ``` **`iter() -> Iter<'_>` — sequential scan, O(n)** Merge-scan: reads primary bytes in order; on sentinel 255, advances a sequential pointer into the sorted data section rather than doing a binary search. This gives O(n + n_overflow) with no random access into the data section. `Iter` implements `ExactSizeIterator`. `&PersistentCompactIntVec` implements `IntoIterator`. **Aggregate** ```rust fn sum(&self) -> u64 // Σ self[i] as u64, via iter() ``` **Distance methods** All take `&other` of equal length, iterate both with `zip(self.iter(), other.iter())`, and return `f64`. | Method | Formula | |---|---| | `bray_dist` | `1 − 2·Σmin(aᵢ,bᵢ) / (Σaᵢ + Σbᵢ)` | | `relfreq_bray_dist` | Bray-Curtis on relative frequencies: `1 − Σmin(pᵢ,qᵢ)` where `pᵢ = aᵢ/Σa` | | `euclidean_dist` | `√Σ(aᵢ − bᵢ)²` | | `relfreq_euclidean_dist` | Euclidean on relative frequencies | | `hellinger_euclidean_dist` | `√Σ(√pᵢ − √qᵢ)²` — Euclidean on sqrt(relfreq) | | `hellinger_dist` | `hellinger_euclidean_dist / √2` — standard Hellinger distance ∈ [0, 1] | | `threshold_jaccard_dist(&other, threshold: u32)` | `1 − \|A∩B\| / \|A∪B\|` where presence iff count ≥ threshold | | `jaccard_dist` | `threshold_jaccard_dist(&other, 1)` | Edge cases (both vectors all-zero, or union empty for Jaccard): distance = 0.0. ### Step computation Chosen at `close()` once `n_overflow` is known: ``` L1_INDEX_ENTRIES = 2048 step = 0 if n_overflow ≤ 2048 step = ⌈n_overflow / 2048⌉ otherwise ``` ### Complexity | Operation | Time | Notes | |---|---|---| | `set` / `get` (builder) | O(1) | mmap byte + HashMap | | `get` (reader, no overflow) | O(1) | single mmap byte | | `get` (reader, with index) | O(log step) | ≤ 2 memory regions | | `get` (reader, no index) | O(log n_overflow) | data fits in a few cache lines | | `iter()` full scan | O(n + n_overflow) | merge-scan, no binary search | | `sum`, distances | O(n) | via `iter()` / `zip(iter(), iter())` | | `min` / `max` / `add` / `diff` | O(n) | via `other.iter()` + builder `set` | | `close` | O(n_overflow log n_overflow) | sort + sequential write | | `open` | O(n_index) | index copy into Vec | | `build_from` | O(file_size) + O(n_overflow) | OS copy + HashMap load | --- ## PersistentCompactIntMatrix — column-major directory ### Design A directory containing `meta.json` and N column files `col_000000.pciv`, `col_000001.pciv`, …, each a `PersistentCompactIntVec`. This is the type used by `LayerData` — a single-column matrix is functionally equivalent to a vector but shares the same interface as multi-column matrices. ``` counts/ meta.json {"n": , "n_cols": } col_000000.pciv col_000001.pciv ... ``` ### Builder (`PersistentCompactIntMatrixBuilder`) ```rust struct PersistentCompactIntMatrixBuilder { dir: PathBuf, n: usize, n_cols: usize, } ``` **`new(n: usize, dir: &Path) -> io::Result`** Creates the directory (including parents). Does not write `meta.json` yet. **`add_col(&mut self) -> io::Result`** Creates `col_NNNNNN.pciv` for the next column and returns its builder. The caller fills the column and calls `builder.close()` before calling `add_col` again. **`close(self) -> io::Result<()>`** Writes `meta.json` with the final `n` and `n_cols`. Must be called after all column builders are closed. ### Reader (`PersistentCompactIntMatrix`) ```rust struct PersistentCompactIntMatrix { cols: Vec, n: usize, } ``` **`open(dir: &Path) -> io::Result`** Reads `meta.json`, opens all `col_NNNNNN.pciv` files. **`row(slot: usize) -> Box<[u32]>`** Returns the full row: `[col_0[slot], col_1[slot], …, col_{N-1}[slot]]`. One mmap access per column. O(N). **`col(c: usize) -> &PersistentCompactIntVec`** Direct access to a single column for column-oriented operations (distance computations, iteration). ### LayerData implementation ```rust impl LayerData for PersistentCompactIntMatrix { type Item = Box<[u32]>; fn open(layer_dir: &Path) -> OLMResult { /* opens layer_dir/counts/ */ } fn read(&self, slot: usize) -> Box<[u32]> { self.row(slot) } } ``` --- ## Aggregation traits — `obicompactvec::traits` `PersistentCompactIntMatrix` implements two aggregation traits used by `LayeredStore` for cross-layer and cross-partition distance computations. ### ColumnWeights ```rust impl ColumnWeights for PersistentCompactIntMatrix { fn col_weights(&self) -> Array1 // = self.sum() } ``` `col_weights()[c]` = sum of all values in column `c` across all slots. ### CountPartials ```rust impl CountPartials for PersistentCompactIntMatrix { // Self-contained partials (additive across layers, no external parameter) fn partial_bray(&self) -> Array2 fn partial_euclidean(&self) -> Array2 fn partial_threshold_jaccard(&self, threshold: u32) -> (Array2, Array2) // Normalised partials (require global col_weights across all layers/partitions) fn partial_relfreq_bray(&self, global: &Array1) -> Array2 fn partial_relfreq_euclidean(&self, global: &Array1) -> Array2 fn partial_hellinger(&self, global: &Array1) -> Array2 // Provided finalisations (default implementations on the trait) fn bray_dist_matrix(&self) -> Array2 fn euclidean_dist_matrix(&self) -> Array2 fn threshold_jaccard_dist_matrix(&self, threshold: u32) -> Array2 fn relfreq_bray_dist_matrix(&self) -> Array2 fn relfreq_euclidean_dist_matrix(&self) -> Array2 fn hellinger_dist_matrix(&self) -> Array2 } ``` **Self-contained partials** are additively decomposable: summing `partial_bray()` across all `(partition, layer)` pairs and finalising gives the same result as computing on the combined data. **Normalised partials** require the global column weights (sum across all layers and all partitions). The `global` parameter must reflect the complete index, not a per-layer sum. The provided `relfreq_bray_dist_matrix()` etc. call `col_weights()` first (pass 1) then the normalised partial (pass 2); when called on a `LayeredStore>` these two-pass calls cascade automatically through the blanket impls. **`partial_bray` returns `Array2`** (sum_min only, not a tuple). The denominator is always reconstructible as `col_weights()[i] + col_weights()[j]`. **`partial_threshold_jaccard` returns `(inter, union)`** as a pair because `union[i,j]` is not reconstructible from per-column statistics — it depends on both columns simultaneously.