# PersistentCompactIntVec ## Purpose `PersistentCompactIntVec` stores a dense array of non-negative integers indexed by MPHF slot where the vast majority of values are small (0–254) and large values are rare. It is designed for mmap-compatible random access with minimal memory footprint and optimal cache behaviour. Motivation from observed count distributions in genomics data: 99.9% of k-mer counts fit in a u8; overflow (count ≥ 255) affects ~0.07% of distinct k-mers but can reach values above 10⁶ (chloroplast, ribosomal repeats). --- ## Design Two-tier structure: 1. **Primary array** — `[u8; n]`, mmap'd as a flat file. Values 0–254 are stored directly. Value **255 is a sentinel** meaning "look in overflow". 2. **Overflow structure** — sorted list of `(slot: u32, value: u32)` pairs for all slots where the true value ≥ 255, with a **sparse L1-fitting index** for fast lookup. ``` primary[slot] < 255 → return primary[slot] primary[slot] == 255 → binary search in overflow ``` --- ## Lifecycle The structure has two distinct runtime roles with different APIs. ### Builder (`PersistentCompactIntVecBuilder`) Used during layer construction. Holds the primary array and overflow map in memory; supports arbitrary reads and writes before finalisation. ```rust struct PersistentCompactIntVecBuilder { primary: Vec, // in memory; written to disk at close() overflow: HashMap, // O(1) get/set for values ≥ 255 } ``` **Phase 1 — `new(n: usize)`** Allocates `primary` of length `n` initialised to 0. `overflow` is empty. **Phase 2 — fill (repeated `set` / `get`)** ```rust fn set(&mut self, slot: u64, value: u32) { if value < 255 { self.primary[slot] = value as u8; self.overflow.remove(&slot); // in case of downward mutation } else { self.primary[slot] = 255; // sentinel self.overflow.insert(slot, value); } } fn get(&self, slot: u64) -> u32 { match self.primary[slot] { 255 => *self.overflow.get(&slot).unwrap(), v => v as u32, } } ``` Reads and mutations are both O(1). Overflow entries can be created, updated, or removed freely during this phase. **Phase 3 — `close(primary_path, overflow_path)`** 1. Write `primary` as raw bytes to `counts_primary.bin`. 2. Collect `overflow` into `Vec<(u32, u32)>`, sort by slot. 3. Compute `step` from `n_overflow` (see below). 4. Build sparse index. 5. Write `counts_overflow.bin`. 6. Drop all in-memory state. The `HashMap` is the only extra allocation: bounded by `n_overflow × (8 + 4 + overhead)` bytes, typically a few MB in practice. --- ### Reader (`PersistentCompactIntVec`) Used at query time. Both files are mmap'd; the sparse index is loaded into a `Vec` at open time (≤ 32 KB, L1-resident). ```rust struct PersistentCompactIntVec { primary: Mmap, // mmap of counts_primary.bin index: Vec<(u32, u32)>, // sparse index, loaded into RAM at open data: Mmap, // mmap of overflow data region n_overflow: u32, step: u32, } ``` **`open(primary_path, overflow_path)`** Mmaps both files. Parses the overflow file header; copies the sparse index into a `Vec` (tiny, warm in cache). The data region stays mmap'd. **`get(slot: u64) -> u32`** — see Lookup section. --- ## Overflow file format ``` magic: [u8; 4] = b"PCIV" n_overflow: u32 step: u32 (0 if n_overflow ≤ L1_entries → no sparse index) [if step > 0] n_index: u32 = ⌈n_overflow / step⌉ index: [(slot: u32, pos: u32); n_index] ← loaded into RAM at open data: [(slot: u32, value: u32); n_overflow] sorted by slot, mmap'd ``` `index[i]` stores the slot value and data-array position of the `i × step`-th overflow entry. --- ## Step computation The step is chosen at `close()` time, once `n_overflow` is known: ``` L1_SIZE = 32 * 1024 // 32 KB conservative target INDEX_ENTRY = 8 // bytes: (u32, u32) L1_entries = L1_SIZE / INDEX_ENTRY = 4096 if n_overflow ≤ L1_entries: step = 0 // no sparse index; data itself fits in a few cache lines else: step = ⌈n_overflow / L1_entries⌉ ``` For the Betula nana reference (359 044 overflows): step = 88, index = 4 080 entries = 31.9 KB. --- ## Lookup ``` fn get(slot: u64) -> u32: if primary[slot] < 255: return primary[slot] as u32 if step == 0: return binary_search(data[0..n_overflow], slot) // 1. binary search in index (Vec, L1-resident) i = upper_bound(index[..].slot, slot) - 1 pos_start = index[i].pos pos_end = if i+1 < n_index { index[i+1].pos } else { n_overflow } // 2. binary search in contiguous block (mmap'd) return binary_search(data[pos_start..pos_end], slot) ``` Cache behaviour: step 1 is entirely within the L1-resident `Vec<(u32,u32)>`; step 2 loads a contiguous block of ≤ `step × 8` bytes from the mmap. --- ## Files ``` layer_N/ counts_primary.bin — [u8; n_slots], raw bytes counts_overflow.bin — PCIV header + sparse index + sorted data (absent if n_overflow == 0) ``` If `counts_overflow.bin` is absent, no slot has value ≥ 255; all reads go directly to the primary array. --- ## Complexity | Operation | Time | Notes | |---|---|---| | `set` / `get` (builder) | O(1) | HashMap for overflow | | `get` (no overflow) | O(1) | single byte read | | `get` (overflow, with index) | O(log step) | ~2 memory regions | | `get` (overflow, no index) | O(log n_overflow) | data fits in a few cache lines | | `close` | O(n_overflow log n_overflow) | sort + index build | | `open` | O(n_index) | index copy into Vec | --- ## Generalisation The sentinel (255) and primary type (u8) are fixed. The overflow value type is u32, sufficient for any realistic k-mer count. For a count matrix (mode 4), one `PersistentCompactIntVec` per genome column shares the primary array layout.