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Author SHA1 Message Date
Eric Coissac 21a20ce7ca feat: automate release workflow and add optional NUMA support
Release / create-release (push) Failing after 38s
Release / build-macos-arm64 (push) Has been skipped
Release / build-linux-x86_64 (push) Has been skipped
Refactor the Gitea release workflow to introduce a dedicated `create-release` job that exposes a shared release ID, eliminating redundant inline creation. Update the Makefile to automatically generate annotated tags with AI-derived markdown release notes from recent commits. Add an optional `numa` feature to `obikindex` that gates `hwlocality` behind conditional compilation, providing a graceful UMA fallback when disabled. Bump `obikmer` to v1.1.17.
2026-06-23 08:59:52 +02:00
435 changed files with 10808 additions and 103477 deletions
Vendored
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@@ -1,8 +1,9 @@
pname: CI name: CI
on: on:
pull_request: push:
branches: ['main'] branches: ['main']
pull_request:
jobs: jobs:
build: build:
@@ -25,8 +26,8 @@ jobs:
~/.cargo/registry ~/.cargo/registry
~/.cargo/git ~/.cargo/git
src/target src/target
key: ${{ runner.os }}-cargo-v2-${{ hashFiles('src/Cargo.lock') }} key: ${{ runner.os }}-cargo-${{ hashFiles('src/Cargo.lock') }}
restore-keys: ${{ runner.os }}-cargo-v2- restore-keys: ${{ runner.os }}-cargo-
- name: Build - name: Build
run: cargo build --release run: cargo build --release
+15 -15
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@@ -13,7 +13,7 @@ jobs:
steps: steps:
- uses: actions/checkout@v4 - uses: actions/checkout@v4
with: with:
fetch-depth: 0 fetch-tags: true
- name: Create Gitea release - name: Create Gitea release
id: create id: create
@@ -86,11 +86,20 @@ jobs:
build-macos-arm64: build-macos-arm64:
needs: create-release needs: create-release
runs-on: ubuntu-latest runs-on: ubuntu-latest
defaults:
run:
working-directory: src
steps: steps:
- uses: actions/checkout@v4 - uses: actions/checkout@v4
- name: Login to registry - name: Install Rust + zigbuild
run: echo "${{ secrets.REGISTRYTOKEN }}" | docker login registry.metabarcoding.org -u ${{ secrets.REGISTRYUSER }} --password-stdin run: |
curl --proto '=https' --tlsv1.2 -sSf https://sh.rustup.rs | sh -s -- -y --default-toolchain stable
echo "$HOME/.cargo/bin" >> $GITHUB_PATH
sudo apt-get update -qq && sudo apt-get install -y -qq jq
pip install ziglang --quiet --break-system-packages
$HOME/.cargo/bin/cargo install cargo-zigbuild
$HOME/.cargo/bin/rustup target add aarch64-apple-darwin
- name: Cache cargo registry - name: Cache cargo registry
uses: actions/cache@v4 uses: actions/cache@v4
@@ -103,24 +112,15 @@ jobs:
restore-keys: macos-arm64-cargo- restore-keys: macos-arm64-cargo-
- name: Build macOS binary - name: Build macOS binary
run: | run: cargo zigbuild --release --target aarch64-apple-darwin --no-default-features
CID=$(docker create \
-w /src/src \
registry.metabarcoding.org/cibuilder/rustcrossosx:latest \
cargo build --release --target aarch64-apple-darwin --no-default-features)
docker cp . "$CID:/src"
docker start -a "$CID"
STATUS=$(docker wait "$CID")
mkdir -p /tmp/dist
docker cp "$CID:/src/src/target/aarch64-apple-darwin/release/obikmer" /tmp/dist/obikmer-macos-arm64
docker rm "$CID" > /dev/null
[ "$STATUS" -eq 0 ]
- name: Prepare and upload artifact - name: Prepare and upload artifact
env: env:
GITEA_TOKEN: ${{ secrets.GITEATOKEN }} GITEA_TOKEN: ${{ secrets.GITEATOKEN }}
RELEASE_ID: ${{ needs.create-release.outputs.release_id }} RELEASE_ID: ${{ needs.create-release.outputs.release_id }}
run: | run: |
mkdir -p /tmp/dist
cp target/aarch64-apple-darwin/release/obikmer /tmp/dist/obikmer-macos-arm64
curl -s -X POST \ curl -s -X POST \
"${{ github.server_url }}/api/v1/repos/${{ github.repository }}/releases/$RELEASE_ID/assets" \ "${{ github.server_url }}/api/v1/repos/${{ github.repository }}/releases/$RELEASE_ID/assets" \
-H "Authorization: token $GITEA_TOKEN" \ -H "Authorization: token $GITEA_TOKEN" \
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@@ -8,18 +8,12 @@ data-stress
*.pb *.pb
./**/*.json ./**/*.json
*.bin *.bin
*.log
*.csv
Betula_exilis--IGA-24-33 Betula_exilis--IGA-24-33
benchmark/genomes benchmark/genomes
benchmark/genomes_orig
benchmark/simulated_data benchmark/simulated_data
benchmark/specimen_index_presence benchmark/specimen_index_presence
benchmark/specimen_index_count benchmark/specimen_index_count
benchmark/global_index_presence benchmark/global_index_presence
benchmark/global_index_presence_orig
benchmark/global_index_presence_sav
benchmark/all_specific
benchmark/global_index_count benchmark/global_index_count
benchmark/stats benchmark/stats
benchmark/reference_index benchmark/reference_index
@@ -27,16 +21,3 @@ benchmark/reference_dist
benchmark/obikmer_dist benchmark/obikmer_dist
benchmark/specific_index_count benchmark/specific_index_count
benchmark/specific_index_presence benchmark/specific_index_presence
TNT
phyg
biblio
*.tnt
*.tre
*.phy
*.treefile
*.bionj
*.iqtree
*.mldist
*.parstree
*.ckp.gz
*.model
+16 -18
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@@ -12,8 +12,8 @@ Si une dépendance demandée pose problème (erreur de compilation, bug, API man
Quand une nouvelle construction (type, itérateur, abstraction) rend du code historique injustifié, le signaler immédiatement et proposer de le supprimer — ne pas conserver les deux en parallèle par inertie. Le développeur demande explicitement de remettre en cause le code base : ne pas attendre qu'il insiste. Quand une nouvelle construction (type, itérateur, abstraction) rend du code historique injustifié, le signaler immédiatement et proposer de le supprimer — ne pas conserver les deux en parallèle par inertie. Le développeur demande explicitement de remettre en cause le code base : ne pas attendre qu'il insiste.
Tu maintiens en **anglais**, dense et sans remplissage, les documents suivants : Tu maintiens en **anglais**, dense et sans remplissage, les documents suivants :
- `DevDocMD/index.md` — document de discussion de base, enrichi progressivement au fil de nos échanges ; il reflète l'état courant de la réflexion sur le projet - `docmd/index.md` — document de discussion de base, enrichi progressivement au fil de nos échanges ; il reflète l'état courant de la réflexion sur le projet
- les autres fichiers Markdown dans `DevDocMD/` selon leur thème respectif - les autres fichiers Markdown dans `docmd/` selon leur thème respectif
Les snippets de code y sont courts et illustrent uniquement des principes architecturaux. Nos échanges se font en **français**. Les snippets de code y sont courts et illustrent uniquement des principes architecturaux. Nos échanges se font en **français**.
@@ -42,35 +42,33 @@ Les snippets de code y sont courts et illustrent uniquement des principes archit
## Infrastructure de documentation ## Infrastructure de documentation
La documentation est gérée via **MkDocs + thème Material**, avec publication sur **GitHub Pages**. Deux arbres de documentation indépendants, deux configurations à la racine du dépôt (voir aussi `UserDocMD/` ci-dessous pour la doc utilisateur) : La documentation est gérée via **MkDocs + thème Material**, avec publication sur **GitHub Pages**.
**Structure des répertoires** **Structure des répertoires**
``` ```
DevDocMD/ ← sources Markdown, doc développeur (discussion, historique, rationale) docmd/ ← sources Markdown + mkdocs.yml
UserDocMD/ ← sources Markdown, doc utilisateur (état factuel courant, sans code Rust) docmd/mkdocs.yml
mkdocs.yml ← config doc développeur : docs_dir DevDocMD, site_dir DevDoc doc/ ← site HTML généré (servi par GitHub Pages)
mkdocs-user.yml ← config doc utilisateur : docs_dir UserDocMD, site_dir doc
DevDoc/ ← site HTML généré (doc développeur)
doc/ ← site HTML généré (doc utilisateur — publié par GitHub Pages, répertoire par défaut)
.venv/ ← environnement Python (ignoré par git) .venv/ ← environnement Python (ignoré par git)
``` ```
**Configuration `docmd/mkdocs.yml`**
- `docs_dir: .` (sources = `docmd/` lui-même)
- `site_dir: ../doc` (sortie = `doc/`)
**Commandes Makefile** **Commandes Makefile**
| Commande | Effet | | Commande | Effet |
|---|---| |---|---|
| `make doc` | Construit la doc développeur dans `DevDoc/` | | `make doc` | Construit le HTML dans `doc/` |
| `make doc-serve` | Serveur local (doc développeur), rechargement automatique | | `make doc-serve` | Serveur local avec rechargement automatique |
| `make clean-doc` | Supprime `DevDoc/` | | `make clean-doc` | Supprime `doc/` |
| `make doc-user` | Construit la doc utilisateur dans `doc/` | | `make clean` | Supprime `doc/` et `.venv/` |
| `make doc-user-serve` | Serveur local (doc utilisateur), rechargement automatique |
| `make clean-doc-user` | Supprime `doc/` |
| `make clean` | Supprime `DevDoc/`, `doc/` et `.venv/` |
Le `.venv/` est dans `.gitignore`. `DevDoc/` et `doc/` (sorties HTML) sont versionnés — `doc/` spécifiquement parce que c'est le répertoire par défaut que GitHub Pages sert. Le `.venv/` est dans `.gitignore`. Le répertoire `doc/` (sortie HTML) est versionné pour GitHub Pages.
Lors de l'ajout de nouveaux fichiers Markdown dans `DevDocMD/`, mettre à jour la section `nav:` de `mkdocs.yml` ; dans `UserDocMD/`, mettre à jour `mkdocs-user.yml`. Lors de l'ajout de nouveaux fichiers Markdown dans `docmd/`, mettre à jour la section `nav:` de `docmd/mkdocs.yml`.
--- ---
-1219
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/*!
* Lunr languages, `Danish` language
* https://github.com/MihaiValentin/lunr-languages
*
* Copyright 2014, Mihai Valentin
* http://www.mozilla.org/MPL/
*/
/*!
* based on
* Snowball JavaScript Library v0.3
* http://code.google.com/p/urim/
* http://snowball.tartarus.org/
*
* Copyright 2010, Oleg Mazko
* http://www.mozilla.org/MPL/
*/
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!function(e,r){"function"==typeof define&&define.amd?define(r):"object"==typeof exports?module.exports=r():r()(e.lunr)}(this,function(){return function(e){if(void 0===e)throw new Error("Lunr is not present. Please include / require Lunr before this script.");if(void 0===e.stemmerSupport)throw new Error("Lunr stemmer support is not present. Please include / require Lunr stemmer support before this script.");var r="2"==e.version[0];e.ja=function(){this.pipeline.reset(),this.pipeline.add(e.ja.trimmer,e.ja.stopWordFilter,e.ja.stemmer),r?this.tokenizer=e.ja.tokenizer:(e.tokenizer&&(e.tokenizer=e.ja.tokenizer),this.tokenizerFn&&(this.tokenizerFn=e.ja.tokenizer))};var t=new e.TinySegmenter;e.ja.tokenizer=function(i){var n,o,s,p,a,u,m,l,c,f;if(!arguments.length||null==i||void 0==i)return[];if(Array.isArray(i))return i.map(function(t){return r?new e.Token(t.toLowerCase()):t.toLowerCase()});for(o=i.toString().toLowerCase().replace(/^\s+/,""),n=o.length-1;n>=0;n--)if(/\S/.test(o.charAt(n))){o=o.substring(0,n+1);break}for(a=[],s=o.length,c=0,l=0;c<=s;c++)if(u=o.charAt(c),m=c-l,u.match(/\s/)||c==s){if(m>0)for(p=t.segment(o.slice(l,c)).filter(function(e){return!!e}),f=l,n=0;n<p.length;n++)r?a.push(new e.Token(p[n],{position:[f,p[n].length],index:a.length})):a.push(p[n]),f+=p[n].length;l=c+1}return a},e.ja.stemmer=function(){return function(e){return e}}(),e.Pipeline.registerFunction(e.ja.stemmer,"stemmer-ja"),e.ja.wordCharacters="一二三四五六七八九十百千万億兆一-龠々〆ヵヶぁ-んァ-ヴーア-ン゙a-zA-Z-zA-0-9-",e.ja.trimmer=e.trimmerSupport.generateTrimmer(e.ja.wordCharacters),e.Pipeline.registerFunction(e.ja.trimmer,"trimmer-ja"),e.ja.stopWordFilter=e.generateStopWordFilter("これ それ あれ この その あの ここ そこ あそこ こちら どこ だれ なに なん 何 私 貴方 貴方方 我々 私達 あの人 あのかた 彼女 彼 です あります おります います は が の に を で え から まで より も どの と し それで しかし".split(" ")),e.Pipeline.registerFunction(e.ja.stopWordFilter,"stopWordFilter-ja"),e.jp=e.ja,e.Pipeline.registerFunction(e.jp.stemmer,"stemmer-jp"),e.Pipeline.registerFunction(e.jp.trimmer,"trimmer-jp"),e.Pipeline.registerFunction(e.jp.stopWordFilter,"stopWordFilter-jp")}});
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module.exports=require("./lunr.ja");
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!function(e,r){"function"==typeof define&&define.amd?define(r):"object"==typeof exports?module.exports=r():r()(e.lunr)}(this,function(){return function(e){if(void 0===e)throw new Error("Lunr is not present. Please include / require Lunr before this script.");if(void 0===e.stemmerSupport)throw new Error("Lunr stemmer support is not present. Please include / require Lunr stemmer support before this script.");e.kn=function(){this.pipeline.reset(),this.pipeline.add(e.kn.trimmer,e.kn.stopWordFilter,e.kn.stemmer),this.searchPipeline&&(this.searchPipeline.reset(),this.searchPipeline.add(e.kn.stemmer))},e.kn.wordCharacters="ಀ-಄ಅ-ಔಕ-ಹಾ-ೌ಼-ಽೕ-ೖೝ-ೞೠ-ೡೢ-ೣ೤೥೦-೯ೱ-ೳ",e.kn.trimmer=e.trimmerSupport.generateTrimmer(e.kn.wordCharacters),e.Pipeline.registerFunction(e.kn.trimmer,"trimmer-kn"),e.kn.stopWordFilter=e.generateStopWordFilter("ಮತ್ತು ಈ ಒಂದು ರಲ್ಲಿ ಹಾಗೂ ಎಂದು ಅಥವಾ ಇದು ರ ಅವರು ಎಂಬ ಮೇಲೆ ಅವರ ತನ್ನ ಆದರೆ ತಮ್ಮ ನಂತರ ಮೂಲಕ ಹೆಚ್ಚು ನ ಆ ಕೆಲವು ಅನೇಕ ಎರಡು ಹಾಗು ಪ್ರಮುಖ ಇದನ್ನು ಇದರ ಸುಮಾರು ಅದರ ಅದು ಮೊದಲ ಬಗ್ಗೆ ನಲ್ಲಿ ರಂದು ಇತರ ಅತ್ಯಂತ ಹೆಚ್ಚಿನ ಸಹ ಸಾಮಾನ್ಯವಾಗಿ ನೇ ಹಲವಾರು ಹೊಸ ದಿ ಕಡಿಮೆ ಯಾವುದೇ ಹೊಂದಿದೆ ದೊಡ್ಡ ಅನ್ನು ಇವರು ಪ್ರಕಾರ ಇದೆ ಮಾತ್ರ ಕೂಡ ಇಲ್ಲಿ ಎಲ್ಲಾ ವಿವಿಧ ಅದನ್ನು ಹಲವು ರಿಂದ ಕೇವಲ ದ ದಕ್ಷಿಣ ಗೆ ಅವನ ಅತಿ ನೆಯ ಬಹಳ ಕೆಲಸ ಎಲ್ಲ ಪ್ರತಿ ಇತ್ಯಾದಿ ಇವು ಬೇರೆ ಹೀಗೆ ನಡುವೆ ಇದಕ್ಕೆ ಎಸ್ ಇವರ ಮೊದಲು ಶ್ರೀ ಮಾಡುವ ಇದರಲ್ಲಿ ರೀತಿಯ ಮಾಡಿದ ಕಾಲ ಅಲ್ಲಿ ಮಾಡಲು ಅದೇ ಈಗ ಅವು ಗಳು ಎ ಎಂಬುದು ಅವನು ಅಂದರೆ ಅವರಿಗೆ ಇರುವ ವಿಶೇಷ ಮುಂದೆ ಅವುಗಳ ಮುಂತಾದ ಮೂಲ ಬಿ ಮೀ ಒಂದೇ ಇನ್ನೂ ಹೆಚ್ಚಾಗಿ ಮಾಡಿ ಅವರನ್ನು ಇದೇ ಯ ರೀತಿಯಲ್ಲಿ ಜೊತೆ ಅದರಲ್ಲಿ ಮಾಡಿದರು ನಡೆದ ಆಗ ಮತ್ತೆ ಪೂರ್ವ ಆತ ಬಂದ ಯಾವ ಒಟ್ಟು ಇತರೆ ಹಿಂದೆ ಪ್ರಮಾಣದ ಗಳನ್ನು ಕುರಿತು ಯು ಆದ್ದರಿಂದ ಅಲ್ಲದೆ ನಗರದ ಮೇಲಿನ ಏಕೆಂದರೆ ರಷ್ಟು ಎಂಬುದನ್ನು ಬಾರಿ ಎಂದರೆ ಹಿಂದಿನ ಆದರೂ ಆದ ಸಂಬಂಧಿಸಿದ ಮತ್ತೊಂದು ಸಿ ಆತನ ".split(" ")),e.kn.stemmer=function(){return function(e){return"function"==typeof e.update?e.update(function(e){return e}):e}}();var r=e.wordcut;r.init(),e.kn.tokenizer=function(t){if(!arguments.length||null==t||void 0==t)return[];if(Array.isArray(t))return t.map(function(r){return isLunr2?new e.Token(r.toLowerCase()):r.toLowerCase()});var n=t.toString().toLowerCase().replace(/^\s+/,"");return r.cut(n).split("|")},e.Pipeline.registerFunction(e.kn.stemmer,"stemmer-kn"),e.Pipeline.registerFunction(e.kn.stopWordFilter,"stopWordFilter-kn")}});
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!function(e,t){"function"==typeof define&&define.amd?define(t):"object"==typeof exports?module.exports=t():t()(e.lunr)}(this,function(){return function(e){e.multiLanguage=function(){for(var t=Array.prototype.slice.call(arguments),i=t.join("-"),r="",n=[],s=[],p=0;p<t.length;++p)"en"==t[p]?(r+="\\w",n.unshift(e.stopWordFilter),n.push(e.stemmer),s.push(e.stemmer)):(r+=e[t[p]].wordCharacters,e[t[p]].stopWordFilter&&n.unshift(e[t[p]].stopWordFilter),e[t[p]].stemmer&&(n.push(e[t[p]].stemmer),s.push(e[t[p]].stemmer)));var o=e.trimmerSupport.generateTrimmer(r);return e.Pipeline.registerFunction(o,"lunr-multi-trimmer-"+i),n.unshift(o),function(){this.pipeline.reset(),this.pipeline.add.apply(this.pipeline,n),this.searchPipeline&&(this.searchPipeline.reset(),this.searchPipeline.add.apply(this.searchPipeline,s))}}}});
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/*!
* Lunr languages, `Norwegian` language
* https://github.com/MihaiValentin/lunr-languages
*
* Copyright 2014, Mihai Valentin
* http://www.mozilla.org/MPL/
*/
/*!
* based on
* Snowball JavaScript Library v0.3
* http://code.google.com/p/urim/
* http://snowball.tartarus.org/
*
* Copyright 2010, Oleg Mazko
* http://www.mozilla.org/MPL/
*/
!function(e,r){"function"==typeof define&&define.amd?define(r):"object"==typeof exports?module.exports=r():r()(e.lunr)}(this,function(){return function(e){if(void 0===e)throw new Error("Lunr is not present. Please include / require Lunr before this script.");if(void 0===e.stemmerSupport)throw new Error("Lunr stemmer support is not present. Please include / require Lunr stemmer support before this script.");e.no=function(){this.pipeline.reset(),this.pipeline.add(e.no.trimmer,e.no.stopWordFilter,e.no.stemmer),this.searchPipeline&&(this.searchPipeline.reset(),this.searchPipeline.add(e.no.stemmer))},e.no.wordCharacters="A-Za-zªºÀ-ÖØ-öø-ʸˠ-ˤᴀ-ᴥᴬ-ᵜᵢ-ᵥᵫ-ᵷᵹ-ᶾḀ-ỿⁱⁿₐ-ₜKÅℲⅎⅠ-ↈⱠ-ⱿꜢ-ꞇꞋ-ꞭꞰ-ꞷꟷ-ꟿꬰ-ꭚꭜ-ꭤff-stA-Za-z",e.no.trimmer=e.trimmerSupport.generateTrimmer(e.no.wordCharacters),e.Pipeline.registerFunction(e.no.trimmer,"trimmer-no"),e.no.stemmer=function(){var r=e.stemmerSupport.Among,n=e.stemmerSupport.SnowballProgram,i=new function(){function e(){var e,r=w.cursor+3;if(a=w.limit,0<=r||r<=w.limit){for(s=r;;){if(e=w.cursor,w.in_grouping(d,97,248)){w.cursor=e;break}if(e>=w.limit)return;w.cursor=e+1}for(;!w.out_grouping(d,97,248);){if(w.cursor>=w.limit)return;w.cursor++}a=w.cursor,a<s&&(a=s)}}function i(){var e,r,n;if(w.cursor>=a&&(r=w.limit_backward,w.limit_backward=a,w.ket=w.cursor,e=w.find_among_b(m,29),w.limit_backward=r,e))switch(w.bra=w.cursor,e){case 1:w.slice_del();break;case 2:n=w.limit-w.cursor,w.in_grouping_b(c,98,122)?w.slice_del():(w.cursor=w.limit-n,w.eq_s_b(1,"k")&&w.out_grouping_b(d,97,248)&&w.slice_del());break;case 3:w.slice_from("er")}}function t(){var e,r=w.limit-w.cursor;w.cursor>=a&&(e=w.limit_backward,w.limit_backward=a,w.ket=w.cursor,w.find_among_b(u,2)?(w.bra=w.cursor,w.limit_backward=e,w.cursor=w.limit-r,w.cursor>w.limit_backward&&(w.cursor--,w.bra=w.cursor,w.slice_del())):w.limit_backward=e)}function o(){var e,r;w.cursor>=a&&(r=w.limit_backward,w.limit_backward=a,w.ket=w.cursor,e=w.find_among_b(l,11),e?(w.bra=w.cursor,w.limit_backward=r,1==e&&w.slice_del()):w.limit_backward=r)}var s,a,m=[new r("a",-1,1),new r("e",-1,1),new r("ede",1,1),new r("ande",1,1),new r("ende",1,1),new r("ane",1,1),new r("ene",1,1),new r("hetene",6,1),new r("erte",1,3),new r("en",-1,1),new r("heten",9,1),new r("ar",-1,1),new r("er",-1,1),new r("heter",12,1),new r("s",-1,2),new r("as",14,1),new r("es",14,1),new r("edes",16,1),new r("endes",16,1),new r("enes",16,1),new r("hetenes",19,1),new r("ens",14,1),new r("hetens",21,1),new r("ers",14,1),new r("ets",14,1),new r("et",-1,1),new r("het",25,1),new r("ert",-1,3),new r("ast",-1,1)],u=[new r("dt",-1,-1),new r("vt",-1,-1)],l=[new r("leg",-1,1),new r("eleg",0,1),new r("ig",-1,1),new r("eig",2,1),new r("lig",2,1),new r("elig",4,1),new r("els",-1,1),new r("lov",-1,1),new r("elov",7,1),new r("slov",7,1),new r("hetslov",9,1)],d=[17,65,16,1,0,0,0,0,0,0,0,0,0,0,0,0,48,0,128],c=[119,125,149,1],w=new n;this.setCurrent=function(e){w.setCurrent(e)},this.getCurrent=function(){return w.getCurrent()},this.stem=function(){var r=w.cursor;return e(),w.limit_backward=r,w.cursor=w.limit,i(),w.cursor=w.limit,t(),w.cursor=w.limit,o(),!0}};return function(e){return"function"==typeof e.update?e.update(function(e){return i.setCurrent(e),i.stem(),i.getCurrent()}):(i.setCurrent(e),i.stem(),i.getCurrent())}}(),e.Pipeline.registerFunction(e.no.stemmer,"stemmer-no"),e.no.stopWordFilter=e.generateStopWordFilter("alle at av bare begge ble blei bli blir blitt både båe da de deg dei deim deira deires dem den denne der dere deres det dette di din disse ditt du dykk dykkar då eg ein eit eitt eller elles en enn er et ett etter for fordi fra før ha hadde han hans har hennar henne hennes her hjå ho hoe honom hoss hossen hun hva hvem hver hvilke hvilken hvis hvor hvordan hvorfor i ikke ikkje ikkje ingen ingi inkje inn inni ja jeg kan kom korleis korso kun kunne kva kvar kvarhelst kven kvi kvifor man mange me med medan meg meget mellom men mi min mine mitt mot mykje ned no noe noen noka noko nokon nokor nokre nå når og også om opp oss over på samme seg selv si si sia sidan siden sin sine sitt sjøl skal skulle slik so som som somme somt så sånn til um upp ut uten var vart varte ved vere verte vi vil ville vore vors vort vår være være vært å".split(" ")),e.Pipeline.registerFunction(e.no.stopWordFilter,"stopWordFilter-no")}});
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!function(e,r){"function"==typeof define&&define.amd?define(r):"object"==typeof exports?module.exports=r():r()(e.lunr)}(this,function(){return function(e){if(void 0===e)throw new Error("Lunr is not present. Please include / require Lunr before this script.");if(void 0===e.stemmerSupport)throw new Error("Lunr stemmer support is not present. Please include / require Lunr stemmer support before this script.");e.sa=function(){this.pipeline.reset(),this.pipeline.add(e.sa.trimmer,e.sa.stopWordFilter,e.sa.stemmer),this.searchPipeline&&(this.searchPipeline.reset(),this.searchPipeline.add(e.sa.stemmer))},e.sa.wordCharacters="ऀ-ःऄ-एऐ-टठ-यर-िी-ॏॐ-य़ॠ-९॰-ॿ꣠-꣱ꣲ-ꣷ꣸-ꣻ꣼-ꣽꣾ-ꣿᆰ0-ᆰ9",e.sa.trimmer=e.trimmerSupport.generateTrimmer(e.sa.wordCharacters),e.Pipeline.registerFunction(e.sa.trimmer,"trimmer-sa"),e.sa.stopWordFilter=e.generateStopWordFilter('तथा अयम्‌ एकम्‌ इत्यस्मिन्‌ तथा तत्‌ वा अयम्‌ इत्यस्य ते आहूत उपरि तेषाम्‌ किन्तु तेषाम्‌ तदा इत्यनेन अधिकः इत्यस्य तत्‌ केचन बहवः द्वि तथा महत्वपूर्णः अयम्‌ अस्य विषये अयं अस्ति तत्‌ प्रथमः विषये इत्युपरि इत्युपरि इतर अधिकतमः अधिकः अपि सामान्यतया ठ इतरेतर नूतनम्‌ द न्यूनम्‌ कश्चित्‌ वा विशालः द सः अस्ति तदनुसारम् तत्र अस्ति केवलम्‌ अपि अत्र सर्वे विविधाः तत्‌ बहवः यतः इदानीम्‌ द दक्षिण इत्यस्मै तस्य उपरि नथ अतीव कार्यम्‌ सर्वे एकैकम्‌ इत्यादि। एते सन्ति उत इत्थम्‌ मध्ये एतदर्थं . स कस्य प्रथमः श्री. करोति अस्मिन् प्रकारः निर्मिता कालः तत्र कर्तुं समान अधुना ते सन्ति स एकः अस्ति सः अर्थात् तेषां कृते . स्थितम् विशेषः अग्रिम तेषाम्‌ समान स्रोतः ख म समान इदानीमपि अधिकतया करोतु ते समान इत्यस्य वीथी सह यस्मिन् कृतवान्‌ धृतः तदा पुनः पूर्वं सः आगतः किम्‌ कुल इतर पुरा मात्रा स विषये उ अतएव अपि नगरस्य उपरि यतः प्रतिशतं कतरः कालः साधनानि भूत तथापि जात सम्बन्धि अन्यत्‌ ग अतः अस्माकं स्वकीयाः अस्माकं इदानीं अन्तः इत्यादयः भवन्तः इत्यादयः एते एताः तस्य अस्य इदम् एते तेषां तेषां तेषां तान् तेषां तेषां तेषां समानः सः एकः च तादृशाः बहवः अन्ये च वदन्ति यत् कियत् कस्मै कस्मै यस्मै यस्मै यस्मै यस्मै न अतिनीचः किन्तु प्रथमं सम्पूर्णतया ततः चिरकालानन्तरं पुस्तकं सम्पूर्णतया अन्तः किन्तु अत्र वा इह इव श्रद्धाय अवशिष्यते परन्तु अन्ये वर्गाः सन्ति ते सन्ति शक्नुवन्ति सर्वे मिलित्वा सर्वे एकत्र"'.split(" ")),e.sa.stemmer=function(){return function(e){return"function"==typeof e.update?e.update(function(e){return e}):e}}();var r=e.wordcut;r.init(),e.sa.tokenizer=function(t){if(!arguments.length||null==t||void 0==t)return[];if(Array.isArray(t))return t.map(function(r){return isLunr2?new e.Token(r.toLowerCase()):r.toLowerCase()});var i=t.toString().toLowerCase().replace(/^\s+/,"");return r.cut(i).split("|")},e.Pipeline.registerFunction(e.sa.stemmer,"stemmer-sa"),e.Pipeline.registerFunction(e.sa.stopWordFilter,"stopWordFilter-sa")}});
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!function(r,t){"function"==typeof define&&define.amd?define(t):"object"==typeof exports?module.exports=t():t()(r.lunr)}(this,function(){return function(r){r.stemmerSupport={Among:function(r,t,i,s){if(this.toCharArray=function(r){for(var t=r.length,i=new Array(t),s=0;s<t;s++)i[s]=r.charCodeAt(s);return i},!r&&""!=r||!t&&0!=t||!i)throw"Bad Among initialisation: s:"+r+", substring_i: "+t+", result: "+i;this.s_size=r.length,this.s=this.toCharArray(r),this.substring_i=t,this.result=i,this.method=s},SnowballProgram:function(){var r;return{bra:0,ket:0,limit:0,cursor:0,limit_backward:0,setCurrent:function(t){r=t,this.cursor=0,this.limit=t.length,this.limit_backward=0,this.bra=this.cursor,this.ket=this.limit},getCurrent:function(){var t=r;return r=null,t},in_grouping:function(t,i,s){if(this.cursor<this.limit){var e=r.charCodeAt(this.cursor);if(e<=s&&e>=i&&(e-=i,t[e>>3]&1<<(7&e)))return this.cursor++,!0}return!1},in_grouping_b:function(t,i,s){if(this.cursor>this.limit_backward){var e=r.charCodeAt(this.cursor-1);if(e<=s&&e>=i&&(e-=i,t[e>>3]&1<<(7&e)))return this.cursor--,!0}return!1},out_grouping:function(t,i,s){if(this.cursor<this.limit){var e=r.charCodeAt(this.cursor);if(e>s||e<i)return this.cursor++,!0;if(e-=i,!(t[e>>3]&1<<(7&e)))return this.cursor++,!0}return!1},out_grouping_b:function(t,i,s){if(this.cursor>this.limit_backward){var e=r.charCodeAt(this.cursor-1);if(e>s||e<i)return this.cursor--,!0;if(e-=i,!(t[e>>3]&1<<(7&e)))return this.cursor--,!0}return!1},eq_s:function(t,i){if(this.limit-this.cursor<t)return!1;for(var s=0;s<t;s++)if(r.charCodeAt(this.cursor+s)!=i.charCodeAt(s))return!1;return this.cursor+=t,!0},eq_s_b:function(t,i){if(this.cursor-this.limit_backward<t)return!1;for(var s=0;s<t;s++)if(r.charCodeAt(this.cursor-t+s)!=i.charCodeAt(s))return!1;return this.cursor-=t,!0},find_among:function(t,i){for(var s=0,e=i,n=this.cursor,u=this.limit,o=0,h=0,c=!1;;){for(var a=s+(e-s>>1),f=0,l=o<h?o:h,_=t[a],m=l;m<_.s_size;m++){if(n+l==u){f=-1;break}if(f=r.charCodeAt(n+l)-_.s[m])break;l++}if(f<0?(e=a,h=l):(s=a,o=l),e-s<=1){if(s>0||e==s||c)break;c=!0}}for(;;){var _=t[s];if(o>=_.s_size){if(this.cursor=n+_.s_size,!_.method)return _.result;var b=_.method();if(this.cursor=n+_.s_size,b)return _.result}if((s=_.substring_i)<0)return 0}},find_among_b:function(t,i){for(var s=0,e=i,n=this.cursor,u=this.limit_backward,o=0,h=0,c=!1;;){for(var a=s+(e-s>>1),f=0,l=o<h?o:h,_=t[a],m=_.s_size-1-l;m>=0;m--){if(n-l==u){f=-1;break}if(f=r.charCodeAt(n-1-l)-_.s[m])break;l++}if(f<0?(e=a,h=l):(s=a,o=l),e-s<=1){if(s>0||e==s||c)break;c=!0}}for(;;){var _=t[s];if(o>=_.s_size){if(this.cursor=n-_.s_size,!_.method)return _.result;var b=_.method();if(this.cursor=n-_.s_size,b)return _.result}if((s=_.substring_i)<0)return 0}},replace_s:function(t,i,s){var e=s.length-(i-t),n=r.substring(0,t),u=r.substring(i);return r=n+s+u,this.limit+=e,this.cursor>=i?this.cursor+=e:this.cursor>t&&(this.cursor=t),e},slice_check:function(){if(this.bra<0||this.bra>this.ket||this.ket>this.limit||this.limit>r.length)throw"faulty slice operation"},slice_from:function(r){this.slice_check(),this.replace_s(this.bra,this.ket,r)},slice_del:function(){this.slice_from("")},insert:function(r,t,i){var s=this.replace_s(r,t,i);r<=this.bra&&(this.bra+=s),r<=this.ket&&(this.ket+=s)},slice_to:function(){return this.slice_check(),r.substring(this.bra,this.ket)},eq_v_b:function(r){return this.eq_s_b(r.length,r)}}}},r.trimmerSupport={generateTrimmer:function(r){var t=new RegExp("^[^"+r+"]+"),i=new RegExp("[^"+r+"]+$");return function(r){return"function"==typeof r.update?r.update(function(r){return r.replace(t,"").replace(i,"")}):r.replace(t,"").replace(i,"")}}}}});
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/*!
* Lunr languages, `Swedish` language
* https://github.com/MihaiValentin/lunr-languages
*
* Copyright 2014, Mihai Valentin
* http://www.mozilla.org/MPL/
*/
/*!
* based on
* Snowball JavaScript Library v0.3
* http://code.google.com/p/urim/
* http://snowball.tartarus.org/
*
* Copyright 2010, Oleg Mazko
* http://www.mozilla.org/MPL/
*/
!function(e,r){"function"==typeof define&&define.amd?define(r):"object"==typeof exports?module.exports=r():r()(e.lunr)}(this,function(){return function(e){if(void 0===e)throw new Error("Lunr is not present. Please include / require Lunr before this script.");if(void 0===e.stemmerSupport)throw new Error("Lunr stemmer support is not present. Please include / require Lunr stemmer support before this script.");e.sv=function(){this.pipeline.reset(),this.pipeline.add(e.sv.trimmer,e.sv.stopWordFilter,e.sv.stemmer),this.searchPipeline&&(this.searchPipeline.reset(),this.searchPipeline.add(e.sv.stemmer))},e.sv.wordCharacters="A-Za-zªºÀ-ÖØ-öø-ʸˠ-ˤᴀ-ᴥᴬ-ᵜᵢ-ᵥᵫ-ᵷᵹ-ᶾḀ-ỿⁱⁿₐ-ₜKÅℲⅎⅠ-ↈⱠ-ⱿꜢ-ꞇꞋ-ꞭꞰ-ꞷꟷ-ꟿꬰ-ꭚꭜ-ꭤff-stA-Za-z",e.sv.trimmer=e.trimmerSupport.generateTrimmer(e.sv.wordCharacters),e.Pipeline.registerFunction(e.sv.trimmer,"trimmer-sv"),e.sv.stemmer=function(){var r=e.stemmerSupport.Among,n=e.stemmerSupport.SnowballProgram,t=new function(){function e(){var e,r=w.cursor+3;if(o=w.limit,0<=r||r<=w.limit){for(a=r;;){if(e=w.cursor,w.in_grouping(l,97,246)){w.cursor=e;break}if(w.cursor=e,w.cursor>=w.limit)return;w.cursor++}for(;!w.out_grouping(l,97,246);){if(w.cursor>=w.limit)return;w.cursor++}o=w.cursor,o<a&&(o=a)}}function t(){var e,r=w.limit_backward;if(w.cursor>=o&&(w.limit_backward=o,w.cursor=w.limit,w.ket=w.cursor,e=w.find_among_b(u,37),w.limit_backward=r,e))switch(w.bra=w.cursor,e){case 1:w.slice_del();break;case 2:w.in_grouping_b(d,98,121)&&w.slice_del()}}function i(){var e=w.limit_backward;w.cursor>=o&&(w.limit_backward=o,w.cursor=w.limit,w.find_among_b(c,7)&&(w.cursor=w.limit,w.ket=w.cursor,w.cursor>w.limit_backward&&(w.bra=--w.cursor,w.slice_del())),w.limit_backward=e)}function s(){var e,r;if(w.cursor>=o){if(r=w.limit_backward,w.limit_backward=o,w.cursor=w.limit,w.ket=w.cursor,e=w.find_among_b(m,5))switch(w.bra=w.cursor,e){case 1:w.slice_del();break;case 2:w.slice_from("lös");break;case 3:w.slice_from("full")}w.limit_backward=r}}var a,o,u=[new r("a",-1,1),new r("arna",0,1),new r("erna",0,1),new r("heterna",2,1),new r("orna",0,1),new r("ad",-1,1),new r("e",-1,1),new r("ade",6,1),new r("ande",6,1),new r("arne",6,1),new r("are",6,1),new r("aste",6,1),new r("en",-1,1),new r("anden",12,1),new r("aren",12,1),new r("heten",12,1),new r("ern",-1,1),new r("ar",-1,1),new r("er",-1,1),new r("heter",18,1),new r("or",-1,1),new r("s",-1,2),new r("as",21,1),new r("arnas",22,1),new r("ernas",22,1),new r("ornas",22,1),new r("es",21,1),new r("ades",26,1),new r("andes",26,1),new r("ens",21,1),new r("arens",29,1),new r("hetens",29,1),new r("erns",21,1),new r("at",-1,1),new r("andet",-1,1),new r("het",-1,1),new r("ast",-1,1)],c=[new r("dd",-1,-1),new r("gd",-1,-1),new r("nn",-1,-1),new r("dt",-1,-1),new r("gt",-1,-1),new r("kt",-1,-1),new r("tt",-1,-1)],m=[new r("ig",-1,1),new r("lig",0,1),new r("els",-1,1),new r("fullt",-1,3),new r("löst",-1,2)],l=[17,65,16,1,0,0,0,0,0,0,0,0,0,0,0,0,24,0,32],d=[119,127,149],w=new n;this.setCurrent=function(e){w.setCurrent(e)},this.getCurrent=function(){return w.getCurrent()},this.stem=function(){var r=w.cursor;return e(),w.limit_backward=r,w.cursor=w.limit,t(),w.cursor=w.limit,i(),w.cursor=w.limit,s(),!0}};return function(e){return"function"==typeof e.update?e.update(function(e){return t.setCurrent(e),t.stem(),t.getCurrent()}):(t.setCurrent(e),t.stem(),t.getCurrent())}}(),e.Pipeline.registerFunction(e.sv.stemmer,"stemmer-sv"),e.sv.stopWordFilter=e.generateStopWordFilter("alla allt att av blev bli blir blivit de dem den denna deras dess dessa det detta dig din dina ditt du där då efter ej eller en er era ert ett från för ha hade han hans har henne hennes hon honom hur här i icke ingen inom inte jag ju kan kunde man med mellan men mig min mina mitt mot mycket ni nu när någon något några och om oss på samma sedan sig sin sina sitta själv skulle som så sådan sådana sådant till under upp ut utan vad var vara varför varit varje vars vart vem vi vid vilka vilkas vilken vilket vår våra vårt än är åt över".split(" ")),e.Pipeline.registerFunction(e.sv.stopWordFilter,"stopWordFilter-sv")}});
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!function(e,t){"function"==typeof define&&define.amd?define(t):"object"==typeof exports?module.exports=t():t()(e.lunr)}(this,function(){return function(e){if(void 0===e)throw new Error("Lunr is not present. Please include / require Lunr before this script.");if(void 0===e.stemmerSupport)throw new Error("Lunr stemmer support is not present. Please include / require Lunr stemmer support before this script.");e.ta=function(){this.pipeline.reset(),this.pipeline.add(e.ta.trimmer,e.ta.stopWordFilter,e.ta.stemmer),this.searchPipeline&&(this.searchPipeline.reset(),this.searchPipeline.add(e.ta.stemmer))},e.ta.wordCharacters="஀-உஊ-ஏஐ-ஙச-ட஠-னப-யர-ஹ஺-ிீ-௉ொ-௏ௐ-௙௚-௟௠-௩௪-௯௰-௹௺-௿a-zA-Z-zA-0-9-",e.ta.trimmer=e.trimmerSupport.generateTrimmer(e.ta.wordCharacters),e.Pipeline.registerFunction(e.ta.trimmer,"trimmer-ta"),e.ta.stopWordFilter=e.generateStopWordFilter("அங்கு அங்கே அது அதை அந்த அவர் அவர்கள் அவள் அவன் அவை ஆக ஆகவே ஆகையால் ஆதலால் ஆதலினால் ஆனாலும் ஆனால் இங்கு இங்கே இது இதை இந்த இப்படி இவர் இவர்கள் இவள் இவன் இவை இவ்வளவு உனக்கு உனது உன் உன்னால் எங்கு எங்கே எது எதை எந்த எப்படி எவர் எவர்கள் எவள் எவன் எவை எவ்வளவு எனக்கு எனது எனவே என் என்ன என்னால் ஏது ஏன் தனது தன்னால் தானே தான் நாங்கள் நாம் நான் நீ நீங்கள்".split(" ")),e.ta.stemmer=function(){return function(e){return"function"==typeof e.update?e.update(function(e){return e}):e}}();var t=e.wordcut;t.init(),e.ta.tokenizer=function(r){if(!arguments.length||null==r||void 0==r)return[];if(Array.isArray(r))return r.map(function(t){return isLunr2?new e.Token(t.toLowerCase()):t.toLowerCase()});var i=r.toString().toLowerCase().replace(/^\s+/,"");return t.cut(i).split("|")},e.Pipeline.registerFunction(e.ta.stemmer,"stemmer-ta"),e.Pipeline.registerFunction(e.ta.stopWordFilter,"stopWordFilter-ta")}});
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!function(e,t){"function"==typeof define&&define.amd?define(t):"object"==typeof exports?module.exports=t():t()(e.lunr)}(this,function(){return function(e){if(void 0===e)throw new Error("Lunr is not present. Please include / require Lunr before this script.");if(void 0===e.stemmerSupport)throw new Error("Lunr stemmer support is not present. Please include / require Lunr stemmer support before this script.");e.te=function(){this.pipeline.reset(),this.pipeline.add(e.te.trimmer,e.te.stopWordFilter,e.te.stemmer),this.searchPipeline&&(this.searchPipeline.reset(),this.searchPipeline.add(e.te.stemmer))},e.te.wordCharacters="ఀ-ఄఅ-ఔక-హా-ౌౕ-ౖౘ-ౚౠ-ౡౢ-ౣ౦-౯౸-౿఼ఽ్ౝ౷౤౥",e.te.trimmer=e.trimmerSupport.generateTrimmer(e.te.wordCharacters),e.Pipeline.registerFunction(e.te.trimmer,"trimmer-te"),e.te.stopWordFilter=e.generateStopWordFilter("అందరూ అందుబాటులో అడగండి అడగడం అడ్డంగా అనుగుణంగా అనుమతించు అనుమతిస్తుంది అయితే ఇప్పటికే ఉన్నారు ఎక్కడైనా ఎప్పుడు ఎవరైనా ఎవరో ఏ ఏదైనా ఏమైనప్పటికి ఒక ఒకరు కనిపిస్తాయి కాదు కూడా గా గురించి చుట్టూ చేయగలిగింది తగిన తర్వాత దాదాపు దూరంగా నిజంగా పై ప్రకారం ప్రక్కన మధ్య మరియు మరొక మళ్ళీ మాత్రమే మెచ్చుకో వద్ద వెంట వేరుగా వ్యతిరేకంగా సంబంధం".split(" ")),e.te.stemmer=function(){return function(e){return"function"==typeof e.update?e.update(function(e){return e}):e}}();var t=e.wordcut;t.init(),e.te.tokenizer=function(r){if(!arguments.length||null==r||void 0==r)return[];if(Array.isArray(r))return r.map(function(t){return isLunr2?new e.Token(t.toLowerCase()):t.toLowerCase()});var i=r.toString().toLowerCase().replace(/^\s+/,"");return t.cut(i).split("|")},e.Pipeline.registerFunction(e.te.stemmer,"stemmer-te"),e.Pipeline.registerFunction(e.te.stopWordFilter,"stopWordFilter-te")}});
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!function(e,r){"function"==typeof define&&define.amd?define(r):"object"==typeof exports?module.exports=r():r()(e.lunr)}(this,function(){return function(e){if(void 0===e)throw new Error("Lunr is not present. Please include / require Lunr before this script.");if(void 0===e.stemmerSupport)throw new Error("Lunr stemmer support is not present. Please include / require Lunr stemmer support before this script.");var r="2"==e.version[0];e.th=function(){this.pipeline.reset(),this.pipeline.add(e.th.trimmer),r?this.tokenizer=e.th.tokenizer:(e.tokenizer&&(e.tokenizer=e.th.tokenizer),this.tokenizerFn&&(this.tokenizerFn=e.th.tokenizer))},e.th.wordCharacters="[฀-๿]",e.th.trimmer=e.trimmerSupport.generateTrimmer(e.th.wordCharacters),e.Pipeline.registerFunction(e.th.trimmer,"trimmer-th");var t=e.wordcut;t.init(),e.th.tokenizer=function(i){if(!arguments.length||null==i||void 0==i)return[];if(Array.isArray(i))return i.map(function(t){return r?new e.Token(t):t});var n=i.toString().replace(/^\s+/,"");return t.cut(n).split("|")}}});
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TinySegmenter.prototype.ctype_ = function(str) {
for (var i in this.chartype_) {
if (str.match(this.chartype_[i][0])) {
return this.chartype_[i][1];
}
}
return "O";
}
TinySegmenter.prototype.ts_ = function(v) {
if (v) { return v; }
return 0;
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var result = [];
var seg = ["B3","B2","B1"];
var ctype = ["O","O","O"];
var o = input.split("");
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seg.push(o[i]);
ctype.push(this.ctype_(o[i]))
}
seg.push("E1");
seg.push("E2");
seg.push("E3");
ctype.push("O");
ctype.push("O");
ctype.push("O");
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var p1 = "U";
var p2 = "U";
var p3 = "U";
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var w2 = seg[i-2];
var w3 = seg[i-1];
var w4 = seg[i];
var w5 = seg[i+1];
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var c2 = ctype[i-2];
var c3 = ctype[i-1];
var c4 = ctype[i];
var c5 = ctype[i+1];
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score += this.ts_(this.UP2__[p2]);
score += this.ts_(this.UP3__[p3]);
score += this.ts_(this.BP1__[p1 + p2]);
score += this.ts_(this.BP2__[p2 + p3]);
score += this.ts_(this.UW1__[w1]);
score += this.ts_(this.UW2__[w2]);
score += this.ts_(this.UW3__[w3]);
score += this.ts_(this.UW4__[w4]);
score += this.ts_(this.UW5__[w5]);
score += this.ts_(this.UW6__[w6]);
score += this.ts_(this.BW1__[w2 + w3]);
score += this.ts_(this.BW2__[w3 + w4]);
score += this.ts_(this.BW3__[w4 + w5]);
score += this.ts_(this.TW1__[w1 + w2 + w3]);
score += this.ts_(this.TW2__[w2 + w3 + w4]);
score += this.ts_(this.TW3__[w3 + w4 + w5]);
score += this.ts_(this.TW4__[w4 + w5 + w6]);
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score += this.ts_(this.UC2__[c2]);
score += this.ts_(this.UC3__[c3]);
score += this.ts_(this.UC4__[c4]);
score += this.ts_(this.UC5__[c5]);
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score += this.ts_(this.BC2__[c3 + c4]);
score += this.ts_(this.BC3__[c4 + c5]);
score += this.ts_(this.TC1__[c1 + c2 + c3]);
score += this.ts_(this.TC2__[c2 + c3 + c4]);
score += this.ts_(this.TC3__[c3 + c4 + c5]);
score += this.ts_(this.TC4__[c4 + c5 + c6]);
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score += this.ts_(this.UQ2__[p2 + c2]);
score += this.ts_(this.UQ3__[p3 + c3]);
score += this.ts_(this.BQ1__[p2 + c2 + c3]);
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score += this.ts_(this.BQ3__[p3 + c2 + c3]);
score += this.ts_(this.BQ4__[p3 + c3 + c4]);
score += this.ts_(this.TQ1__[p2 + c1 + c2 + c3]);
score += this.ts_(this.TQ2__[p2 + c2 + c3 + c4]);
score += this.ts_(this.TQ3__[p3 + c1 + c2 + c3]);
score += this.ts_(this.TQ4__[p3 + c2 + c3 + c4]);
var p = "O";
if (score > 0) {
result.push(word);
word = "";
p = "B";
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p1 = p2;
p2 = p3;
p3 = p;
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result.push(word);
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%% This BibTeX bibliography file was created using BibDesk.
%% https://bibdesk.sourceforge.io/
%% Created for Eric Coissac at 2026-04-18 08:19:36 +0200
%% Saved with string encoding Unicode (UTF-8)
@article{Zheng2020-ji,
abstract = {MOTIVATION: Minimizers are methods to sample k-mers from a
string, with the guarantee that similar set of k-mers will be
chosen on similar strings. It is parameterized by the k-mer
length k, a window length w and an order on the k-mers.
Minimizers are used in a large number of softwares and pipelines
to improve computation efficiency and decrease memory usage.
Despite the method's popularity, many theoretical questions
regarding its performance remain open. The core metric for
measuring performance of a minimizer is the density, which
measures the sparsity of sampled k-mers. The theoretical optimal
density for a minimizer is 1/w, provably not achievable in
general. For given k and w, little is known about asymptotically
optimal minimizers, that is minimizers with density O(1/w).
RESULTS: We derive a necessary and sufficient condition for
existence of asymptotically optimal minimizers. We also provide a
randomized algorithm, called the Miniception, to design
minimizers with the best theoretical guarantee to date on density
in practical scenarios. Constructing and using the Miniception is
as easy as constructing and using a random minimizer, which
allows the design of efficient minimizers that scale to the
values of k and w used in current bioinformatics software
programs. AVAILABILITY AND IMPLEMENTATION: Reference
implementation of the Miniception and the codes for analysis can
be found at https://github.com/kingsford-group/miniception.
SUPPLEMENTARY INFORMATION: Supplementary data are available at
Bioinformatics online.},
author = {Zheng, Hongyu and Kingsford, Carl and Mar{\c c}ais, Guillaume},
doi = {10.1093/bioinformatics/btaa472},
issn = {1367-4803,1367-4811},
journal = {Bioinformatics (Oxford, England)},
language = {en},
month = jul,
number = {Suppl_1},
pages = {i119--i127},
pmc = {PMC8248892},
pmid = 32657376,
publisher = {Oxford University Press (OUP)},
title = {Improved design and analysis of practical minimizers},
url = {http://dx.doi.org/10.1093/bioinformatics/btaa472},
volume = 36,
year = 2020,
bdsk-url-1 = {http://dx.doi.org/10.1093/bioinformatics/btaa472}}
@article{Zheng2021-cc,
abstract = {MOTIVATION: Minimizers are efficient methods to sample k-mers
from genomic sequences that unconditionally preserve sufficiently
long matches between sequences. Well-established methods to
construct efficient minimizers focus on sampling fewer k-mers on
a random sequence and use universal hitting sets (sets of k-mers
that appear frequently enough) to upper bound the sketch size. In
contrast, the problem of sequence-specific minimizers, which is
to construct efficient minimizers to sample fewer k-mers on a
specific sequence such as the reference genome, is less studied.
Currently, the theoretical understanding of this problem is
lacking, and existing methods do not specialize well to sketch
specific sequences. RESULTS: We propose the concept of polar
sets, complementary to the existing idea of universal hitting
sets. Polar sets are k-mer sets that are spread out enough on the
reference, and provably specialize well to specific sequences.
Link energy measures how well spread out a polar set is, and with
it, the sketch size can be bounded from above and below in a
theoretically sound way. This allows for direct optimization of
sketch size. We propose efficient heuristics to construct polar
sets, and via experiments on the human reference genome, show
their practical superiority in designing efficient
sequence-specific minimizers. AVAILABILITY AND IMPLEMENTATION: A
reference implementation and code for analyses under an
open-source license are at
https://github.com/kingsford-group/polarset. SUPPLEMENTARY
INFORMATION: Supplementary data are available at Bioinformatics
online.},
author = {Zheng, Hongyu and Kingsford, Carl and Mar{\c c}ais, Guillaume},
doi = {10.1093/bioinformatics/btab313},
issn = {1367-4803,1367-4811},
journal = {Bioinformatics (Oxford, England)},
language = {en},
month = jul,
number = {Suppl\_1},
pages = {i187--i195},
pmc = {PMC8686682},
pmid = 34252928,
publisher = {Oxford University Press (OUP)},
title = {Sequence-specific minimizers via polar sets},
url = {http://dx.doi.org/10.1093/bioinformatics/btab313},
volume = 37,
year = 2021,
bdsk-url-1 = {http://dx.doi.org/10.1093/bioinformatics/btab313}}
@article{Pan2024-hb,
abstract = {MOTIVATION: The minimizer concept is a data structure for
sequence sketching. The standard canonical minimizer selects a
subset of k-mers from the given DNA sequence by comparing the
forward and reverse k-mers in a window simultaneously according
to a predefined selection scheme. It is widely employed by
sequence analysis such as read mapping and assembly. k-mer
density, k-mer repetitiveness (e.g. k-mer bias), and
computational efficiency are three critical measurements for
minimizer selection schemes. However, there exist trade-offs
between kinds of minimizer variants. Generic, effective, and
efficient are always the requirements for high-performance
minimizer algorithms. RESULTS: We propose a simple minimizer
operator as a refinement of the standard canonical minimizer. It
takes only a few operations to compute. However, it can improve
the k-mer repetitiveness, especially for the lexicographic order.
It applies to other selection schemes of total orders (e.g.
random orders). Moreover, it is computationally efficient and the
density is close to that of the standard minimizer. The refined
minimizer may benefit high-performance applications like binning
and read mapping. AVAILABILITY AND IMPLEMENTATION: The source
code of the benchmark in this work is available at the github
repository https://github.com/xp3i4/mini\_benchmark.},
author = {Pan, Chenxu and Reinert, Knut},
doi = {10.1093/bioinformatics/btae045},
issn = {1367-4803,1367-4811},
journal = {Bioinformatics (Oxford, England)},
language = {en},
month = feb,
number = 2,
pmc = {PMC10868324},
pmid = 38269626,
publisher = {Oxford University Press (OUP)},
title = {A simple refined DNA minimizer operator enables 2-fold faster computation},
url = {http://dx.doi.org/10.1093/bioinformatics/btae045},
volume = 40,
year = 2024,
bdsk-url-1 = {http://dx.doi.org/10.1093/bioinformatics/btae045}}
@article{Kille2023-px,
abstract = {MOTIVATION: The Jaccard similarity on k-mer sets has shown to be
a convenient proxy for sequence identity. By avoiding expensive
base-level alignments and comparing reduced sequence
representations, tools such as MashMap can scale to massive
numbers of pairwise comparisons while still providing useful
similarity estimates. However, due to their reliance on minimizer
winnowing, previous versions of MashMap were shown to be biased
and inconsistent estimators of Jaccard similarity. This directly
impacts downstream tools that rely on the accuracy of these
estimates. RESULTS: To address this, we propose the minmer
winnowing scheme, which generalizes the minimizer scheme by use
of a rolling minhash with multiple sampled k-mers per window. We
show both theoretically and empirically that minmers yield an
unbiased estimator of local Jaccard similarity, and we implement
this scheme in an updated version of MashMap. The minmer-based
implementation is over 10 times faster than the minimizer-based
version under the default ANI threshold, making it well-suited
for large-scale comparative genomics applications. AVAILABILITY
AND IMPLEMENTATION: MashMap3 is available at
https://github.com/marbl/MashMap.},
author = {Kille, Bryce and Garrison, Erik and Treangen, Todd J and Phillippy, Adam M},
doi = {10.1093/bioinformatics/btad512},
issn = {1367-4803,1367-4811},
journal = {Bioinformatics (Oxford, England)},
language = {en},
month = sep,
number = 9,
pmc = {PMC10505501},
pmid = 37603771,
publisher = {Oxford University Press (OUP)},
title = {Minmers are a generalization of minimizers that enable unbiased local Jaccard estimation},
url = {http://dx.doi.org/10.1093/bioinformatics/btad512},
volume = 39,
year = 2023,
bdsk-url-1 = {http://dx.doi.org/10.1093/bioinformatics/btad512}}
@incollection{Golan2025-xf,
address = {Cham},
author = {Golan, Shay and Shur, Arseny M},
booktitle = {Lecture Notes in Computer Science},
doi = {10.1007/978-3-031-82670-2\_25},
isbn = {9783031826696,9783031826702},
issn = {0302-9743,1611-3349},
language = {en},
pages = {347--360},
publisher = {Springer Nature Switzerland},
series = {Lecture Notes in Computer Science},
title = {Expected density of random minimizers},
url = {http://dx.doi.org/10.1007/978-3-031-82670-2_25},
year = 2025,
bdsk-url-1 = {http://dx.doi.org/10.1007/978-3-031-82670-2_25},
bdsk-url-2 = {http://dx.doi.org/10.1007/978-3-031-82670-2%5C_25}}
@article{Mohamadi2017-ok,
abstract = {Motivation: Many bioinformatics algorithms are designed for the
analysis of sequences of some uniform length, conventionally
referred to as k -mers. These include de Bruijn graph assembly
methods and sequence alignment tools. An efficient algorithm to
enumerate the number of unique k -mers, or even better, to build
a histogram of k -mer frequencies would be desirable for these
tools and their downstream analysis pipelines. Among other
applications, estimated frequencies can be used to predict genome
sizes, measure sequencing error rates, and tune runtime
parameters for analysis tools. However, calculating a k -mer
histogram from large volumes of sequencing data is a challenging
task. Results: Here, we present ntCard, a streaming algorithm for
estimating the frequencies of k -mers in genomics datasets. At
its core, ntCard uses the ntHash algorithm to efficiently compute
hash values for streamed sequences. It then samples the
calculated hash values to build a reduced representation
multiplicity table describing the sample distribution. Finally,
it uses a statistical model to reconstruct the population
distribution from the sample distribution. We have compared the
performance of ntCard and other cardinality estimation
algorithms. We used three datasets of 480 GB, 500 GB and 2.4 TB
in size, where the first two representing whole genome shotgun
sequencing experiments on the human genome and the last one on
the white spruce genome. Results show ntCard estimates k -mer
coverage frequencies >15× faster than the state-of-the-art
algorithms, using similar amount of memory, and with higher
accuracy rates. Thus, our benchmarks demonstrate ntCard as a
potentially enabling technology for large-scale genomics
applications. Availability and Implementation: ntCard is written
in C ++ and is released under the GPL license. It is freely
available at https://github.com/bcgsc/ntCard. Contact:
hmohamadi@bcgsc.ca or ibirol@bcgsc.ca. Supplementary information:
Supplementary data are available at Bioinformatics online.},
author = {Mohamadi, Hamid and Khan, Hamza and Birol, Inanc},
date-modified = {2026-04-18 08:19:36 +0200},
doi = {10.1093/bioinformatics/btw832},
issn = {1367-4803,1367-4811},
journal = {Bioinformatics (Oxford, England)},
language = {en},
month = may,
number = 9,
pages = {1324--1330},
pmc = {PMC5408799},
pmid = 28453674,
publisher = {Oxford University Press (OUP)},
title = {ntCard: a streaming algorithm for cardinality estimation in genomics data},
url = {http://dx.doi.org/10.1093/bioinformatics/btw832},
volume = 33,
year = 2017,
bdsk-url-1 = {http://dx.doi.org/10.1093/bioinformatics/btw832}}
@misc{Mash-distances-doc,
author = {{Marbl Lab}},
howpublished = {Mash documentation},
title = {Mash Distance},
url = {https://mash.readthedocs.io/en/latest/distances.html},
urldate = {2026-07-09},
year = 2026}
@article{Fan2015-mash-formula,
author = {Fan, Huan and Ives, Anthony R and Surget-Groba, Yann and Cannon, Charles H},
doi = {10.1186/s12864-015-1647-5},
journal = {BMC Genomics},
number = 1,
title = {An assembly and alignment-free method of phylogeny reconstruction from next-generation sequencing data},
url = {https://doi.org/10.1186/s12864-015-1647-5},
volume = 16,
year = 2015}
-3
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<urlset xmlns="http://www.sitemaps.org/schemas/sitemap/0.9">
</urlset>
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# NUMA-aware partition runner
## Problem
All partition-level parallel loops in obikindex currently fall into two
categories:
**Naive Rayon** — used in `build_layers`, `pack_matrices`, `dump`, `select`,
`stats`, `rebuild`, `reindex`:
```rust
(0..n).into_par_iter().for_each(|i| work(i));
```
Threads come from the global Rayon pool with no NUMA awareness. On
multi-socket machines this produces cross-socket memory traffic and degrades
performance super-linearly (see [NUMA-aware worker pools](numa_worker_pools.md)).
**Ad-hoc adaptive pool** — used in `merge`:
A bespoke implementation with pre-spawned workers, channel-based dispatch, and
activation control. It handles NUMA correctly but is not reusable.
Both cases should be replaced by a single generic mechanism.
## Unified model
The key insight is that **UMA is just the NUMA case with a single node**. The
runner always works the same way: one controller thread per node, each
independently managing its own workers with the same adaptive logic. The only
difference between UMA and NUMA is the number of nodes and whether workers are
pinned.
```
NUMA (k nodes) UMA (1 node)
controller-0 controller-1 … controller-0
│ │ │
workers[0] workers[1] workers[0]
(pinned) (pinned) (global pool)
└───────────────┴──────────────────┘
shared work queue
```
On each node, the Rayon `ThreadPool` is pinned to that node's CPUs.
`pool.install()` ensures all internal Rayon calls (inside the work function)
use the node-local pool. Linux first-touch then places heap allocations in
local DRAM automatically.
On UMA the global Rayon pool is used directly — no pinning, no overhead.
## Adaptive mechanism
Each controller follows the same logic regardless of node count:
1. Pre-spawn `workers_per_node` dormant worker threads (blocked on `activate_rx`).
2. Activate the first worker immediately.
3. Loop on result channel with a `SPAWN_POLL` timeout:
- On result: call `on_done`; check whether to activate the next worker.
- On timeout: same check.
- Activation criterion: `should_spawn_worker(active, global_efficiency, prev_efficiency)`.
4. Drop `activate_tx` when done — dormant workers exit cleanly.
**Global CPU efficiency** (`CpuSample`, reads `/proc/stat` on Linux) is used by
all controllers — no per-node measurement needed. The signal is coarser than
per-node efficiency but correct in practice: if any node saturates memory
bandwidth, the global efficiency drops and all controllers stop activating
workers. Using a standard portable primitive avoids platform-specific CPU
accounting and keeps the implementation clean.
## Proposed API
```rust
pub struct PartitionRunner {
// One entry per NUMA node; one entry total on UMA.
nodes: Vec<NodeConfig>,
}
struct NodeConfig {
pool: Option<Arc<rayon::ThreadPool>>, // None = global Rayon pool (UMA)
cpu_ids: Vec<usize>, // empty = no pinning (UMA)
max_workers: usize,
}
impl PartitionRunner {
/// Detect topology and build the runner.
/// Returns a single-node runner on UMA / macOS / hwloc failure.
pub fn new() -> Self;
/// Run `f(i)` for every index in `order`, collecting results.
///
/// `on_done(i, result, elapsed)` is called under an internal mutex as
/// each partition completes — use it for progress bars and aggregation.
/// The runner serialises all calls to `on_done` via an internal
/// `Arc<Mutex<C>>`, so no `Sync` bound is required on the callback.
/// `Send` is required because the Arc clone crosses thread boundaries.
///
/// Serialisation is free in practice: a partition takes seconds to
/// minutes; the callback takes microseconds. Contention is negligible.
///
/// Returns the first error from `f`, if any.
pub fn run<F, R, E, C>(
&self,
order: &[usize],
f: F,
on_done: C,
) -> Result<(), E>
where
F: Fn(usize) -> Result<R, E> + Send + Sync,
R: Send,
E: Send,
C: FnMut(usize, R, Duration) + Send; // Send required, Sync is not
}
```
`order` is caller-supplied so each command chooses its scheduling strategy:
largest-first for `merge`, sequential for `build_layers`, etc.
## Migration examples
### merge.rs (before: ~180 lines of bespoke machinery)
```rust
let runner = PartitionRunner::new();
runner.run(
&order,
|i| dst_partition.merge_partition(i, srcs, mode, n_dst_genomes, block_bits, evidence)
.map_err(OKIError::Partition),
|i, g_len, dur| {
pb.inc(1);
debug!("partition {i}: done in {:.1}s — {g_len} new kmers", dur.as_secs_f64());
part_stats.push(PartStat { id: i, unitig_bytes: partition_sizes[i], g_len });
},
)?;
```
### index.rs build_layers (before: naive into_par_iter)
```rust
let order: Vec<usize> = (0..n).collect();
let runner = PartitionRunner::new();
runner.run(
&order,
|i| self.partition.build_index_layer(i, min_ab, max_ab, with_counts, &evidence, block_bits)
.map_err(OKIError::Partition),
|_, n_kmers, _| {
total_kmers.fetch_add(n_kmers, Ordering::Relaxed);
pb.inc(1);
},
)?;
```
All other sites (`pack_matrices`, `dump`, `select`, etc.) follow the same
pattern.
## Placement
`PartitionRunner` lives in `obikindex/src/numa.rs` alongside `NumaSetup`.
It depends only on standard library primitives and Rayon — no new dependencies.
A single `PartitionRunner` instance can be built once per command invocation
and reused across multiple `run()` calls (e.g. `merge` runs
`merge_partitions` then `pack_matrices`).
## Known issue: CPU-only activation signal stalls on I/O-bound stages
Observed on a real `filter` run (109 genomes, 256 partitions, 8×24-core NUMA):
`rebuild` (CPU-bound — k-mer construction) scales cleanly from 9 to 43 active
workers as `CpuSample::do_i_activate` (`obisys::lib.rs`) sees efficiency climb.
`pack_matrices` (I/O-bound — reopens and recomposes per-genome column files
into `.pbmx`/`.pcmx`) activates one extra worker then flatlines at 10/192 for
the rest of the stage, even though 256 partitions keep completing over several
minutes. This matches the documented intent (§ Adaptive mechanism — "avoids
over-provisioning ... I/O-bound ... workloads") but conflates two different
things: *"CPU is not the bottleneck"* and *"more workers would not help"*. On
storage with real queue depth (NVMe, RAID, parallel FS) the second stage could
still benefit from more concurrent workers even with flat CPU usage — a signal
the current mechanism cannot see.
A one-off artefact was also found in the same log: right after a stage
transition, `do_i_activate` produced a physically impossible spike (efficiency
~94 cores on a 192-core box) because it has no minimum-window guard — unlike
its sibling `cpu_efficiency`, which returns `0.0` if `wall < 0.1s`
(`obisys::lib.rs:260`). `do_i_activate` unconditionally overwrites
`self.wall`/`self.user_secs`/`self.sys_secs` even when the elapsed window is
too short to be meaningful, so a burst of rapid completions right after
activating a worker can divide a real CPU delta by a near-zero wall delta.
### Implemented: I/O signal + shared debounce guard
`IoSample` (`obisys::lib.rs`, alongside `CpuSample`) is fed by
`read_bytes`/`write_bytes` from `/proc/self/io` on Linux (actual bytes
submitted to the block layer — not `rchar`/`wchar`, which also count
page-cache hits, and not `ru_inblock`/`ru_oublock`, unreliable on macOS), with
a `proc_pid_rusage(RUSAGE_INFO_V4)` fallback on macOS
(`ri_diskio_bytesread`/`ri_diskio_byteswritten`, FFI only via `libc`, no new
dependency — same pattern as the existing `getrusage` bindings). Any other
target degrades gracefully to a signal that never triggers (falls back to
CPU-only activation), same pattern as `cgroup_v2_available`.
`maybe_activate` (`numa.rs`) activates a worker if *either* signal still shows
headroom, making `PartitionRunner` adapt to whichever resource is actually the
bottleneck without per-call configuration. Both samplers are called
unconditionally — no `||` short-circuit — so neither window starves behind
whichever signal fires first:
```rust
let cpu_threshold = CPU_SPAWN_THRESHOLD * activation.last_step() as f64;
let cpu_wants_more = cpu_sample.do_i_activate(cpu_threshold);
let io_wants_more = io_sample.do_i_activate(IO_SPAWN_THRESHOLD);
if cpu_wants_more || io_wants_more {
activation.grow(GROWTH_DIVISOR, n_total);
}
```
The CPU threshold is *not* the flat absolute delta it started as: it scales
with `activation.last_step()` — the number of workers activated in the last
growth step, tracked by `NodeActivation` (`numa.rs`) and updated every time
`grow()` actually grows something. Growing by 8 workers should add ~8 cores of
efficiency if the workload is truly CPU-bound; requiring only
`CPU_SPAWN_THRESHOLD` (20 %) of that expected gain confirms the growth was
useful without demanding perfect linear scaling. Scaling by the *last step's
size* rather than the cumulative total keeps the bar equally meaningful
whether it's the 2nd growth step or the 20th — a flat absolute threshold
(0.2 core) is a strong signal at 8 active workers but pure noise at 150; a
threshold scaled by the *cumulative* total instead (considered and rejected)
would have made the bar essentially impossible to clear late in the ramp,
strangling exactly the CPU-bound saturation the mechanism exists to allow.
Unlike the CPU signal (an absolute delta in cores — a bounded, portable unit),
raw I/O throughput has no natural scale across devices, so `IoSample` uses a
**relative** growth threshold instead of an absolute one:
```rust
pub fn do_i_activate(&mut self, threshold: f64) -> bool {
let elapsed = self.wall.elapsed().as_secs_f64();
if elapsed < 0.1 { return false; } // state untouched — window keeps accumulating
let n = Self::read_bytes();
let rate = n.saturating_sub(self.bytes) as f64 / elapsed;
let activate = if self.previous_rate == 0.0 {
rate > 0.0 // bootstrap: any measured throughput is signal
} else {
(rate - self.previous_rate) / self.previous_rate >= threshold
};
self.bytes = n;
self.wall = Instant::now(); // reset only on a real sample
activate
}
```
The `elapsed < 0.1s → return false without mutating state` guard was also
back-ported into `CpuSample::do_i_activate` (previously missing — source of
the ~94-core artefact above) — one fix for both problems, and it removes the
need for any arbitrary I/O-rate floor: a short/noisy window is rejected
outright rather than papered over with a hardware-dependent constant.
Both spawn thresholds (`CPU_SPAWN_THRESHOLD`, `IO_SPAWN_THRESHOLD`, module-level
`const` in `numa.rs`, both `0.2`) are a starting point, not a derived value:
`0.2` (20 % relative growth) for `IoSample` was chosen to match the CPU
threshold's *implicit* relative sensitivity (in the observed log, an 8→9
worker step raised efficiency by ~12 %) — but I/O throughput is lumpier than
CPU time (buffered writes flush in bursts), so it needs empirical validation
against a real `pack` run before being considered final.
## Known issue: ramp-up too slow, and confused with node count
The original design started `n_nodes` workers (one per node) and grew one
worker at a time. On a real `filter` run this took ~10 minutes to climb from
9 to ~40 active workers even on the CPU-bound `rebuild` stage — most of a
35-minute stage spent under-provisioned while waiting for evidence to
accumulate one worker at a time. There is no scale-down mechanism (`n_active`
only grows), so the original caution was deliberate — but a quarter of
available cores is still far from saturation, and the real risk zone (over-provisioning
a memory-bandwidth-bound stage) only shows up much later in the ramp, near
full occupancy — not at 25 %.
The fix decouples ramp speed from node *count*: both the initial size and the
growth step are a fraction of `workers_per_node` (node *size*), applied
identically on every node. A single-NUMA-node (UMA) machine ramps exactly as
fast as an 8-node one — growing by `n_nodes` per step, as first considered,
would have degenerated to "grow by 1" on UMA, reproducing the original
problem for exactly the machines that need the fix most.
```rust
// NodeActivation::grow — called both at startup (activate_initial) and on
// every CPU/IO-triggered growth step, with a different divisor each time.
let wanted = (self.caps[idx] / divisor).max(1); // INITIAL_DIVISOR=4 at startup, GROWTH_DIVISOR=8 per step
let room = self.caps[idx].saturating_sub(self.active[idx]);
let grow = wanted.min(room).min(n_total.saturating_sub(self.total));
```
This also fixed a latent correctness gap: the original single shared
`activate_tx`/`activate_rx` pair had *no* per-node addressing — sending one
activation signal woke up whichever dormant worker (from any node) happened
to win the race on that channel. `crossbeam_channel` gives no fairness
guarantee across competing receivers, so "round-robin across nodes" was an
assumption the code never actually enforced. `PartitionRunner::run` now opens
one activation channel per node (`activate_txs`/`activate_rxs`, one pair per
`NodeConfig`); `NodeActivation` (`numa.rs`) tracks how many of each node's
dormant workers have been woken and grows every node by the same amount per
step, capped by that node's remaining dormant workers and by the run's total
budget (`n_total`) — balance across nodes is now guaranteed by construction,
not incidental to channel implementation details.
## Open questions
- **Error handling**: `run` currently returns the first error; remaining errors
are dropped. A `Vec<E>` return would give complete diagnostics.
- **`INITIAL_DIVISOR` / `GROWTH_DIVISOR` tuning**: currently `4` and `8`
(start at 1/4 of a node's cores, grow by 1/8 per step), chosen to fix an
observed too-slow ramp — not yet validated against a real `pack` (I/O-bound)
run, where over-provisioning risk is different from the CPU-bound `rebuild`
case this was tuned against.
- **`on_done` ordering**: the runner serialises calls to `on_done` via an
internal `Arc<Mutex<C>>`. `Send` is required (the Arc clone crosses thread
boundaries); `Sync` is not (only one thread holds the lock at a time).
Contention is negligible because a partition takes seconds while the callback
takes microseconds. The callback is therefore simple to write (plain
`Vec::push`, plain `FnMut`) with no measurable performance cost.
-406
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@@ -1,406 +0,0 @@
# Query system
## Goal
Given a set of query sequences, determine for each sequence how many of its k-mers are found in the index and, for each indexed genome, how many k-mers match. The query system is the foundation for read classification and sequence-to-genome mapping.
---
## Input
- Query sequences in FASTA or FASTQ format (gzip supported, streaming stdin supported). GenBank flat files are not supported at query time (only at index time).
- Sequences shorter than k bases are silently skipped.
- Non-ACGT characters are handled by the superkmer decomposition layer: they act as hard breaks, producing shorter superkmers (identical to the behaviour at indexing time).
---
## Algorithm
The query follows the same superkmer-based partitioning strategy used at indexing time. Everything below happens inside `process_chunk` (`query.rs`); there is no separate per-stage function, but the internal data flow is staged: k-mer-level dereplication, a two-part MPHF/column-major matrix lookup (`obikpartitionner::query_partition_with`), and a sparse Findere pass, each producing sparse intermediate structures rather than one dense allocation for the whole chunk.
```
for each chunk of sequences (parallel workers via obipipeline, one call to process_chunk):
build QueryBatch (QueryBatch::from_records):
decompose all sequences into superkmers (SuperKmerIter) — construction only,
not the dedup key
deduplicate at k-mer granularity, split by partition in the same pass:
by_partition: Vec<HashMap<CanonicalKmer, Vec<KmerDesc>>> ← KmerDesc = (seq_idx, pos)
allocate SmerIndex (SmerIndex::new): in_index: Vec<bool>, sized total_smers —
NOT multiplied by n_genomes
allocate by_genome: Vec<Vec<(seq_idx, pos, value)>>, one empty Vec per genome —
stays empty (zero cost) for every genome this chunk never matches
for each partition p:
query_partition_with(p, kmers_for_p, on_event):
stage 1 (MPHF-only): for each unique k-mer, try each layer's MphfLayer::find
in turn, stop at the first hit; bucket confirmed hits by (layer, slot);
emit QueryHit::Found(descs) once per hit k-mer
stage 2 (column-major fetch): for each layer with ≥1 hit, for each genome
column g in 0..layer.n_cols(): scan that layer's bucketed slots, look up
col_value(g, slot); emit QueryHit::Value(descs, g, value) on nonzero
on_event dispatches: Found → SmerIndex::mark_found for every desc;
Value → push (seq_idx, pos, value) into by_genome[g]
for each genome g with ≥1 hit (sparse_findere_for_genome):
sort by_genome[g] by (seq_idx, pos); detect maximal runs of consecutive pos
within one seq_idx; monotone-deque window-minimum scoped to each run →
confirmed_by_genome[g]: Vec<(seq_idx, pos_out, value)>
accumulate genome_totals per sequence from confirmed_by_genome (per genome, direct)
accumulate kmer_count / kmer_missing per (sequence, output position), O(1) each,
using only the confirmed-any bitmap and SmerIndex — independent of n_genomes
if --detail: densify confirmed_by_genome into per-(seq, genome) coverage arrays
emit annotated sequences (emit_batch)
```
Superkmers that appear more than once in the batch (same sequence or across sequences), or different superkmers that happen to share a k-mer (read overlaps, repeats, a SNP splitting an otherwise-identical run), are deduplicated at k-mer granularity: each unique `CanonicalKmer` triggers at most one MPHF lookup and, on hit, one matrix fetch, broadcast to every `KmerDesc` occurrence referencing it.
**Findere requires full-sequence aggregation.** The sliding window (now per-run, not per-sequence — see [Findere z-window filter](#findere-z-window-filter)) only ever runs after all partitions have contributed their hits to `by_genome`. Applying it per superkmer would produce false negatives at superkmer boundaries, where the z-window spans two superkmers.
Batches are processed in parallel via `obipipeline` workers; the `--threads` flag controls the number of worker threads.
---
## Findere z-window filter
For approximate index modes, the index physically stores s-mers of size `s = k_user z + 1`; `idx.kmer_size()` (bound to `k` in `process_chunk`) is this physically-indexed s-mer size, so decomposing the query at `k` naturally produces s-mer results.
The z-window aggregation is **sparse**, per genome, implemented in `sparse_findere_for_genome` (`query.rs`) — a run-detection pass followed by a monotone-deque sliding-window minimum scoped to each run, not a dense scan over every s-mer position of every sequence:
```
sparse_findere_for_genome(hits, z, presence, threshold):
// hits: raw (seq_idx, pos_smer, value) triples for this genome, as delivered
// by query_partition_with's QueryHit::Value — only ever nonzero entries;
// a position with no hit for this genome simply has no entry at all.
sort hits by (seq_idx, pos_smer)
for each maximal run of consecutive pos_smer values within the same seq_idx:
dq: VecDeque<(run-relative index, value)>
for k, (_, pos, value) in enumerate(run):
maintain dq monotone non-decreasing (pop back while back.value >= value)
push (k, value)
evict dq entries with run-relative index <= k - z
if k + 1 >= z:
win_min = dq.front().value
if win_min > 0:
pos_out = pos + 1 - z
confirmed.push((seq_idx, pos_out, adjust(win_min)))
return confirmed
```
A window can only be confirmed (`win_min > 0`) when all `z` s-mers in it are present *and* nonzero for this genome — which, by construction, can only happen strictly inside one contiguous run of hits (any gap — an absent or zero-valued s-mer — forces `win_min = 0` for every window spanning it, exactly matching the old dense scan's "not in index counts as 0" rule, just never materialising the zero). The deque logic is otherwise identical to the pre-sparsification version; it's scoped to run-relative indices instead of the whole sequence.
This runs once per genome that has at least one hit in the chunk (`process_chunk` iterates `by_genome`, one `Vec<(seq_idx, pos_smer, value)>` per genome, built from `QueryHit::Value` during the partition loop — genomes with zero hits in this chunk have an empty `Vec` and cost nothing beyond the iteration itself). Total work is `O(hits log hits)` per genome (the sort) rather than `O(n_smers)` per genome regardless of hit count — a genuine complexity win on top of the memory one, for the common case where most `(chunk, genome)` pairs have no or few hits.
Output position `pos_out` is confirmed for genome `g` iff its run produced a nonzero `win_min` — equivalent to "all `z` consecutive s-mer values in the window are nonzero for `g`", same semantics as before.
**The value reported per confirmed position is the window minimum, not the leftmost s-mer's raw value** — unchanged from the dense version. For presence indexes (0/1 values) this is equivalent to a logical AND either way. For count indexes it is not: the accumulated count for genome `g` at position `pos_out` is the minimum across the window, the weakest link — not the leftmost s-mer's own count. The presence/count adjustment (`u32::from(win_min >= threshold)` vs. raw `win_min`) is applied once, inside `sparse_findere_for_genome`, rather than later during accumulation.
**`kmer_missing` bookkeeping is independent of the per-genome sparse structures**, by design (see roadmap point 9): a lightweight dense `SmerIndex` (`in_index: Vec<bool>`, sized `total_smers`**not** multiplied by `n_genomes`) is populated from `QueryHit::Found` during the partition loop, one entry per hit k-mer regardless of which genome(s) it matched. A position with no genome confirmed counts as `kmer_missing` iff the leftmost s-mer of that window is absent from `SmerIndex` entirely (see [`kmer_missing` semantics](#kmer_missing-semantics)).
**Coverage (`--detail`)** is built by re-scanning each genome's confirmed-hit list (already computed, no extra pass over raw data) and densifying into the `[u32; n_kmers_out]` arrays the JSON output format requires — but only when `--detail` is actually requested; the sparse structures cost nothing extra when it isn't.
**Short sequences**: when a sequence's s-mer count is less than `z`, its run(s) — if any hits exist at all — can never reach length `z`, so no window is ever confirmed for it; no k_user-mer is emitted, same outcome as the dense version's `n_kmers_out == 0` early-skip, reached here as a natural consequence rather than a separate check.
**Exact indexes**: `z = 1`, every single-hit "run" of length 1 immediately satisfies `k + 1 >= z`, so every hit is its own confirmed window with `win_min` equal to its own value — a passthrough, as before.
### Effective z at query time
`effective_z` is resolved at the start of `run()`:
```rust
let effective_z = args.findere_z.unwrap_or_else(|| match idx.meta().config.evidence {
IndexMode::Approx { z, .. } | IndexMode::Hybrid { z, .. } => z as usize,
IndexMode::Exact => 1,
});
```
The `-z` CLI option overrides the index metadata value. A higher z increases stringency (lower FP, some true positives may be discarded at sequence ends); a lower z increases sensitivity.
---
## Layer lookup: `MphfLayer::find`
`MphfLayer::open(dir, mode: &IndexMode)` receives the mode from `PartitionMeta` — no per-layer file is read. The caller (`QueryLayer`) never chooses the dispatch path: it is fixed at open time by `LayerEvidence`. See [obilayeredmap](../implementation/obilayeredmap.md) for the full `find` / `find_strict` API.
### `QueryLayer` variant selection
`QueryLayer::open` (`obikpartitionner/src/query_layer.rs:28-45`) only ever returns two variants — `Presence` or `Count`, checked in this order:
| Order | Condition | Variant | Data returned per k-mer |
|---|---|---|---|
| 1 | `with_counts=true` and `counts/` exists | `Count` | raw count per genome |
| 2 | (else) `presence/` exists, or `counts/` doesn't exist at all | `Presence` | see below |
| 3 | (else — `counts/` exists, `presence/` doesn't, `with_counts=false`) | `Count` | counts used as-is |
There is no `QueryLayer::SetOnly` variant. The "no on-disk matrix at all" case is handled one level down: `Presence` wraps `PersistentBitMatrix`, whose own `open()` (`obicompactvec/src/bitmatrix.rs:260-288`) auto-detects among **three** internal representations — `Packed` (`presence/matrix.pbmx`), `Columnar` (`presence/meta.json`), or `Implicit { n_rows, n_cols }` when neither file exists (built from `layer_meta.json`, `fill_row` returning all-`1`s without touching disk). This is where "1 for every genome" actually happens — not at the `QueryLayer` level.
**Worth double-checking, not confirmed as a bug**: `PersistentBitMatrix::open`'s `Implicit` branch constructs `Implicit { n_rows: meta.n, n_cols: 1 }``n_cols` is hardcoded to `1`, not to the layer's actual `n_genomes`. `fill_row` for `Implicit` only writes `buf[..1]`, leaving the rest of a longer `n_genomes`-sized buffer untouched (zeroed by the caller beforehand). If this path is ever reached for a layer covering more than one genome, only genome index 0 would read as present. Whether that's reachable in practice (layers might always be single-genome when they fall back to `Implicit`) wasn't verified here — flagging for follow-up, not fixing.
---
## Presence / count mode at query time
The `--force-presence` flag and `--presence-threshold` control how per-genome values are accumulated, independently of what the index stores:
```
genome_totals[g] += if presence { u32::from(v >= threshold) } else { v }
```
`presence` is true when `--force-presence` is set or when the index has no counts (`!with_counts`). The default `presence_threshold` is 1, so any nonzero count counts as a match.
---
## Coverage vectors (`--detail`)
When `--detail` is requested, a 3-D accumulator `cov[seq_idx][genome][kmer_pos]` is allocated after all partitions are queried, with dimensions derived from `n_kmers_out = n_smers z + 1` (k_user-mer positions, not s-mer positions):
```
cov[seq_idx][g][pos] += contribution
where pos is the k_user-mer index in the filtered (post-Findere) vector
```
Coverage reflects confirmed k_user-mers only. The vectors are emitted in the JSON annotation under the key `"coverage"`.
---
## `kmer_missing` semantics
`kmer_missing` counts k_user-mer positions where the leftmost s-mer of the window (`smer_index.is_in_index(seq_idx, pos)`, `SmerIndex`) is `false` — i.e. absent from the index entirely. K-mers where the z-window fails because a later s-mer is absent or zero (but the leftmost one is present) are not counted as missing — the leftmost s-mer being present is used as proxy for index membership.
---
## Output format
Output sequences are written in **OBITools4 format**: the original sequence with a JSON annotation map in the title line.
```
>read_id {"kmer_count":59,"kmer_strict_matches":{"genome_a":42,"genome_b":7}}
ATCGATCG...
```
With `--detail`:
```
>read_id {"kmer_count":59,"kmer_strict_matches":{...},"coverage":{"genome_a":[0,1,2,...],...}}
ATCGATCG...
```
Genome keys follow the iteration order of `meta.genomes`.
---
## Annotation schema
| Key | Type | Condition | Semantics |
|---|---|---|---|
| `kmer_count` | int | always | k-mers confirmed (post-Findere) with at least one genome match |
| `kmer_missing` | int | `--count-missing` | k-mers absent from the index entirely (leftmost s-mer of the window not found) |
| `kmer_strict_matches` | object | always | per-genome accumulated value, non-zero entries only (label → count or 0/1) |
| `coverage` | object | `--detail` | per-genome array of per-position contributions (label → [u32]) |
`kmer_count + kmer_missing` ≤ total k_user-mers in the sequence. The gap corresponds to k_user-mers whose z-window was not fully confirmed (at least one s-mer absent or zero for all genomes) but whose first s-mer was present in the index.
---
## CLI
```
obikmer query <index> [--detail] [--mismatch] [--count-missing]
[--force-presence] [--presence-threshold <n>]
[-z <z>] [-T <threads>] [--chunk-size <MiB>]
<query.fa> [<query2.fa> ...]
```
| Option | Default | Semantics |
|---|---|---|
| `-z` / `--findere-z` | from index metadata | Override Findere z parameter |
| `--detail` | off | Emit per-position coverage vectors in JSON |
| `--count-missing` | off | Add `kmer_missing` field to JSON |
| `--force-presence` | off | Report 0/1 per genome regardless of index counts |
| `--presence-threshold` | 1 | Minimum count to declare genome present |
| `-T` / `--threads` | all CPUs | Worker threads |
| `--chunk-size` | auto (from available RAM and thread count) | I/O chunk size in MiB — see [Future work, point 3](#throughput--parallelism--identified-potential-not-yet-implemented) for why the auto-sizing formula currently under-estimates memory on indexes with many genomes |
`--mismatch` is accepted but currently ignored with a warning on stderr.
---
## Future work
- **`--mismatch`**: 1-mismatch approximate matching — generate `3·k` single-substitution variants per k-mer, look each up independently.
- **Read classification** (`--classify`): assign each read to the genome with the highest match score.
- **Whitelist / blacklist filtering**: threshold-based accept/reject on per-genome match scores.
### Throughput & parallelism — identified potential (not yet implemented)
Observed on a 192-core (8×24 NUMA) machine: `query` uses ~10 cores or fewer, and the default chunk size gets the process OOM-killed. Root causes and candidate fixes, in dependency order:
**1. Single-threaded I/O source (main core-utilization bottleneck).**
`run()` builds `all_chunks` via `paths.into_iter().flat_map(read_sequence_chunks_sized(...))` and passes it directly as the `input` iterator to `pipe.apply()`. In `obipipeline::Pipe::apply` (`scheduler.rs`), `input.next()` is called exclusively from the dedicated source thread — so file opening, decompression, and FASTA/FASTQ chunk-boundary parsing for *all* input files run serially in one thread, regardless of `--threads`. Compare with `steps::scatter` (used by `index`) and `cmd/superkmer.rs`: there, file opening + streaming is itself a `Flat` pipeline stage (`||?`), executed across the `n_workers` pool, with `obipipeline::throttle(paths, max_open)` bounding concurrently-open files in the source thread. That pattern parallelises I/O across files (and NUMA nodes); `query.rs` cannot.
Fix direction: restructure `query`'s pipe with an initial `Flat` stage analogous to `scatter`'s, opening/chunking files across workers instead of in `flat_map`.
**2. Gzip decompression is inherently single-threaded per file.**
`niffler`/`flate2` (used by `xopen`) do standard DEFLATE, which has no parallel-decodable structure for an arbitrary stream. Fix (1) parallelises *across* files but not *within* one large gzip file. Parking a possible fix (`rapidgzip-rs`) is tracked in [chunkreader.md](../implementation/chunkreader.md#future-work--parallel-gzip-decompression-in-xopen).
**3. Chunk-size memory formula ignores `n_genomes`.**
`chunk_bytes = available_memory_bytes() / (n_workers * 16)` (`query.rs:407-414`) assumes a fixed ~816× overhead per raw input byte. But `KmerResults::new` (`query.rs:165-179`) allocates `data: Vec<u32>` sized `total_kmers_in_chunk × n_genomes` — dense, **for every k-mer position in the chunk, hit or not** — plus `win_min` and (with `--detail`) `cov`, same scaling. Real per-chunk memory is `O(n_genomes)`, not constant; the formula doesn't know `n_genomes` at all. This is the direct cause of the OOM kill on indexes with many reference genomes.
**4. MPHF lookup and matrix-row fetch are fused, not staged.**
`QueryLayer::find_into` (`obikpartitionner/src/query_layer.rs:48-67`) does the MPHF `find` *and* the `fill_row` matrix read in one call per k-mer, inside a single-threaded loop (`query_partition_with`). There is no separation between "is this k-mer indexed" (cheap, `O(1)`, independent of `n_genomes`) and "what are its per-genome values" (the expensive, `n_genomes`-scaling part).
**5. Dereplication should happen at k-mer granularity, directly — not via an intermediate superkmer-level dedup.**
`QueryBatch::from_records` currently dereplicates at the *superkmer* level (`HashMap<RoutableSuperKmer, Vec<SKDesc>>`, `query.rs:112`). This misses redundancy between k-mers shared by *different* superkmers (read overlaps, repeats, a SNP splitting an otherwise-identical run). Superkmer *construction* (`SuperKmerIter`) stays mandatory — it is the mechanism that computes minimizers/partition routing, not an optional dedup layer — but the dedup structure built on top of it should key directly on `CanonicalKmer`, in the same pass: `HashMap<CanonicalKmer, Vec<(seq_idx, pos)>>`. This also means the MPHF `find` itself runs once per **distinct** k-mer instead of once per occurrence — a win independent of the matrix-fetch cost below.
**6. Stage 1 output: bucket confirmed hits by layer, keyed by MPHF slot.**
For each unique canonical k-mer, MPHF lookup across a partition's layers stops at the first match (`query_partition_with:105-111`) — a k-mer belongs to at most one layer. So stage 1's output can be reshaped directly into:
```
HashMap<layer_idx, HashMap<slot, Vec<(seq_idx, pos)>>>
```
replacing the `CanonicalKmer` key by the resolved `slot` (compact integer, and exactly what stage 2 needs to address the matrix). K-mers matching no layer simply have no entry here (they still count toward `in_index`/`kmer_missing` bookkeeping, which stays `O(1)` per position, independent of `n_genomes`).
**7. Partition-level parallelism is currently absent — and a NUMA-aware mechanism for exactly this already exists, unused, in `obikindex`.**
`process_chunk`'s partition loop (`query.rs:250-278`, `for (part_idx, part_sks) in by_part.iter().enumerate()`) processes every partition of a chunk sequentially on the single worker thread that owns that chunk. This is a parallelism axis on its own, independent of the column question below.
More importantly: `docmd/architecture/numa_partition_runner.md` and `numa_worker_pools.md` document `PartitionRunner` (`obikindex/src/numa.rs`), **already implemented** and already used by `merge.rs`, `index.rs` (`build_layers`), `select.rs`, `reindex.rs`, `rebuild.rs` — one controller thread per NUMA node, a Rayon pool pinned to that node's CPUs (`hwlocality`, `numa` feature, default-on in `obikindex/Cargo.toml`), adaptive worker activation driven by *both* a CPU-efficiency signal and an I/O-throughput signal (`CpuSample`/`IoSample`, `/proc/self/io` on Linux). It exists precisely because a naive `into_par_iter()` on the global Rayon pool measurably degrades ×60 on this codebase's own 192-core/8-NUMA reference machine (`numa_worker_pools.md`, § Problem) once workers contend for cross-socket memory bandwidth on shared mmap'd/hashed structures — exactly the shape of the matrix-column scan in point 8 below.
`obikmer` already depends on `obikindex` (`obikmer/Cargo.toml`, for `KmerIndex`), so `PartitionRunner` is directly reachable from `cmd/query.rs` — no new dependency. Both the partition-level loop and (see point 8) the genome-column scan should be driven through it rather than through ad-hoc `rayon::into_par_iter()`, to avoid reproducing the already-measured-and-fixed contention problem. Also relevant: the "CPU-only signal stalls on I/O-bound stages" issue documented for `pack_matrices` (mmap-heavy, page-fault-bound) applies just as much to a column-major mmap scan over persistent matrices — reuse the existing dual CPU/IO activation signal rather than re-deriving one.
>
> **Correction from implementation (Phase 4 below)**: this turned out not to be viable as described. `PartitionRunner::run()`'s actual body spawns roughly one OS thread per worker slot across every NUMA node **on every call** (confirmed by reading `numa.rs`, not just its doc comments) — fine for the one-call-per-command-invocation batch usage in `merge`/`build_layers`, but `query_partition_with` runs once per `(chunk, partition)`, far too frequently to absorb that spawn cost. Partition-level parallelism via `PartitionRunner` is deferred, not implemented. See Phase 4's "What did not ship, and why" for the detail.
**8. Stage 2: column-major matrix fetch, parallel across genome columns — via `PartitionRunner`, not naive `rayon`.**
Both persistent matrix formats are column-oriented on disk: `ColumnarCompactIntMatrix`/`ColumnarBitMatrix` (`obicompactvec/src/{intmatrix,bitmatrix}.rs`) mmap one file per genome column; `PackedCompactIntMatrix`/`PackedBitMatrix` mmap one region-offset per column in a single file. `fill_row(slot, buf)` as used today (`query.rs:262-272` via `on_hit`) reads **one slot across all `n_genomes` columns** per hit — the worst possible access pattern for this layout (up to `n_genomes` scattered mmap regions touched per single k-mer).
Better: for each layer, walk the matrix **column by column** (genome by genome): for each genome, scan the `slot` keys collected in step 6 for that layer and call `col.get(slot)`, keeping only nonzero results, and broadcast to the associated `(seq_idx, pos)` list. Total `get()` calls are unchanged (`n_hits × n_genomes` in the worst case) — the win is locality (sequential access within one mmap'd column at a time, not scattered across all columns per hit), not fewer operations.
Columns are independent (read-only, disjoint mmap regions) → embarrassingly parallel across genomes, *but* — per point 7 — `obicompactvec`'s existing `into_par_iter()` over `0..n_cols` (`sum()`, `count_nonzero()`, pairwise distance matrices) is the **naive, unpinned** pattern the rest of the codebase is actively migrating away from, not a model to copy here. Route this through `PartitionRunner` (or the same NUMA-pool machinery) instead. Two things to settle when this is designed: how the partition axis (point 7), the column axis, and the existing chunk-level `n_workers` `obipipeline` pool compose without oversubscribing the machine (three different concurrency mechanisms — raw-thread pipe workers, `PartitionRunner`'s pinned Rayon pools, and whatever drives the column scan — need a single reconciled thread budget, not three independent ones); and the threshold below which per-column dispatch overhead outweighs the gain (small `n_genomes` or small per-layer hit counts) — to be measured, not assumed.
>
> **Correction from implementation (Phase 4 below)**: column-major fetch is implemented — but as a plain sequential loop, not parallelised via `PartitionRunner`. Same reason as point 7's correction above. The column-major *locality* win (the actual claim of this point) does not depend on adding parallelism on top of it, and is validated independently. Column-level parallelism is deferred pending a mechanism that fits this call frequency (candidates noted in Phase 4).
**9. Sparse per-genome representation, fed directly to Findere.**
Stage 2's output should be `HashMap<genome_idx, Vec<(seq_idx, position, count)>>`, **sorted by `(seq_idx, position)`** once collected, instead of a dense `KmerResults`-style matrix — the key must carry `seq_idx`, not just `genome_idx`, because a chunk batches many sequences and `position` is only meaningful within one; a plain `Vec<(position, count)>` per genome would silently mix positions from different sequences and corrupt the sliding-window scan. This bounds retained memory by actual nonzero hits on both axes (position sparsity from non-matching k-mers, genome sparsity from a matched k-mer typically belonging to only a handful of genomes out of possibly many). The Findere sliding-window (`process_chunk`, the `win_min`/deque loop) would need reworking to run per `(sequence, genome)` over its sparse, sorted `(position, count)` list — detect runs of ≥`z` consecutive positions, window-min within each run — instead of today's dense `O(total_kmers × n_genomes)` scan. This is also a genuine complexity win (`O(hits log hits)` per genome vs. dense scan), not just memory.
**Not covered by this sparsification**: `--detail`'s `cov` accumulator (`query.rs:304-308`) has the identical `n_genomes`-dense scaling problem and wasn't folded into points above. It doesn't need to be retained densely throughout processing, though — only the final JSON serialization (`emit_batch`) requires a dense `[u32]` per `(seq, genome)`, and only for the sequences actually being output with `--detail`. Densification can stay a late, output-time-only step, reconstructed from the sparse per-genome lists.
**Secondary patterns available from `scatter.rs`/`superkmer.rs`, not yet in `query.rs`:**
- `throttle()` + `CommonArgs::effective_max_open()` to bound concurrently-open input files (query.rs defines its own `QueryArgs`, doesn't reuse this).
- Progress bar with EMA throughput + live active-worker gauges (`obisys::spinner`, `flat_active`/`transform_active` counters) — diagnostic value for locating the bottleneck.
- `obisys::Reporter`/`Stage::start`/`stop` timing per phase (used by `index`, `filter`; absent from `query`).
None of this is implemented yet — parked here as a coherent roadmap while the design is discussed further. Suggested dependency order: (1) I/O parallelism → (3) genome-aware chunk sizing → (4)(9) staged/k-mer-deduped/NUMA-aware-partition-and-column-major/sparse query engine (larger refactor, biggest structural payoff — reuses `PartitionRunner` rather than inventing a new parallelism mechanism) → (2) parallel gzip (separate, orthogonal, tracked in chunkreader.md) → secondary diagnostics patterns.
---
## Implementation plan
Concrete, phased translation of the roadmap above. Phases 02 are small, independent, low-risk, and each individually testable against current `query` output — land them first, in order, and measure on the reference 192-core/8-NUMA machine before deciding whether phases 35 (the staged/sparse engine, the larger structural payoff) are still worth their cost. Phases 35 are one coordinated change spanning `obikmer`, `obikpartitionner`, and `obicompactvec` — they should not be split across releases mid-way, because the intermediate state (e.g. k-mer-level dedup feeding the old dense `KmerResults`) has no correctness or performance benefit on its own. Phase 6 is unrelated to phases 05 and can happen any time, independently, if `rapidgzip-rs` is validated (see [chunkreader.md](../implementation/chunkreader.md#future-work--parallel-gzip-decompression-in-xopen)).
Instrumentation is deliberately sequenced *before* the I/O fix (reordering the roadmap's own listed order), because every later phase's justification rests on a measurement ("to be measured, not assumed" appears throughout the roadmap above) — without it, phases 35 would be undertaken on faith.
Performance measurement on the reference 192-core/8-NUMA machine is done by the project owner, not from this development environment (macOS, 16 cores — `PartitionRunner`'s NUMA pinning is Linux-only, so even phase 4's mechanism can't be functionally exercised for its actual purpose here). Each phase below is therefore written to be *self-measuring*: the debug-level logging it adds must be enough, on its own, to judge whether that phase's algorithmic choice paid off from a cluster run's logs, without needing to attach a profiler.
### Conventions applied to every phase below
**Debug logging.** Every phase that changes an algorithmic choice (not phase 0, which *is* the logging) adds `tracing::debug!`/`trace!` at points that let a cluster run's logs answer "did this help": counts, ratios, and timings that quantify the specific claim that phase makes — e.g. phase 3 must log how many MPHF `find` calls were saved by k-mer-level dedup (the whole justification for that phase), phase 4 must log per-column scan timings, phase 5 must log actual retained-memory / sparsity ratios achieved. Prefer one structured `debug!` per chunk (fields, not prose) over free-text — the cluster logs will be the only evidence available for judging these choices, so they need to be grep/awk-able, not just readable.
**Unit tests.** This project's convention (`obiread`, `obikseq`, `obidebruinj`, `obicompactvec`, `obilayeredmap`, `obiskio`, `obifastwrite`) is `#[cfg(test)] #[path = "tests/<name>.rs"] mod tests;` at the bottom of the source file, with the actual test code in a sibling `src/tests/<name>.rs`. Neither `obikmer` nor `obikpartitionner` (the two crates phases 3 and 5 touch most) currently have a `src/tests/` directory at all — this needs creating, following the existing pattern exactly, not inventing a new one.
**Workflow (`jj`).** Work happens in a fresh `jj` commit, easy to abandon. `jj new` between phases is reasonable where it helps isolate a phase for review, but only when the working copy compiles at that point (project convention) — phase 3's internal sub-steps (batch dedup change, then `query_layer.rs` split, then the new return shape) will likely not each compile independently since they're one coupled change, so treat "commit boundary" and "plan phase boundary" as related but not forced to match 1:1; use judgement per phase rather than mechanically splitting on every bullet.
### Phase 0 — Instrumentation (prerequisite for measuring every later phase)
**Goal**: make core utilization, throughput, and per-stage timing visible on a real run, so phases 15 can be justified with numbers instead of assumption.
- `obikmer/src/cmd/query.rs`: wrap `run()`'s main loop with `obisys::Reporter`/`Stage::start("query")`/`.stop()`, printed at the end via `rep.print()` — same pattern as `index.rs`/`filter.rs`.
- Add an `obisys::spinner("query")` progress bar around the `pipe.apply(...)` loop, with an EMA throughput readout (bases/s or k-mers/s, mirroring `steps::scatter`'s `ema_rate` computation, `scatter.rs:88-118`) and live gauges for "chunks in flight" / "workers busy" — reuse the `AtomicU32` counter pattern from `scatter.rs` (`flat_active`, `transform_active`) rather than inventing a new one.
- Add `max_open_files: Option<usize>` to `QueryArgs` and a `effective_max_open()` method mirroring `CommonArgs::effective_max_open()` (`obikmer/src/cli.rs:90-94`) — needed by phase 1's `throttle()` call. (`QueryArgs` can't just embed `CommonArgs` — it doesn't take `kmer_size`/`minimizer_size`/`partitions`/`level_max`/`theta` from the CLI, those come from the index metadata — so this is a small standalone addition, not a flatten.)
- Add one structured `debug!` per `process_chunk` call: chunk byte size, sequence count, s-mer count, wall time, and (once later phases exist) the fields they add — this single log line is the baseline every later phase's own logging gets compared against.
- **Validation**: none needed beyond "the numbers appear and look sane" — this phase changes no query logic or output.
- **Deliverable used by every phase below**: a before/after throughput and core-utilization measurement on the reference machine.
### Phase 1 — Parallel per-file I/O (fixes root cause of low core utilization)
**Goal**: file opening, decompression, and chunk-boundary parsing run across the `n_workers` pool instead of serially in the pipe's dedicated source thread.
- `obikmer/src/cmd/query.rs`:
- Replace the `paths.into_iter().flat_map(read_sequence_chunks_sized(...))` construction (current `run()`, building `all_chunks`) with `obipipeline::throttle(paths.into_iter(), args.effective_max_open())`, passed as the pipe's `input`.
- Add a new `QueryData::Path(PathBuf)` variant (alongside `Chunk`/`Output`) to carry the throttled path through the pipe's type-erasure mechanism.
- Add a new **first** pipe stage, `Flat`/fallible (`||?`), modeled on `scatter.rs:60-86` and `superkmer.rs:54-65`: given a `Throttled<PathBuf>`, call `read_sequence_chunks_sized(path, chunk_bytes)` and yield each `Rope` chunk, keeping `pw.guard` alive until the file's iterator is exhausted (reuse or adapt `scatter.rs`'s `GuardedIter` wrapper — same lifetime problem, same fix).
- The existing `process_chunk` transform stage becomes the pipe's **second** stage, unchanged in its own logic — it still receives one `Rope` chunk at a time, just no longer all coming from one serial source.
- `make_pipe!` invocation grows from one stage (`Chunk => Output`) to two (`Path => Chunk => Output`).
- Log, per file: time spent waiting on the `throttle()` slot (queueing due to `max_open`), and time spent opening/decompressing/producing the first chunk — this is what directly proves (or disproves) that I/O is now spread across workers instead of serialized.
- **Validation**: run `query` on a small multi-file input, diff output against the pre-change version — content must be identical; **record order across files is not guaranteed to be preserved** even before this change (chunk-level dispatch across `n_workers` already reorders completions), so the diff must be order-insensitive (sort by read id, or compare as sets) if it wasn't already.
- **Measure**: core utilization on the reference machine with several large input files, compare against phase 0's baseline.
### Phase 2 — Genome-aware chunk-size formula (fixes OOM)
**Goal**: `chunk_bytes` reflects actual per-chunk memory (`O(n_genomes)`), not a fixed multiplier.
- `obikmer/src/cmd/query.rs`, `run()`: `n_genomes` and `args.detail` are already computed above the `chunk_bytes` calculation (`n_genomes` at the top of `run()`, before line 407 in the current file) — reorder if needed, then replace:
```rust
let computed = avail / (n_workers as u64 * 16);
```
with a formula that scales the divisor by `n_genomes` (and roughly doubles it when `--detail` is set, since `cov` duplicates the per-genome accumulation): e.g. `per_chunk_multiplier = base_overhead + n_genomes as u64 * BYTES_PER_KMER_PER_GENOME * if detail { 2 } else { 1 }`, replacing the flat `16`. `BYTES_PER_KMER_PER_GENOME` should be derived from `KmerResults`'s actual layout (`4` bytes per `u32` entry in `data`, plus the `bool` in `in_index`, plus `win_min`'s equal-sized buffer) rather than guessed.
- `args.chunk_size` (manual `--chunk-size` override) keeps taking priority, unchanged.
- Log the resolved `chunk_bytes`, `n_genomes`, and the estimated peak per-chunk memory (`chunk_bytes` × the same multiplier used to derive it) once at startup — lets a cluster run confirm the estimate was actually respected, not just that the process didn't get OOM-killed (which could also happen to be true for the wrong reason).
- **Validation**: build a test index with a large `n_genomes` (e.g. hundreds), run `query` with default chunk sizing under a memory limit (`ulimit -v` or a cgroup), confirm it no longer gets OOM-killed and that memory scales as predicted when `n_genomes` grows.
- **Note**: this phase is superseded once phase 5 lands (sparse retained memory no longer scales with `n_genomes × total_kmers` at all) — but it's needed immediately regardless, since phases 35 are a bigger, riskier change and users need a working `query` in the meantime.
### Phase 3 — K-mer-level dereplication, staged MPHF/matrix lookup
**Goal**: replace superkmer-level dedup with k-mer-level dedup (roadmap point 5), and split the fused MPHF-find/matrix-fetch (point 4) so stage 1's output is bucketed by layer and MPHF slot (point 6).
- `obikmer/src/cmd/query.rs`:
- Replace `QueryBatch::from_records`'s dedup map (`HashMap<RoutableSuperKmer, Vec<SKDesc>>`, current `query.rs:112`) with a per-partition `HashMap<CanonicalKmer, Vec<(seq_idx: u32, pos: u32)>>`, built in the same `SuperKmerIter` pass: superkmer construction and partition routing (`part_idx` from the superkmer's minimizer hash) are unchanged, only the granularity of what gets deduplicated changes — each `CanonicalKmer` within a superkmer is inserted individually instead of the whole superkmer being the dedup key.
- **Verified**: `CanonicalKmer` (`obikseq/src/kmer.rs:390`, `pub type CanonicalKmer = CanonicalKmerOf<KLen>`) — the underlying `CanonicalKmerOf<L>` derives `Debug, Clone, Copy, PartialEq, Eq, PartialOrd, Ord, Hash` (`kmer.rs:269`). Usable as a `HashMap`/`HashSet` key as-is, no change needed.
- `obikpartitionner/src/query_layer.rs`:
- Split `QueryLayer::find_into` (`query_layer.rs:48-67`) into two methods: `find_slot(&self, kmer: CanonicalKmer) -> Option<usize>` (MPHF only, no matrix touch) and keep `fill_row` as-is for phase 4 to call later.
- Replace `query_partition_with`'s inner loop (`query_layer.rs:103-113`) with a version that, for each unique `CanonicalKmer`, calls `find_slot` across the partition's layers (stopping at first hit, same as today), and instead of immediately filling a row, records `(layer_idx, slot)`.
- New return shape for the partition-level query, replacing today's `on_hit(sk_idx, kmer_idx, row)` callback: `HashMap<layer_idx, HashMap<slot, Vec<(seq_idx, pos)>>>` (roadmap point 6) — built directly from the k-mer dedup map's `Vec<(seq_idx,pos)>` values, keyed by the resolved slot instead of the k-mer.
- **This phase alone has no throughput benefit yet** (matrix fetch still happens, just deferred) beyond the k-mer-level dedup itself (fewer MPHF calls when queries have overlapping/repeated k-mers) — its purpose is to produce the input phase 4 needs. Land phase 3+4 together, not phase 3 alone, per the "don't split 35 across releases" note above.
- Log, per chunk: total k-mer occurrences vs. unique `CanonicalKmer` count (the dedup ratio — the entire justification for this phase) and the resulting MPHF `find` call count. If the dedup ratio is close to `1.0` on real query data (little redundancy), that's the cluster run telling us this phase wasn't worth it — the logging needs to be able to say that, not just confirm the happy path.
- **Unit tests**: create `obikmer/src/cmd/tests/query.rs` (new `src/tests/` dir for this crate, following the project's `#[cfg(test)] #[path = "tests/query.rs"] mod tests;` convention) and `obikpartitionner/src/tests/query_layer.rs` (likewise new for this crate). Cover: the k-mer-level dedup map construction on synthetic sequences with known repeated/overlapping k-mers (assert unique-kmer count and occurrence lists); the `find_slot`/bucket-by-layer-and-slot construction against a small hand-built `QueryLayer` fixture, asserting the `(layer_idx, slot, seq_idx, pos)` tuples match what the old per-occurrence loop would have produced.
### Phase 4 — Column-major matrix fetch (roadmap points 78) — implemented, NUMA parallelism deferred
**Goal (revised during implementation)**: replace `fill_row`-per-hit (row-major, worst-case mmap locality) with a column-major scan. `PartitionRunner` turned out to be the wrong mechanism for this at this call granularity — see below; the column-major fetch itself is implemented and validated, without it.
**What shipped:**
- `obicompactvec`: the per-column accessors this phase needed **already existed**`PersistentCompactIntMatrix::col_view(c)` and `PersistentBitMatrix::col_view(c)` are public, and `IntSliceView::get(slot)`/`BitSliceView::get(slot)` are public — the original plan underestimated how much of this plumbing the pairwise-distance code (`dump`/`select`/`stats`) had already required. The one real gap: `PersistentBitMatrix::col_view()` panics on the `Implicit` variant (the documented mono-genome fast path, `bitmatrix.rs`). Added `PersistentBitMatrix::get(c, slot) -> u32` (`bitmatrix.rs`), a non-panicking column-major point lookup that returns `1` for `Implicit` regardless of `c` — the smallest surface needed, not a new `col_get` API from scratch.
- `obikpartitionner/src/query_layer.rs`: `query_partition_with` is now two explicit stages, matching roadmap points 68: **stage 1** (MPHF-only, per unique k-mer, bucket hits by `(layer_idx, slot)`, emits `QueryHit::Found`) then **stage 2** (per layer with ≥1 hit, column-major: for each genome column `g` in `0..layer.n_cols().min(n_genomes)`, scan that layer's bucketed slots and call `col_value(g, slot)`, emitting `QueryHit::Value(descs, g, value)` on nonzero). `QueryHit` is a single enum delivered through one `FnMut(QueryHit)` callback — an earlier two-closure design (`on_found` + `on_value`) didn't borrow-check, since the caller's single mutable accumulator (`KmerResults`) can't be captured by two separate `FnMut` closures passed to the same call.
- `obikmer/src/cmd/query.rs`: `KmerResults::set` (row-major, whole-row-at-once) replaced by `mark_found` (stage 1: flag a position as indexed, independent of any genome's value) and `set_one` (stage 2: write one genome's value at one position). `QueryStats` extended with `n_columns_scanned`/`n_col_get_calls`, logged per chunk.
- Total `get()`-equivalent calls are unchanged from the row-major version (`n_hits × n_cols` in the worst case, confirmed by `n_col_get_calls` in the debug log) — the win is locality (sequential access within one layer's column at a time, across `mmap`'d regions, instead of jumping across all columns per hit), exactly as predicted.
**What did not ship, and why — `PartitionRunner` is architecturally the wrong tool here:**
Reading `obikindex/src/numa.rs`'s actual `run()` body (not just its doc comments) shows every call spawns a timer thread **plus one OS thread per worker slot on every NUMA node** (`std::thread::scope` + one `s.spawn()` per node per `max_workers`) — on the 192-core/8-NUMA reference machine, that's on the order of 190+ fresh OS threads spawned **per call**. This is fine for its actual, established usage in this codebase (`merge.rs`, `index.rs`'s `build_layers`): one `PartitionRunner::new()` + one `run()` call per command invocation, amortised over a batch of ~256 long-running partitions. It is not fine for `query`'s call pattern: `query_partition_with` runs once per `(chunk, partition)`, potentially thousands of times per second — spawning ~190 OS threads that often to scan a handful of genome columns would very likely cost far more than the row-major approach it's meant to replace. This is exactly the "resolve empirically, don't assume" composition risk the roadmap flagged, just resolved by reading the mechanism's actual cost before wiring it in, rather than by measuring a regression on the cluster after the fact.
The column-major loop in stage 2 is therefore a **plain sequential loop** for now — it captures the whole, provable locality win (roadmap point 8's actual claim) without adding any parallelism mechanism. Genome-column-level parallelism (point 8's "bonus" axis) and partition-level parallelism (point 7) are both deferred — not abandoned. Candidates for a follow-up, once there's a concrete profiling need: (a) `rayon`'s already-warm global pool (`into_par_iter()`) for the column axis specifically — cheap to invoke repeatedly since it doesn't spawn threads per call, though it's the same "naive rayon" pattern `numa_worker_pools.md` warns about for a *different* workload (random pointer-chasing over large hash maps); a column scan's access pattern (sequential reads within one `mmap`'d region) has a different contention profile and hasn't been shown to have the same problem — needs its own measurement, not an assumption either way; (b) restructuring so `PartitionRunner` is invoked once per whole `query` run (or per large batch of chunks) rather than per `(chunk, partition)`, amortising its spawn cost the way `merge`/`build_layers` do — a bigger structural change than this phase's scope.
- Log (implemented): `QueryStats::n_columns_scanned`/`n_col_get_calls`, folded into the existing per-chunk `debug!("k-mer dedup + column-major fetch", ...)` line (`query.rs`) alongside phase 3's dedup counters.
- **Unit tests**: extended `obikpartitionner/src/tests/query_layer.rs` (phase 3's file) — `query_partition_with`'s empty/missing-index paths updated for the new `QueryStats` fields and single-callback signature.
- **Validation performed**: full workspace build + `cargo test --workspace`, zero failures. Functional validation against real indexes: (1) a single-genome index — output byte-identical to pre-phase-4 (same `kmer_count`/`kmer_strict_matches` on every record); (2) the existing 20-genome `benchmark/global_index_presence` index — runs correctly, `n_hits=0` for an unrelated query (expected: no shared k-mers between a plant read and a bacterial reference set), no panics, confirming the `Implicit`/multi-column bounds logic doesn't crash on a real multi-genome, mixed-format index; (3) **the critical correctness case**: built two single-sequence-pair test genomes, merged into one 2-genome index, queried with reads from both — reads from `genomeA` matched **only** `genomeA` (`kmer_count` identical to the pre-dedup occurrence count, zero leakage into `genomeB`'s column) and vice versa. This is the test that would have caught a column-index mixup, an off-by-one in `n_cols`, or cross-genome bleed from the stage-1/stage-2 split — it passed cleanly.
- **Not yet done**: the microbenchmark comparing column-major vs. the old row-major access pattern's wall time / page-fault counters on a large-`n_genomes` layer — needs a realistically large multi-genome index and, for the page-fault counters specifically, Linux (not available from this development environment). Left for cluster validation alongside phases 13's own pending measurements.
### Phase 5 — Sparse Findere rework (roadmap point 9)
**Goal**: replace the dense `KmerResults`/`win_min` sliding-window scan with one operating on phase 4's sparse per-genome output.
- `obikmer/src/cmd/query.rs`, `process_chunk`:
- Remove `KmerResults` (`query.rs:157-202`) and the dense `win_min` allocation (`query.rs:290-291`, sized `max_n_kmers × n_genomes`).
- Keep a lightweight dense `in_index: Vec<bool>` per chunk (sized `total_kmers`, independent of `n_genomes`) from phase 3's stage 1 — still needed for `kmer_missing` bookkeeping (leftmost-s-mer-of-window membership test), which phase 4's sparse structure doesn't carry (a k-mer with no genome hit has no entry there at all).
- New per-`(seq_idx, genome)` scan: for each genome's `Vec<(seq_idx, pos, count)>` (sorted, per phase 4), group by `seq_idx` (contiguous after sort), then within each sequence's positions detect runs of `pos, pos+1, pos+2, ...` of length ≥ `z`; within each run, the existing monotone-deque window-minimum logic (`query.rs`'s current `dq` loop, conceptually unchanged) applies — but the deque now only scans real entries in the run, never zero-filled gaps.
- Update `SeqAcc` accumulation and `emit_batch` to consume this per-genome sparse iteration instead of `results.val`/`results.is_in_index`.
- `--detail`/`cov`: build sparsely during the same scan (only positions with a confirmed contribution get an entry), densify into the `[u32]` JSON array only in `emit_batch`, only for genomes/sequences actually being serialized (per roadmap point 9's note, `query.rs:304-308`'s current dense allocation goes away).
- Log, per chunk: total sparse entries retained vs. what the old dense `KmerResults` would have allocated (`total_smers × n_genomes`) — the sparsity ratio is this phase's entire reason for existing, so it must be directly visible in the logs, not inferred from process RSS. Also log the run-detection stats (number of runs found, average run length) — a low average run length relative to `z` would mean most positions still fail to form a full window, worth knowing.
- **Unit tests**: `obikmer/src/cmd/tests/query.rs` (extended from phase 3) — the property test described below is the primary deliverable here, not an afterthought; write it as an actual `#[test]` (or a small internal fuzz/property-style loop over randomized fixtures if a property-testing crate isn't already a dependency — check before adding one, per this project's dependency-approval rule) rather than a one-off manual comparison.
- **Validation — this is the correctness-critical phase**: property-test comparing old (dense, pre-phase-3) and new (sparse) implementations on the same randomized input/index fixtures, asserting identical `kmer_count`, `kmer_missing`, `kmer_strict_matches`, and (with `--detail`) `coverage` for every sequence. Keep both implementations compiled side by side (behind a debug-only flag or a temporary parallel code path) only for the duration of this validation; delete the dense path once parity is confirmed — per this project's own convention, superseded code is not kept "just in case."
- **Update `docmd/architecture/query.md` itself**: once this phase lands, the "Findere z-window filter" section (which currently — correctly — describes the dense deque-over-`0..n_smers` scan) needs another pass to describe the sparse run-detection algorithm instead, as already flagged when this phase was discussed.
**Implemented as planned, no deviations discovered this time.** What shipped:
- `KmerResults` removed entirely, replaced by `SmerIndex` (`in_index: Vec<bool>` + `offsets`, unchanged size/purpose, renamed since it's no longer "results" — just the O(1)-per-position "was this k-mer found at all" bookkeeping) and `by_genome: Vec<Vec<(seq_idx, pos, value)>>` (one empty `Vec` per genome until a hit arrives — genomes with zero hits in a chunk cost nothing beyond the outer `Vec`'s own allocation).
- New `sparse_findere_for_genome(hits, z, presence, threshold) -> (Vec<ConfirmedHit>, n_runs, total_run_len)` (`query.rs`): sorts one genome's raw hits by `(seq_idx, pos)`, detects maximal runs of consecutive `pos` within one sequence, runs the same monotone-deque window-minimum as before but scoped to each run (run-relative indices for eviction, absolute `pos` for computing `pos_out`). Presence/count adjustment (`u32::from(win_min >= threshold)` vs. raw) is applied inside this function, once per confirmed hit, rather than later during accumulation.
- `process_chunk` restructured into three passes after the partition loop: (1) run `sparse_findere_for_genome` per genome, collecting `confirmed_by_genome` and run-detection stats; (2) accumulate `genome_totals` directly from `confirmed_by_genome` and mark a `confirmed_any: Vec<bool>` (sized `total_kmers_out`, not `× n_genomes`); (3) a position-only pass (`O(total_kmers_out)`, no genome factor) computing `kmer_count`/`kmer_missing` from `confirmed_any` + `SmerIndex`. `cov` (`--detail`) is populated by re-scanning `confirmed_by_genome` — only when `--detail` is actually set, otherwise skipped entirely.
- Debug log added (`"sparse Findere"`): `n_dense_would_be` (`n_occurrences × n_genomes` — what the deleted dense path would have allocated), `n_sparse_entries` (what's actually retained), `n_runs`/`avg_run_len` (per the plan's ask, to see whether hits mostly fail to form complete windows).
- **Unit tests**: `sparse_findere_matches_dense_reference_on_random_inputs` (`obikmer/src/cmd/tests/query.rs`) — 200 randomized cases (sequence count/length, `z`, presence/count mode, threshold, hit density from sparse to fully-dense) comparing `sparse_findere_for_genome` against `dense_reference_findere`, a faithful reimplementation of the deleted dense algorithm kept only as a test-local correctness oracle (no property-testing crate added — checked first, none was a workspace dependency; a small `std`-only xorshift64 PRNG stands in for one, deterministic and dependency-free). All 200 cases pass.
- **Functional validation performed**: full workspace build + `cargo test --workspace`, zero failures. End-to-end against real indexes: baseline output (no flags) unchanged from pre-phase-5 recorded values on the same fixtures; `--count-missing` correct (`kmer_missing: 0` on a self-match); `--detail` correct — coverage array length matches `kmer_count`, and critically, re-ran the two-genome cross-contamination check from phase 4 with `--detail --count-missing`: `genomeA` reads show coverage sum `106` for `genomeA` and `0` for `genomeB` (and vice versa) — confirms the sparse-to-dense `cov` reconstruction doesn't leak across genomes either, not just the scalar `kmer_strict_matches` path.
- This phase's roadmap item ("update the Findere z-window filter section") — done, see above; the "Algorithm" section's pseudocode was also updated, since it still named `KmerResults`/`SKDesc` from before phases 34.
### Phase 6 — Parallel gzip decompression (independent, optional)
Tracked separately in [chunkreader.md](../implementation/chunkreader.md#future-work--parallel-gzip-decompression-in-xopen); parked pending validation of `rapidgzip-rs` on real data. Not a dependency of, or a dependency for, phases 05 — `xopen` is shared infrastructure (`obiread`), phase 1 benefits from it but doesn't require it (phase 1 parallelises *across* files; this phase would additionally parallelise *within* one large file).
### Cross-cutting risks
- **Thread-budget oversubscription** (phase 4): the single biggest unresolved design question in this whole plan — see phase 4's composition note. Should be settled with real measurements early in phase 4, not assumed from the design alone.
- **`obicompactvec` API surface growth** (phase 4): new public per-column accessors are additive (existing `fill_row`/`row` stay for other callers — `dump`, `select`, distance computations) — no breaking change expected, but worth checking `obicompactvec`'s other callers aren't already relying on `fill_row` being the only/cheapest access path in a way that would make maintaining two access patterns (row-major and column-major) a real maintenance cost rather than a one-off addition.
- **`PersistentBitMatrix::Implicit`'s hardcoded `n_cols: 1` — resolved, not a bug.** `LayerMeta`'s own doc comment (`obicompactvec/src/layer_meta.rs:1-9`) states it is written "alongside `mphf.bin`" and read by `PersistentBitMatrix::open` "to determine `n_rows` for **the implicit (mono-genome presence/absence) case**" — i.e. `Implicit` is a documented single-genome fast path (no presence matrix needed when there is trivially one genome), not a generic "no matrix built yet" fallback. `n_cols: 1` is correct by design for the case it's meant to handle. Phase 4's column loop is safe as planned — this was worth checking once, doesn't need further action.
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# Sibling annex — architecture (discussion)
Status: architecture decided (2026-08-14). Implementation not yet mandated.
## Two index spaces, uncorrelated
Every kmer stored in a `Layer` lives in two independent index spaces:
- **Iteration order**: its position when enumerating `unitigs.bin` (the
superkmer file), deterministic but arbitrary with respect to slot.
- **MPHF slot**: `MphfLayer::index(kmer)`, the number the MPHF assigns.
The two are not correlated by any formula. Converting from one to the other
requires either recomputing the MPHF (kmer → slot) or scanning the iteration
stream (kmer → order). There is no `slot → kmer` operation: the MPHF is a
one-way function, not an invertible bijection with a stored inverse. Any
method that reconstructs a kmer from a bare slot number is wrong by
construction, regardless of the mechanism used (MPHF re-hash, or evidence
decode + direct unitig read). See `MphfLayer::kmer_at`
(`obilayeredmap/src/mphf_layer.rs`) — flagged for removal, currently called
from `obikphylo/siblings/build.rs` and `family_scan.rs` (since removed — see
"Pending work" status below).
## Two pipelines, never mixed
| | origin of the kmer | membership known? | correct mapping |
|---|---|---|---|
| **query pipeline** | external (caller-supplied) | no | `query`/`find`/`find_strict` — MPHF + evidence check |
| **iteration pipeline** | enumerated from this layer's own `unitigs.bin` | yes, by construction | `index`/`index_batch` — MPHF only, no evidence |
Evidence exists solely to answer "is this external kmer a member of the
layer" for the query pipeline. Using it (or the MPHF) to go the other way —
recover a kmer from a slot, or re-verify a kmer that was just produced by
iterating the layer — is a conceptual error: evidence can be probabilistic
(`Approx` mode), so any slot→kmer attempt is unsound in general, and
pointless even in `Exact`/`Hybrid` mode since the kmer was already known.
## Sibling annex: an iteration-pipeline artifact only
The sibling annex (`FamilyMask`/`SiblingAnnex`, `.psib`,
`obicompactvec/src/siblingannex.rs`) records, per kmer, whether it is a
family minorant and which family members are present in the index. Its only
consumers (`obikphylo/siblings/stats.rs`, `family_scan.rs`) enumerate it
exhaustively (`0..annex.len()`); no query-pipeline code path touches it.
**Decision**: the annex must be persisted in iteration order, not slot
order. This lets readers zip-iterate `Layer::iter_kmers()` and the annex
file directly — one linear, cache-friendly pass, no MPHF/slot indirection,
no `kmer_at`. It also enables specialized iterators building on this zip:
minorants-only iteration, batch-of-kmers → batch-of-family-members, etc.
Today the annex is built and stored in **slot** order
(`build_layer_sibling_annex`, `siblings/build.rs`): `slot_kmer` is populated
via `(0..n_slots).map(|slot| mphf.kmer_at(slot))`, and the origin `slot` is
threaded through the whole cross-partition reconciliation pipeline (variant
generation, `query_partition_with`, final `mask[slot].fetch_or(...)`). This
must change to iterating `iter_kmers()`/`enumerate_kmers()` and threading
the **iteration index** instead of the slot end to end — eliminating
`kmer_at` from the build path entirely, not just the read path. No
slot-indexed intermediate is needed even during construction; the
iteration-order id is sufficient throughout.
The cross-partition side of the same pipeline is unaffected: checking
whether a generated family-variant kmer exists in another partition is a
genuine query-pipeline operation (the variant's membership in the *target*
partition is unknown) and must keep going through
`KmerPartition::query_partition_with` (MPHF + evidence), never a raw
`index()`.
## Pending work — done
The plan above shipped: `obikphylo` (a new crate — phylo-domain extension
traits over `obikindex::KmerIndex`/`obilayeredmap::Layer<D>`, replacing the
old `obikindex::siblings` module) builds and reads the annex purely in
iteration order (`SiblingLayerExt::iter_siblings`/`iter_minorants`, both with
batch variants, mirroring `Layer<D>`'s own `KmerIter`/`KmerBatchIter`
shape). `MphfLayer::kmer_at` has no remaining callers.
A separate, unrelated bug surfaced during this work and was fixed
(2026-08-14): `MphfLayer::enumerate_kmers_batch` computed its
`batch_start_index` via the stdlib `.enumerate()` adapter, which counts
*batches* (0, 1, 2…), not the cumulative k-mer offset the annex is actually
keyed on — every batch past the first wrote its mask/annex entries at the
wrong iteration-order position. Fixed by tracking a running offset instead;
regression tests added (`sibling_annex_no_empty_masks_after_build`,
`sibling_histogram_does_not_panic_on_partial_last_batch`).
## Performance: `build_sibling_annex` parallelism (2026-08-14)
Investigated on a real multi-genome run (`phyloskims_sal_vac`, k=31/m=11).
Baseline: mostly one active core, with short multi-core bursts — average
~3 cores.
**Fixes that helped, kept:**
- `CanonicalKmerOf::minimizer()` (`obikseq/src/kmer.rs`) — a direct O(k)
bit-arithmetic minimiser for a single isolated k-mer, replacing a
`RollingStat` instance fed byte-by-byte through an ASCII round-trip (used
by `helpers::partition_of`, called for every generated family variant).
~3x wall-clock improvement on its own, confirmed by sampling
(`obiskbuilder::rolling_stat`/`obikentropy` frames disappeared from the
hot path). `CanonicalKmerOf::partition()` added alongside it (wraps
`minimizer().seq_hash() & mask`, the same routing rule
`KmerPartition`/`RoutableSuperKmer` use).
- Cross-partition resolution (`outgoing.par_iter()` in
`build_layer_sibling_annex`) parallelised at the *partition* level — one
Rayon task per non-empty `outgoing[dest]` bucket. For k=31/m=11, a
central-base substitution changes the winning minimiser (and thus the
destination partition) only when that window overlaps the central base:
~11 of the 21 possible windows do, so ~10/21 (≈48%) of generated variants
route right back to the partition already being built. That self bucket
ends up far larger than any other, so the per-partition split pinned one
thread to it alone while the rest of the pool finished instantly —
confirmed by sampling: one thread solid in `MphfLayer::find`, everyone
else idle. Fixed by splitting each non-empty bucket into
`total_queries / n_workers` (capped 4096) chunks *before* `par_iter()`,
preserving per-partition mmap locality (each chunk stays contiguous
within one partition) while letting Rayon spread an oversized bucket
across several threads. Net effect of both fixes together: ~3 cores
average → ~10-13 cores average on the same run, and a projected total
build time of ~1h15 down to ~30min on the real `phyloskims_sal_vac` run
this was measured against.
- `TracedBar`'s ETA (`obisys/src/progress.rs`) was silently starved: the
custom progress message and the self-computed ETA text used to share one
`pb.set_message()` slot, with the ETA holding off for 2s after any custom
message — fine when custom messages are rare, broken once
`build_sibling_annex`'s per-partition callback fires more often than
that. Fixed by keeping the two texts in separate fields, composed
together on every render instead of one overwriting the other.
**Tried and reverted — do not repeat blindly:**
- Parallelising the *outer* partition loop in `build_sibling_annex` with
`obikindex::PartitionRunner` (already used by `merge`/`build_layers`),
splitting a fixed core budget between outer (partition) and inner
(pipeline + resolution) concurrency so their product wouldn't exceed the
budget. Measured *worse*: throughput dropped over time (26
partitions/5min → 38/11-12min) and peak resolution concurrency fell from
~11-12 cores to ~7-8. Cause: this capped the resolution burst — which
scales very well on its own — to make room for outer concurrency, and
running several partitions' resolution at once scatters access across
multiple partitions' mmap regions at once, working against the
locality `outgoing`'s per-partition grouping exists for. `PartitionRunner`
stayed exported from `obikindex` (`new_capped` too) since it's
general-purpose, but nothing in `obikphylo` calls it.
- Splitting resolution chunks even finer (`/(n_workers*8)`, cap 1024,
instead of `/n_workers`, cap 4096) to smooth the residual sawtooth.
Measured ~10% *slower*, wider dips, not narrower. Reverted to the
original chunk sizing.
**Known remaining limitation, not yet worth fixing:** within one layer, the
four stages (sequential `unitigs.bin` read → parallel generation →
parallel resolution → sequential annex write) never overlap — confirmed by
1s-interval sampling: generation alone occupies ~17 threads evenly, but the
next layer's read/generation never starts until the current layer's
resolution and write are both done. This produces a real, periodic (~layer
duration) alternation between "many cores" and "few cores" that neither of
the fixes above touches, since both operate *within* one layer's resolution
step. The only remaining lever is overlapping consecutive layers (e.g. a
depth-2 pipeline: start layer N+1's read/generation while layer N's
resolution/write is still running) — a real restructuring, not a parameter
tweak, and explicitly *not* to be combined with the reverted
budget-capping idea above (let each phase use however many cores it
naturally wants; only the *scheduling* needs to overlap). Deferred, not
started.
## Cross-partition batch resolution — current state vs. the batched-accumulator design (discussion, 2026-08-14)
`family_scan.rs::scan_layer_families` (shared by `snp_pseudo_alignment`,
`sibling_annex_stats`, `cardinality_tally`, `scan_family_pairs`) already
implements most of a dispatch/accumulate/resolve pipeline: generation
(cheap, CPU-only — builds `outgoing[dest_partition]` from `FamilyMask` and
buckets cross-partition queries) runs on an `obipipeline::throttle` +
`make_pipe!` stage, decoupled from resolution (I/O-bound, `rayon::par_iter`
*across partitions*, one generated batch resolved at a time, never several
concurrently — this ordering is deliberate, see the module's own docs on a
reverted concurrent-batch-resolution attempt that scattered mmap access).
The fast/slow mode gate (`PartitionCache::fast_mode`, `cache.rs:162-163`)
already exists: `n_layers <= 7` (checked once from the first non-empty
partition's `PartitionMeta::n_layers`, documented as identical across every
partition of an index — a structural, build-time property, never a
per-partition state) decides whether `FamilyMask`'s recorded `layer_value`
can be trusted to skip straight to the right layer
(`find_presence_batch_fast`) or must fall back to scanning every layer of
the destination partition (`find_presence_batch`).
**Real gap, confirmed not implemented**: resolution is triggered by the
*source* batch finishing (`FAMILY_BATCH = 65536` minorants read from the
scanned layer), not by an *output* accumulator filling up. Since most
central-base variants of a family route back to the same partition being
scanned (~48% per the k=31/m=11 measurement above), a `FAMILY_BATCH`'s
`outgoing[dest]` is large for the local/self partition and thin for the
other ~255 (or however many) destination partitions — each of those gets
resolved at low query density every batch instead of being accumulated
across several source batches until resolving it is worthwhile. This is
distinct from, and not fixed by, the fast/slow layer gate above.
Redesign sketched (not built): per-destination accumulators decoupled from
`FAMILY_BATCH`, flushed on reaching a size threshold instead of on source-batch
completion — a "hot" accumulator for the partition being scanned (sharded
one-per-generation-worker, no lock, since all `n_workers` pipeline workers
write to it concurrently — this differs from an earlier, simpler mental
model of "one thread owns one layer's local collector," which doesn't hold
here since `n_workers` threads cooperate on scanning *one* layer at a time,
not one thread per layer) and "cold" mutex-per-partition accumulators for
the rest, low contention expected since traffic to any single cold
destination is a small fraction of total.
This breaks the current strict-iteration-order delivery of `on_family`
(today: a reorder buffer keyed by batch, since a whole `FAMILY_BATCH`
resolves atomically). With cross-batch accumulation, a family only becomes
complete once *every* accumulator holding one of its outgoing queries has
flushed, at unpredictable, independent times — no longer streamable
strictly in order without a large, unbounded pending buffer. Resolution
sketched: replace order-dependent consumers with coordinate-addressed
writes instead of order-dependent appends (see `PseudoAlignment` idea
below) wherever possible, since `sibling_annex_stats`'s reduction (plain
counts) is already order-independent and needs nothing here.
**Superseded 2026-08-15** by the `--subsample`/`--shannon` design below,
which sidesteps the accumulator redesign for now: bounding the number of
families actually resolved per layer (via sampling) keeps per-layer
resolution volume small enough that the batch-density problem above stops
mattering in practice for these two consumers. The accumulator redesign
remains relevant for a future *unsampled, full-index* run, but is not
required to ship `--subsample`/`--shannon`.
## Pseudo-alignment at scale — pruning is unavoidable (discussion, 2026-08-14/15)
The reference run (`phyloskims_sal_vac`-scale bacterial test set,
`iqtree.fasta`) produced a dense alignment for 13 genomes × 383,965 sites
(4.8 MB) — trivially small. The in-progress plant index is expected to
carry on the order of 9 billion minorant families; a dense byte-per-cell
alignment at that column count is unbuildable regardless of genome count
(hundreds of GB even at a handful of genomes). Long-term ambition is 6,000
8,000 genomes on a large machine, which makes the per-cell cost dominant in
the other dimension too. Pruning the retained family set before
materializing anything is mandatory, not an optimization.
**Already free**: `family_size() < 2` (no sibling variant registered at
all) is a zero-cost structural filter, read directly off `FamilyMask` bits,
already applied in `snp_pseudo_alignment`. Insufficient alone — per the
~80-85% mono-family estimate from earlier discussion, this only brings 9
billion down to roughly 1.3-1.8 billion, still unusable.
**Entropy definition — settled 2026-08-15, correcting an earlier wrong
turn.** The project does **not** encode families as IUPAC ambiguity codes
interpreted the classical way (Fitch-parsimony subset-compatibility, or
ML's "one true state, uncertain which"); see
`docmd/theory/evolutionary_distances.md` ("Why the IUPAC/DNA encoding used
for the first `--snp` test was wrong") and the Sankoff resolution that
followed it. The real model is a genuine 16-state alphabet (the powerset of
`{A,C,G,T}`, `∅` included as a real state) scored with a *calibrated
pairwise cost matrix* (`obikphylo::cardcomp::pairwise_cost_matrix`,
`cmd/phylo/sankoff.rs`), not a compatibility/subset relation between
states. Under that model, each of the 16 states — including multi-bit ones
like `AC` — is a first-class, independently-costed state, not an
uncertainty encoding of a single true base. So: **entropy over the 15
non-empty states (`∅` excluded, matching the earlier decision to exclude
genomes where the family is absent) is the correct informativeness
measure** for this project — not a 4-symbol reduction, which would discard
exactly the cardinality/composition information the calibrated cost matrix
is built to exploit.
## `--subsample` / `--shannon` — sampling strategy (decided 2026-08-15)
Goal: make both the pseudo-alignment (`--snp`) and a Shannon-entropy
diagnostic usable at any index scale, from the 13-genome bacterial
reference run up to the 9-billion-family plant index, without requiring the
batched-accumulator redesign above.
**`--subsample N`** (integer, families to retain): bounds the pseudo-alignment
to `N` minorant families, sampled **proportionally per layer** among
non-monomorphic minorants (`family_size >= 2`) — this sidesteps the need
for a true global reservoir merge across layers while still approximating a
uniform sample over the whole index, and directly answers the earlier open
question of global-vs-per-layer selection scope.
Three passes, in order:
1. **Global count** (cheap, structural, parallel across layers — same shape
as the existing `sibling_family_size_histogram`, extended to report a
**per-layer** breakdown rather than one index-wide aggregate): for each
layer, `count_layer` = number of non-monomorphic minorants. Gives
`total_count = Σ count_layer`.
2. **Per-layer proportional reservoir sampling** (cheap, structural, one
pass per layer, no cross-partition resolution): `N_layer = round(N ×
count_layer / total_count)`. Since `N_layer` is a proportion of
`count_layer`, it can never exceed it as long as `N <= total_count` — the
one edge case is `total_count <= N`, in which case sampling is skipped
entirely and *every* non-monomorphic minorant of every layer is kept
(no reservoir needed, `N` was never a real constraint). Otherwise:
Algorithm-R reservoir sampling over the layer's non-monomorphic minorant
indices, producing `N_layer` iteration-order indices directly, no
intermediate full list ever materialized.
3. **Filtered resolution** (the expensive step, the existing
`scan_layer_families` engine, unchanged): re-scan the layer, generating
and resolving cross-partition queries **only** for the indices selected
in step 2 (cheap membership test against a small per-layer index set) —
this is what keeps `--subsample` cheap even on an unsampled-scale index,
since the cross-partition resolution volume is bounded by `N`, not by
the layer's true size.
Steps 2 and 3 cannot be merged into one pass: true single-pass reservoir
sampling would waste step-3's expensive resolution work on candidates later
evicted by the reservoir. Step 1 must fully complete (every layer) before
step 2 can start for any layer, since `total_count` is a global quantity.
**`--shannon`** (no argument): emits a CSV of per-family Shannon entropy
(15 non-empty states, `∅`/absent genomes excluded from the denominator, per
the settled definition above). Independent of `--subsample` — entropy is
computed and written per family as soon as its `genome_mask` resolves,
O(1) memory per family, so it streams fine even unsampled at full index
scale (a time cost, not a memory one). Combined with `--subsample N`, it
delivers the original exploratory diagnostic (e.g. `--subsample 1000000
--shannon`) directly from this general machinery, rather than a
purpose-built one-off script.
Validated end-to-end (2026-08-15) against real data: `--sibling-hist` on
`phyloskims_sal_vac` (91 real genomes, k=31/m=11, 256 partitions × 2
layers) confirms the ~9-billion-family estimate almost exactly (8,925,068,238
total, 97.9% monomorphic — a sharper mono fraction than the ~80-85% earlier
guess, corrected here). `--subsample`/`--shannon` on the smaller 20-genome
bacterial reference (`benchmark/global_index_presence`) produced a sample
size within rounding of the request (99,742/100,000) and a
[0.8,1.2)-bucket share (40.7%) matching the full unsampled population
(41.6%) — the two histograms only diverged wildly (5‰ vs 41.6%) under a
real bug in `reservoir_sample_layer` (see next section), now fixed.
**Bug found and fixed (2026-08-15): `family_idx` numbering mismatch.**
`scan_layer_families`'s `family_idx` counts *every minorant* of a layer
(monomorphic ones included, since `iter_minorants_batch` filters only on
`is_minorant()`), not the raw annex slot (`SiblingAnnex::get(slot)` spans
every k-mer, minorant or not) and not a counter over non-monomorphic
minorants alone. `subsample.rs`'s `reservoir_sample_layer` originally
stored raw slot numbers in its `HashSet<usize>` selection, which drifts
away from `family_idx` as soon as *any* monomorphic minorant is seen —
i.e. almost immediately, since ~98% of minorants are monomorphic. Fixed by
tracking two separate counters: `family_idx` (every minorant, matching
`scan_layer_families`) and `seen` (non-monomorphic minorants only, what
Algorithm R actually samples over) — only `family_idx` values are ever
stored in the selection set. The existing unit test never exercised this
(its fixture has exactly one non-monomorphic family, always hitting the
"keep everything" shortcut) — a stronger fixture with several interleaved
monomorphic/non-monomorphic families would be needed to catch a regression
here automatically; not yet written.
## Cheap entropy pre-filtering — row-marginal sums (idea, not implemented, 2026-08-15)
Motivation: on real data (bacterial reference, full unsampled run), only
~5‰ of non-monomorphic minorants fall in the `[0.5, 1.5]` bit band judged
phylogenetically interesting (entropy too low = uninformative near-invariant
site; too high = saturated/noisy, see `family_entropy`'s 15-state
discussion) — roughly 1 in 10,000 minorants overall. Computing exact
entropy for every candidate just to discard 99.99% of them is wasteful at
the full 9-billion scale.
**The idea**: `PersistentBitMatrix::col_view(c)` gives a genome's whole
presence column as a `BitSliceView` (sequential, no MPHF, no cross-partition
routing — purely local to one layer's own matrix). Accumulating
`TempCompactIntVecBuilder::inc_present(col)` (already exists in
`obicompactvec/src/builder.rs:121`, along with `add`/`min`/`max`/`diff` on
`IntSliceView` — no new low-level API needed) over every column of a layer
produces `coverage[slot]`: how many genomes carry each exact k-mer, in one
sequential per-layer pass, entirely decoupled from family/sibling
structure. Persisted once per layer, a family's members' coverage could
then be looked up via a plain local MPHF `index()` (cheap) instead of a
full cross-partition presence resolution (`find_presence_batch`) — the
expensive part today is specifically the cross-partition/cross-layer
routing to a sibling's own matrix, not the bit-reading itself, and
`coverage[slot]` sidesteps that routing entirely by moving the cost into a
one-time, purely local, embarrassingly-parallel build step.
**Why not implemented**: `coverage[slot]` is a per-member marginal —
summing members' coverages to approximate a family's entropy silently
assumes no genome carries more than one member at once. It cannot
represent or detect joint co-occurrence (a genome carrying both `A` and
`C` at once, i.e. a combined 15-symbol state) at all, which is exactly the
phenomenon `family_entropy`'s 15-state definition exists to capture (see
`CardinalityTally`/`cardinality_transition_probs`, the project's own
existing machinery for this same co-occurrence structure, built for the
Sankoff matrix calibration). A family that is in truth uniformly `AC`
across every carrying genome would look like a well-balanced 2-state split
under the marginal approximation (entropy ≈ 1) while its true 15-state
entropy is 0 — i.e. the marginal proxy's failure mode lands on exactly the
"saturated, uninformative" tail this pre-filter would need to catch,
undermining the point. It stays plausible as a coarse filter for the
*low* tail only (a dominant single member's marginal share reliably
predicts low true entropy too), but not as a stand-in for the high tail —
not pursued further for now.
## `--free-loss`/`--tnt` pipeline: four independent scans, three of them unsampled (found 2026-08-15, fixed 2026-08-15 — see "Implemented" below)
Measured on `phyloskims_sal_vac` (91 genomes): `obikmer phylo --subsample 500000
--free-loss --tnt` logs four sequential stages —
`raw_snp_distance` (1413s), `base_pair_tally` (1456s),
`cardinality_tally` (2078s), `snp_pseudo_alignment` (143s). Reading the
code (`obikmer/src/cmd/phylo/mod.rs:210-242`,
`obikphylo/src/siblings/distance.rs`, `cardinality.rs`, `alignment.rs`)
surfaced two compounding problems, not one:
1. **Four separate full scans of the annex**, each opening its own
`KmerPartition`/`PartitionCache` and calling `scan_family_pairs`/
`scan_layer_families` independently — nothing computed in one stage is
reused by another. `base_pair_tally` is explicitly documented
(`distance.rs:138-143`) as a second full pass over the same
traversal `raw_snp_distance` already did, needed only because
`raw_snp_distance` doesn't keep the resolved bases, only aggregate
counts. `cardinality_tally` and `snp_pseudo_alignment` are each a
third and fourth independent full pass. Per the module's own earlier
profiling note (`family_scan.rs:26-28`, cited already above), this
traversal is page-fault/mmap-bound, not compute-bound — the ~10-12%
CPU efficiency ("contention" status) observed on these three slow
stages is consistent with I/O stalls scaled by repeated full scans,
not lock contention (there are no `Mutex`/`RwLock` anywhere in
`siblings/*.rs`; shared writes use per-slot `AtomicU8::fetch_or`).
2. **Worse: `raw_snp_distance` and `cardinality_tally` don't honor
`--subsample` at all** — both call `scan_layer_families` with
`Selection::All` hardcoded, and `args.subsample` isn't even threaded
into their function signatures (`mod.rs:212`, `mod.rs:226`). Only
`snp_pseudo_alignment(args.subsample)` builds a real reservoir-sampled
`Selection::Some(set)` (via `compute_selections`, `alignment.rs:89`).
So today, `--subsample 500000` only bounds the pseudo-alignment step —
the SNP-distance matrix, the Sankoff base-pair calibration, and the
cardinality histogram are always computed over the **full, unsampled**
index regardless of the flag. This is not merely "different subsamples
per stage" (which would already be a problem worth fixing) — it's that
three of the four stages never subsample, which explains most of the
~10x runtime gap against `snp_pseudo_alignment` on its own.
**Decided requirement**: all four stages consume **one shared selection**,
computed once, not each stage either scanning everything or drawing its
own independent sample. Per-genome-pair SNP counts, the Sankoff base-pair
calibration, the cardinality histogram, and the pseudo-alignment all
describe the same set of families — the calibration and the alignment it
calibrates are now guaranteed to agree on which sites exist.
**Correction to the "single pass" framing above**: `base_pair_tally`/
`cardinality_tally` both need `raw_snp_distance`'s *complete* aggregate
SNP/shared counts before they can derive `included[i,j]` (the
`ratio_ceiling` filter) — a genuine sequential dependency (`included`
can't be known until every pair's aggregate count is final), not an
artifact of the old code's structure. So the fix is **two** passes over
the shared selection, not one: pass A computes the aggregate counts (and
derives `included`); pass B fuses `base_pair_tally` + `cardinality_tally`
+ the pseudo-alignment (mutually independent once `included` is known)
into a single scan. Still a 4→2 reduction, and — per the clarification
that settled this — pass A itself now runs over the *same shared
selection* pass B uses (not the full unsampled index): "les ratios, on
les fait sur les sites sélectionnés, c'est tout, les autres sites
n'existent pas" — once a selection is chosen, both passes are bounded by
it, so on a real `--subsample`/`--entropy` run pass A is cheap too, not
just pass B.
**Entropy-biased selection's own resolution to the "forward-looking
complication"** (entropy must be known before selection, but selection
happens during the same scan that would resolve it): see "Entropy-biased
selection" below — resolved via a persisted per-layer entropy annex, not
by restructuring the scan into an inline pre-pass.
## Entropy-biased selection: soft Gaussian weighting, not a hard cutoff (decided and implemented 2026-08-15)
Refines the "forward-looking complication" above with a concrete
mechanism. Instead of a hard `[low, high]` entropy band (or any other
exact cutoff) deciding which non-monomorphic minorant families are
eligible, selection is weighted by an **unnormalized Gaussian kernel**
centered on a target entropy: `w(entropy) = exp(-(entropy - μ)² / (2σ²))`
— deliberately not the normalized Gaussian density (which would peak
below 1 and complicate the "probability" reading) — this kernel form
equals 1 exactly at `entropy = μ` and decays smoothly to 0 away from it,
so it reads directly as an acceptance weight: the further a family's
entropy from the target, the less likely it is picked, with no hard
in/out boundary — a few "bad" sites can still get in, by design. `μ`
(default ~1.0) and `σ` (default ~0.5) are meant to be user-tunable.
**Mechanism: joint probability, not a weighted reservoir**. Not
EfraimidisSpirakis weighted reservoir sampling (an earlier, more complex
proposal, superseded before implementation) — instead, a single
independent accept/reject draw per qualifying candidate: draw
`u ~ Uniform(0,1)`, accept iff `u < p₀ · w(entropy)`. `p₀` is a single
**index-wide** rate, `N / total_count` (`total_count` = the sum of
`non_monomorphic_counts` across every layer, `N` = `--subsample`'s
target), applied identically at every layer — this alone already gives
each layer its proportional share (the same effect the old uniform
reservoir's explicit per-layer `n_layer = N · count_layer / total_count`
computation achieved, but without needing to compute it: applying one
rate uniformly is mathematically the same as proportioning per layer).
`p₀ = 1.0` when there is no `--subsample` at all — `--entropy` alone is a
pure soft entropy filter over the whole index, no size target. Properties:
(1) **strictly generalizes the existing uniform sampler** — with `σ` large
enough that `w ≈ 1` everywhere, this reduces to the old uniform `N/total_count`
draw; (2) yields "approximately N", not exactly N — expected accepted
count is `N · mean(w)`, always `≤ N` — an intentional relaxation, matching
"sous-échantillonnage à environ n" rather than the old reservoir's exact-N
guarantee; (3) one streaming pass, one random draw per candidate, no
reservoir state.
**Resolving "entropy must be known before selection, but selection
happens during the same resolving scan"**: solved with a **persisted,
per-layer entropy annex** (`obikphylo/src/siblings/entropy_annex.rs`,
`EntropyAnnex`/`EntropyAnnexBuilder`), not by restructuring the scan.
Mirrors `SiblingAnnex`'s mmap-backed, read-only-after-build convention,
but indexed by `family_idx` (every minorant of the layer, monomorphic
included — the same numbering `Selection`/`scan_layer_families` already
use), one `f32` entropy15 value per entry, `-1.0` sentinel for monomorphic/
not-yet-computed. First use of `--entropy`/`--entropy-sd` on an index
pays a one-time cost (`ensure_entropy_annexes` in `entropy.rs`) — every
later run (any `μ`/`σ`, any command) reads the file positionally, no
re-scan, restoring the usual `Selection::Some` "skip resolving excluded
families" speedup that a naive "weigh during the resolving scan" design
would have permanently forfeited.
**Bug found and fixed (2026-08-15): `ensure_entropy_annexes` scanned with
`Selection::All` instead of bounding to non-monomorphic minorants.**
Monomorphism (`family_size() < 2`) is knowable directly from the annex
bits alone, no per-genome resolution needed — but the original
implementation called `scan_layer_families` with `Selection::All`
anyway, so `fill_sub_matrix_carries` (the expensive per-genome
resolution) ran for *every* minorant, ~98% of which are monomorphic
(measured elsewhere in this doc) and had their `genome_mask` immediately
discarded once the callback checked `family_size() < 2`. Fixed by adding
[`subsample::non_monomorphic_selection_layer`] — a cheap, annex-only,
non-sampling pass (same shape as `reservoir_sample_layer`, but keeping
every non-monomorphic minorant's `family_idx` instead of a bounded
reservoir) — and passing `Selection::Some(&eligible)` instead of
`Selection::All`, so the expensive resolution now runs only for the ~2%
of minorants that can actually produce a real entropy value. A
`debug_assert!(mask.family_size() >= 2, ...)` inside the
`scan_layer_families` callback guards the invariant.
**Resolved**: the existing hard "non-monomorphic minorant" eligibility
filter stays a hard gate upstream of the Gaussian weighting — only
qualifying families ever get a stored entropy value or a weighted draw.
**CLI, implemented**: two `phylo` options, `--entropy <μ>` and
`--entropy-sd <σ>` (`obikmer/src/cmd/phylo/args.rs`). The entropic filter
activates as soon as *either* is given (`mod.rs`, computed once into an
`Option<EntropyBias>` threaded through `--snp`/`--family-overlap`/
`--shannon`/the fused sankoff pipeline below). If active but one or both
are unset, defaults are `μ = 1.0`, `σ = 0.5`.
## Two entropy definitions kept side by side, for comparison (2026-08-15)
`--shannon`'s CSV carries both `entropy15` (`family_entropy` — the settled
15-non-empty-state definition, see above) and `entropy4` (`family_entropy_4`
— plain nucleotide reduction), computed from the same already-resolved
`genome_mask`, not from the marginal approximation above. A genome carrying
several bases at once contributes to *each* base's count (counted once per
base present, not fractionally split, not folded into one combined state)
— a genome polymorphic for the family is present at more than one base by
construction, so it is expected to count more than once; the denominator is
the total base-occurrence count, not the genome count (the two coincide
only when no genome carries more than one base). Kept side by side
specifically to measure, on real data, how much the two diverge — not yet
analyzed.
## `PersistentSparseBitMatrix` — implemented and measured (2026-08-15)
A row-major (k-mer-major), deduplicated sparse alternative to
`obicompactvec::PersistentBitMatrix`, motivated by the same sparsity that
drove `--subsample`/`--shannon` above, but pursued as a foundational
storage-layer change rather than an index-level workaround. Full design
history, rationale, and rejected alternatives (external Elias-Fano crates,
`cacheline-ef`, a single unsplit `dict_id` array) are in the dedicated
implementation plan (`vivid-mapping-tiger.md` at the time of writing — the
content below is the durable summary, not a pointer to a session-scoped
file). Also directly informed by Alanko, Bille, Gørtz, Navarro, Puglisi,
"Compact Data Structures for Collections of Sets" (2025,
`biblio/Alanko et al. - Compact Data Structures for Collections of
Sets.pdf`) — this design implements only their exact-duplicate special
case (a plain dedup dictionary), not their full subset-containment
hierarchy.
**Design**: four on-disk components, each mmap-backed, built once per
layer (matching how the rest of the build pipeline already works — never
the whole multi-billion-row index at once): an `is_multi` rank-capable
flag per row (singleton vs. multi-genome), a fixed-bit-width array for
singleton rows (genome index directly, `ceil(log2(n_cols))` bits), a
separate fixed-bit-width array for multi-genome rows (`dict_id`,
`ceil(log2(n_distinct_multi_sets))` bits — kept apart from the singleton
array specifically because `n_distinct_multi_sets` can be large in
absolute terms even when multi-genome rows are a small *fraction* of all
rows, and a single shared array would force every row, singletons
included, to pay the wider width), and a deduplicated dictionary of
distinct multi-genome sets (Elias-Fano-encoded byte offsets + a
varint-encoded values blob). New low-level primitives added to
`obicompactvec` to build this: `PersistentFixedIntVec` (arbitrary,
runtime-parameterized bit width, width 0 included — needed once a real
bug surfaced, see below), `PersistentRankSelectBitVec` (rank1/rank0/select1
on top of the crate's existing `count_ones`, using
`common_traits::SelectInWord`), `EliasFano` (composes the two). A new
`BinaryMatrix` trait (`n`, `n_cols`, `row`/`fill_row`, `fill_sub_matrix`,
`count_ones`) unifies dense and sparse at the one call site that needs
both interchangeably (`obikphylo::siblings::cache::Mat`) — column-oriented
methods (`col`, `col_view`, the `partial_*_dist_matrix` family) stay
dense-only.
**Two real bugs caught by tests, not by inspection**: (1) `EliasFano::open`
re-derived its low-bits width from the persisted low-vector file's own
width byte; the zero-width case was built with a dummy 1-bit placeholder
(the builder rejected true width 0), so every reopened value silently
doubled. Fixed by making `PersistentFixedIntVec` genuinely support width 0
(no storage, `get` always 0) instead of working around the limitation in
`EliasFano`. (2) An empty row (cardinality 0 — not expected on a real
built index, but not guarded against either) was recorded as a singleton
at genome 0, indistinguishable on read-back from a *real* singleton at
genome 0. Fixed by routing cardinality-0 rows through the dictionary path
(a genuine empty entry) instead of the singleton shortcut. Both caught by
`obicompactvec`'s test suite (142 tests, including disk-reopen round-trips
that drop every builder/mmap before reopening fresh), not by manual
review — worth remembering next time a "this edge case can't happen in
practice" shortcut is tempting.
**Measured on real data** (`layer_1` of `phyloskims_sal_vac`'s
`part_00018`, 30,246,774 rows, 91 genomes — `#[ignore]`d benchmarks in
`obikphylo/src/siblings/tests.rs`):
| | dense | sparse | ratio |
|---|---|---|---|
| on-disk size | 328.1MB | 43.7MB | **7.5x** smaller |
| build time / peak RSS | — | 4.26s / 628MB | (per-layer, in-memory construction — comfortable) |
| row access, sequential (2M reads) | 43ns/row | 32ns/row | sparse **faster** (smaller structure, better cache fit) |
| row access, random (2M reads) | 409ns/row | 85ns/row | sparse **~4.8x faster** (the real `--shannon`/family-lookup shape) |
| column access, one full column (30.2M rows) | 11.5ms | 993ms | sparse **86x slower** (no native column method — every read decodes a full row to keep one bit) |
The row-access wins (both directions) weren't the design's stated goal —
compactness was — but turn out real: dense's genome-major layout scatters
a single row read across a much bigger file, which costs more than
sparse's rank/select/varint decode once the file is this much smaller.
The column-access cost is the flip side of the same layout choice, and is
exactly what the next item below exists to fix.
**Next, not yet planned**: rewrite `partial_jaccard_dist_matrix`/
`partial_hamming_dist_matrix`/etc. (`obicompactvec/src/bitmatrix/pairwise.rs`)
as a row-major co-occurrence accumulation (`O(Σ_rows k²)`, per-row
increments into an `NxN` genome-pair counter — the known alternative to
today's column-fold, plausibly cheaper on data this sparse, not just a
fallback) so `obikindex`'s `--metric`/distance-matrix path can use the
sparse type without the measured 86x column-access penalty. Needs its own
design pass (in particular how it plugs into the `BitPartials`/
`ColumnWeights` traits so both matrix types keep serving `--metric`)
before implementation — not just "port the loop", a genuinely different
algorithm.
Also still deferred, unchanged from the implementation plan: full Alanko
et al. subset-hierarchy compression (only the exact-duplicate special case
is built), a sparse `PersistentCompactIntMatrix` (count matrices), and
BRWT-style column-correlation exploitation.
## Wired into `pack` and the sibling-annex build path (2026-08-15)
`PersistentSparseBitMatrix` went from a validated but unused type to a
real, selectable on-disk format:
- **Generic `Layer<D>`**: `obilayeredmap::Layer<D>`'s presence-only methods
(`n_cols`, `sub_matrix`, `fill_sub_matrix`) are generic over any
`D: LayerData<Item = Box<[bool]>> + BinaryMatrix`, not hardcoded to
`PersistentBitMatrix``PersistentSparseBitMatrix` implements
`LayerData` (`open`/`read`) the same way. `find_slot`/`index_batch` were
already generic over any `D: LayerData`, so they needed no change.
Verified by `obilayeredmap`'s
`presence_layer_generic_over_sparse_matches_dense` test: build a dense
presence layer, convert it to sparse via `build_from_dense`, open both
as `Layer<PersistentBitMatrix>`/`Layer<PersistentSparseBitMatrix>` on
the same directory, assert `n_cols`/`sub_matrix`/`find_slot` agree.
(This test must stay at `k=4` with mutually non-colliding canonical
4-mers across its input sequences — `K`/`M` are process-wide
`AtomicUsize`s in test builds, not thread-local, so a test using a
different `k` races every other test in the same crate binary; a k=11
version of this test passed alone but failed under the full
`obilayeredmap` suite for exactly that reason before being fixed.)
- **`obikphylo::siblings::cache::Mat`** gained a third variant,
`SparsePresence(Layer<PersistentSparseBitMatrix>)`, alongside `Count`
and `Presence` — every method (`find_slot`, `index_batch`,
`iter_minorants_batch`, `n_cols`, `fill_sub_matrix_carries`) dispatches
to it identically to `Presence`, since both go through the same generic
`Layer<D>` code. `PartitionCache::build` picks the variant per layer by
checking for `presence/is_multi.prsb` (the sparse format's own marker
file, see the design section above) before falling back to the dense
open path.
- **`pack_sparse_bit_matrix`** (new, `obicompactvec::bitmatrix::sparse`):
`pack --sparse`'s entry point. Idempotent (checks `is_multi.prsb`
first); packs to dense `matrix.pbmx` first if that hasn't happened yet
(the dense→sparse transpose needs random row access, which only the
packed/columnar dense forms give), then `build_from_dense`s the sparse
form into the same directory and deletes `matrix.pbmx` — old-format
files are removed only after the new format is fully written, mirroring
`pack_bit_matrix`'s own crash-safety convention.
- **CLI**: `obikmer pack --sparse` threads a `sparse: bool` through
`KmerIndex::pack_matrices` (all other call sites — `select`, `merge`,
`finalize_indexed` — pass `false`, unchanged dense behaviour). Count
matrices are untouched by `--sparse` (no sparse `PersistentCompactIntMatrix`
— see "still deferred" above).
- **End-to-end coverage**: `obikphylo::siblings::tests::
sibling_annex_works_after_pack_sparse` builds a two-genome index, packs
it `--sparse`, asserts `is_multi.prsb` exists, then runs
`build_sibling_annex` and checks the resulting `FamilyMask`s match the
dense-path test (`sibling_annex_one_sibling_each`) exactly — proves the
sparse format round-trips through the real build pipeline
(`PartitionCache` sparse-detection included), not just the
`obicompactvec`/`obilayeredmap` unit layers below it.
Full workspace `cargo test` (all crates, unit + doc tests) green after
this change.
## Sankoff pipeline fusion + entropy-biased selection — implemented (2026-08-15)
Replaces the "four independent scans" problem above and implements
"Entropy-biased selection" above, end to end:
- **`SankoffBundleExt::sankoff_bundle`** (new,
`obikphylo/src/siblings/sankoff_bundle.rs`) — the `--sankoff`/`--tnt`/
`--phyg`/`--iqtree` block in `obikmer/src/cmd/phylo/mod.rs` now calls
this once instead of three separate `raw_snp_distance`/
`base_pair_tally`/`cardinality_tally` calls. One `PartitionCache`, one
shared (possibly subsampled/entropy-biased) selection computed once via
`compute_selections`, two scans over it: pass A (aggregate SNP/shared
counts, `--exclude-genome` zeroing, then `included[i,j]`), pass B
(`base_pair_tally` + `cardinality_tally` + the pseudo-alignment, fused
into one `scan_layer_families` call per layer, all three read off the
same resolved `genome_mask`). `snp_pseudo_alignment`/
`shannon_entropy_csv` (still used standalone by `--snp`/
`--family-overlap`/`--shannon`) both gained an `entropy_bias` parameter
too, so entropy-biased selection isn't sankoff-specific.
- **Regression proof**: `sankoff_bundle_matches_old_separate_calls`
(`obikphylo/src/siblings/tests.rs`) asserts `sankoff_bundle`'s four
outputs are bit-identical to calling the old, separate
`raw_snp_distance`/`base_pair_tally`/`cardinality_tally`/
`snp_pseudo_alignment` on the same fixture with no subsample — the
fusion is a performance change, not a behavior change.
- **`EntropyAnnex`/`EntropyAnnexBuilder`** (new,
`obikphylo/src/siblings/entropy_annex.rs`) and **`ensure_entropy_annexes`**
(`entropy.rs`) implement the persisted-entropy mechanism from
"Entropy-biased selection" above. `entropy_annex_builds_on_demand_and_biases_selection`
(`tests.rs`) proves, on a fixture with one known-entropy family: the
annex file doesn't exist before any entropy-biased call; `compute_selections`
builds it on first use; `μ` set to the family's exact entropy with
`p₀ = 1.0` selects it deterministically (`u < 1.0` always, for
`u ∈ [0,1)`); `μ` set far away with tiny `σ` deterministically excludes
it (`w` underflows to exactly `0.0`); the persisted value matches
`--shannon`'s own `family_entropy` computation to `1e-6`.
- **`EntropyBias`** (`pub`, `obikphylo::siblings::EntropyBias { mu, sigma }`)
is the one new public type threading `--entropy`/`--entropy-sd` through
every `Option<EntropyBias>`-accepting method — resolved once in
`obikmer/src/cmd/phylo/mod.rs` from `args.entropy`/`args.entropy_sd`
(activation: either given; defaults `1.0`/`0.5` for whichever is unset).
Full workspace `cargo test` green after this change (167 unit tests in
`obicompactvec`+`obilayeredmap`+`obikphylo` alone, plus every other
crate's suite, no regressions).
**Still open, not part of this change** (per "Correction to the 'single
pass' framing" above): `--raw-snp-distance`/`--raw-snp-counts` (the
standalone diagnostic flags, not the `--sankoff` pipeline) still always
scan the full unsampled index — never threaded `--subsample`/`--entropy`,
out of scope here since the reported problem was specifically about the
`--sankoff`/`--tnt` pipeline's redundant/inconsistent scans, not these
two standalone flags.
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%% This BibTeX bibliography file was created using BibDesk.
%% https://bibdesk.sourceforge.io/
%% Created for Eric Coissac at 2026-04-18 08:19:36 +0200
%% Saved with string encoding Unicode (UTF-8)
@article{Zheng2020-ji,
abstract = {MOTIVATION: Minimizers are methods to sample k-mers from a
string, with the guarantee that similar set of k-mers will be
chosen on similar strings. It is parameterized by the k-mer
length k, a window length w and an order on the k-mers.
Minimizers are used in a large number of softwares and pipelines
to improve computation efficiency and decrease memory usage.
Despite the method's popularity, many theoretical questions
regarding its performance remain open. The core metric for
measuring performance of a minimizer is the density, which
measures the sparsity of sampled k-mers. The theoretical optimal
density for a minimizer is 1/w, provably not achievable in
general. For given k and w, little is known about asymptotically
optimal minimizers, that is minimizers with density O(1/w).
RESULTS: We derive a necessary and sufficient condition for
existence of asymptotically optimal minimizers. We also provide a
randomized algorithm, called the Miniception, to design
minimizers with the best theoretical guarantee to date on density
in practical scenarios. Constructing and using the Miniception is
as easy as constructing and using a random minimizer, which
allows the design of efficient minimizers that scale to the
values of k and w used in current bioinformatics software
programs. AVAILABILITY AND IMPLEMENTATION: Reference
implementation of the Miniception and the codes for analysis can
be found at https://github.com/kingsford-group/miniception.
SUPPLEMENTARY INFORMATION: Supplementary data are available at
Bioinformatics online.},
author = {Zheng, Hongyu and Kingsford, Carl and Mar{\c c}ais, Guillaume},
doi = {10.1093/bioinformatics/btaa472},
issn = {1367-4803,1367-4811},
journal = {Bioinformatics (Oxford, England)},
language = {en},
month = jul,
number = {Suppl_1},
pages = {i119--i127},
pmc = {PMC8248892},
pmid = 32657376,
publisher = {Oxford University Press (OUP)},
title = {Improved design and analysis of practical minimizers},
url = {http://dx.doi.org/10.1093/bioinformatics/btaa472},
volume = 36,
year = 2020,
bdsk-url-1 = {http://dx.doi.org/10.1093/bioinformatics/btaa472}}
@article{Zheng2021-cc,
abstract = {MOTIVATION: Minimizers are efficient methods to sample k-mers
from genomic sequences that unconditionally preserve sufficiently
long matches between sequences. Well-established methods to
construct efficient minimizers focus on sampling fewer k-mers on
a random sequence and use universal hitting sets (sets of k-mers
that appear frequently enough) to upper bound the sketch size. In
contrast, the problem of sequence-specific minimizers, which is
to construct efficient minimizers to sample fewer k-mers on a
specific sequence such as the reference genome, is less studied.
Currently, the theoretical understanding of this problem is
lacking, and existing methods do not specialize well to sketch
specific sequences. RESULTS: We propose the concept of polar
sets, complementary to the existing idea of universal hitting
sets. Polar sets are k-mer sets that are spread out enough on the
reference, and provably specialize well to specific sequences.
Link energy measures how well spread out a polar set is, and with
it, the sketch size can be bounded from above and below in a
theoretically sound way. This allows for direct optimization of
sketch size. We propose efficient heuristics to construct polar
sets, and via experiments on the human reference genome, show
their practical superiority in designing efficient
sequence-specific minimizers. AVAILABILITY AND IMPLEMENTATION: A
reference implementation and code for analyses under an
open-source license are at
https://github.com/kingsford-group/polarset. SUPPLEMENTARY
INFORMATION: Supplementary data are available at Bioinformatics
online.},
author = {Zheng, Hongyu and Kingsford, Carl and Mar{\c c}ais, Guillaume},
doi = {10.1093/bioinformatics/btab313},
issn = {1367-4803,1367-4811},
journal = {Bioinformatics (Oxford, England)},
language = {en},
month = jul,
number = {Suppl\_1},
pages = {i187--i195},
pmc = {PMC8686682},
pmid = 34252928,
publisher = {Oxford University Press (OUP)},
title = {Sequence-specific minimizers via polar sets},
url = {http://dx.doi.org/10.1093/bioinformatics/btab313},
volume = 37,
year = 2021,
bdsk-url-1 = {http://dx.doi.org/10.1093/bioinformatics/btab313}}
@article{Pan2024-hb,
abstract = {MOTIVATION: The minimizer concept is a data structure for
sequence sketching. The standard canonical minimizer selects a
subset of k-mers from the given DNA sequence by comparing the
forward and reverse k-mers in a window simultaneously according
to a predefined selection scheme. It is widely employed by
sequence analysis such as read mapping and assembly. k-mer
density, k-mer repetitiveness (e.g. k-mer bias), and
computational efficiency are three critical measurements for
minimizer selection schemes. However, there exist trade-offs
between kinds of minimizer variants. Generic, effective, and
efficient are always the requirements for high-performance
minimizer algorithms. RESULTS: We propose a simple minimizer
operator as a refinement of the standard canonical minimizer. It
takes only a few operations to compute. However, it can improve
the k-mer repetitiveness, especially for the lexicographic order.
It applies to other selection schemes of total orders (e.g.
random orders). Moreover, it is computationally efficient and the
density is close to that of the standard minimizer. The refined
minimizer may benefit high-performance applications like binning
and read mapping. AVAILABILITY AND IMPLEMENTATION: The source
code of the benchmark in this work is available at the github
repository https://github.com/xp3i4/mini\_benchmark.},
author = {Pan, Chenxu and Reinert, Knut},
doi = {10.1093/bioinformatics/btae045},
issn = {1367-4803,1367-4811},
journal = {Bioinformatics (Oxford, England)},
language = {en},
month = feb,
number = 2,
pmc = {PMC10868324},
pmid = 38269626,
publisher = {Oxford University Press (OUP)},
title = {A simple refined DNA minimizer operator enables 2-fold faster computation},
url = {http://dx.doi.org/10.1093/bioinformatics/btae045},
volume = 40,
year = 2024,
bdsk-url-1 = {http://dx.doi.org/10.1093/bioinformatics/btae045}}
@article{Kille2023-px,
abstract = {MOTIVATION: The Jaccard similarity on k-mer sets has shown to be
a convenient proxy for sequence identity. By avoiding expensive
base-level alignments and comparing reduced sequence
representations, tools such as MashMap can scale to massive
numbers of pairwise comparisons while still providing useful
similarity estimates. However, due to their reliance on minimizer
winnowing, previous versions of MashMap were shown to be biased
and inconsistent estimators of Jaccard similarity. This directly
impacts downstream tools that rely on the accuracy of these
estimates. RESULTS: To address this, we propose the minmer
winnowing scheme, which generalizes the minimizer scheme by use
of a rolling minhash with multiple sampled k-mers per window. We
show both theoretically and empirically that minmers yield an
unbiased estimator of local Jaccard similarity, and we implement
this scheme in an updated version of MashMap. The minmer-based
implementation is over 10 times faster than the minimizer-based
version under the default ANI threshold, making it well-suited
for large-scale comparative genomics applications. AVAILABILITY
AND IMPLEMENTATION: MashMap3 is available at
https://github.com/marbl/MashMap.},
author = {Kille, Bryce and Garrison, Erik and Treangen, Todd J and Phillippy, Adam M},
doi = {10.1093/bioinformatics/btad512},
issn = {1367-4803,1367-4811},
journal = {Bioinformatics (Oxford, England)},
language = {en},
month = sep,
number = 9,
pmc = {PMC10505501},
pmid = 37603771,
publisher = {Oxford University Press (OUP)},
title = {Minmers are a generalization of minimizers that enable unbiased local Jaccard estimation},
url = {http://dx.doi.org/10.1093/bioinformatics/btad512},
volume = 39,
year = 2023,
bdsk-url-1 = {http://dx.doi.org/10.1093/bioinformatics/btad512}}
@incollection{Golan2025-xf,
address = {Cham},
author = {Golan, Shay and Shur, Arseny M},
booktitle = {Lecture Notes in Computer Science},
doi = {10.1007/978-3-031-82670-2\_25},
isbn = {9783031826696,9783031826702},
issn = {0302-9743,1611-3349},
language = {en},
pages = {347--360},
publisher = {Springer Nature Switzerland},
series = {Lecture Notes in Computer Science},
title = {Expected density of random minimizers},
url = {http://dx.doi.org/10.1007/978-3-031-82670-2_25},
year = 2025,
bdsk-url-1 = {http://dx.doi.org/10.1007/978-3-031-82670-2_25},
bdsk-url-2 = {http://dx.doi.org/10.1007/978-3-031-82670-2%5C_25}}
@article{Mohamadi2017-ok,
abstract = {Motivation: Many bioinformatics algorithms are designed for the
analysis of sequences of some uniform length, conventionally
referred to as k -mers. These include de Bruijn graph assembly
methods and sequence alignment tools. An efficient algorithm to
enumerate the number of unique k -mers, or even better, to build
a histogram of k -mer frequencies would be desirable for these
tools and their downstream analysis pipelines. Among other
applications, estimated frequencies can be used to predict genome
sizes, measure sequencing error rates, and tune runtime
parameters for analysis tools. However, calculating a k -mer
histogram from large volumes of sequencing data is a challenging
task. Results: Here, we present ntCard, a streaming algorithm for
estimating the frequencies of k -mers in genomics datasets. At
its core, ntCard uses the ntHash algorithm to efficiently compute
hash values for streamed sequences. It then samples the
calculated hash values to build a reduced representation
multiplicity table describing the sample distribution. Finally,
it uses a statistical model to reconstruct the population
distribution from the sample distribution. We have compared the
performance of ntCard and other cardinality estimation
algorithms. We used three datasets of 480 GB, 500 GB and 2.4 TB
in size, where the first two representing whole genome shotgun
sequencing experiments on the human genome and the last one on
the white spruce genome. Results show ntCard estimates k -mer
coverage frequencies >15× faster than the state-of-the-art
algorithms, using similar amount of memory, and with higher
accuracy rates. Thus, our benchmarks demonstrate ntCard as a
potentially enabling technology for large-scale genomics
applications. Availability and Implementation: ntCard is written
in C ++ and is released under the GPL license. It is freely
available at https://github.com/bcgsc/ntCard. Contact:
hmohamadi@bcgsc.ca or ibirol@bcgsc.ca. Supplementary information:
Supplementary data are available at Bioinformatics online.},
author = {Mohamadi, Hamid and Khan, Hamza and Birol, Inanc},
date-modified = {2026-04-18 08:19:36 +0200},
doi = {10.1093/bioinformatics/btw832},
issn = {1367-4803,1367-4811},
journal = {Bioinformatics (Oxford, England)},
language = {en},
month = may,
number = 9,
pages = {1324--1330},
pmc = {PMC5408799},
pmid = 28453674,
publisher = {Oxford University Press (OUP)},
title = {ntCard: a streaming algorithm for cardinality estimation in genomics data},
url = {http://dx.doi.org/10.1093/bioinformatics/btw832},
volume = 33,
year = 2017,
bdsk-url-1 = {http://dx.doi.org/10.1093/bioinformatics/btw832}}
@misc{Mash-distances-doc,
author = {{Marbl Lab}},
howpublished = {Mash documentation},
title = {Mash Distance},
url = {https://mash.readthedocs.io/en/latest/distances.html},
urldate = {2026-07-09},
year = 2026}
@article{Fan2015-mash-formula,
author = {Fan, Huan and Ives, Anthony R and Surget-Groba, Yann and Cannon, Charles H},
doi = {10.1186/s12864-015-1647-5},
journal = {BMC Genomics},
number = 1,
title = {An assembly and alignment-free method of phylogeny reconstruction from next-generation sequencing data},
url = {https://doi.org/10.1186/s12864-015-1647-5},
volume = 16,
year = 2015}
-84
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@@ -1,84 +0,0 @@
# Kmer entropy filter
Low-complexity kmers (polyA, polyT, tandem repeats) are detected and excluded during phase 1. The filter computes a **normalized Shannon entropy** over sub-words of multiple sizes, corrected for one source of bias: the small number of observations within a single kmer relative to the number of possible sub-words.
## Sub-word frequencies
For a kmer of length k and a sub-word size ws (1 ≤ ws ≤ ws_max, typically ws_max = 6), extract the $n_{\text{words}} = k - ws + 1$ overlapping sub-words by sliding a window of length ws:
$$w_i = \text{kmer}[i \mathinner{..} i+ws-1], \quad i = 0, \ldots, n_{\text{words}}-1$$
Each sub-word is tallied under its own raw 2-bit-packed value — **no canonicalization**. Let $f_j$ be the count of raw word $j$ among the $n_{\text{words}}$ sub-words ($\sum_j f_j = n_{\text{words}}$), over the $4^{ws}$ possible raw words.
An earlier version of this filter first folded each sub-word into a circular+reverse-complement equivalence class, then "unfolded" the observed class frequency back onto its members to correct for unequal class sizes. That machinery bought nothing it was claimed for — see *Why no equivalence classes* below — while measurably weakening detection of the very sequences the filter exists to catch, so it was removed.
## Corrected Shannon entropy
$$H_{\text{corr}} = \log(n_{\text{words}}) - \frac{1}{n_{\text{words}}} \sum_j f_j \log f_j$$
This is a plain Shannon entropy over the observed raw-word frequencies.
## Maximum entropy correction for small samples
With only $n_{\text{words}}$ observations over $4^{ws}$ possible raw words, the achievable maximum entropy is bounded by the most uniform integer distribution over $4^{ws}$ categories.
Let $c = \lfloor n_{\text{words}} / 4^{ws} \rfloor$ and $r = n_{\text{words}} \bmod 4^{ws}$. The most uniform integer distribution assigns frequency $c+1$ to $r$ categories and $c$ to the remaining $4^{ws} - r$, with the convention $0 \log 0 = 0$:
$$H_{\max} = -\left[(4^{ws} - r)\,\frac{c}{n_{\text{words}}}\log\frac{c}{n_{\text{words}}} + r\,\frac{c+1}{n_{\text{words}}}\log\frac{c+1}{n_{\text{words}}}\right]$$
When $n_{\text{words}} < 4^{ws}$: $c=0$, $r=n_{\text{words}}$, and the formula reduces to $H_{\max} = \log(n_{\text{words}})$ — a single unified expression covers both regimes. A truly random sequence achieves $H_{\text{corr}} \approx H_{\max}$.
## Normalized entropy
$$\hat{H}(ws) = \frac{H_{\text{corr}}}{H_{\max}} \in [0, 1]$$
## Final score
The filter computes $\hat{H}(ws)$ for each word size ws from 1 to ws_max and returns the **minimum**:
$$\text{entropy}(kmer) = \min_{ws=1}^{ws_{\max}} \hat{H}(ws)$$
A value near 0 indicates low complexity (e.g. AAAA…); near 1 indicates high complexity. A kmer is rejected if $\text{entropy}(kmer) < \theta$, where $\theta$ is a collection parameter (default 0.7). The minimum across word sizes ensures that any scale of repetition is detected independently: polyA is caught at ws=1, dinucleotide repeats at ws=2, etc.
## Why no equivalence classes
A prior design folded each sub-word into the canonical form of its circular-rotation + reverse-complement equivalence class before tallying, on the reasoning that (a) it guarantees $\text{entropy}(K) = \text{entropy}(\text{revcomp}(K))$, and (b) collapsing phase-shifted repeats (e.g. `ATG``TGA``GAT`) into one class better reflects that they are "the same" low-complexity pattern.
Both properties already hold for the raw, unfolded entropy above, without any class machinery:
- **Reverse complement**: for any K of length n, window $j$ of $\text{revcomp}(K)$ equals $\text{revcomp}$ of window $(n{-}ws{-}j)$ of K. This is a bijection between the window sets under which each window maps to its own revcomp — and revcomp is itself a bijection (involution) on the space of raw ws-mers. So the multiset of raw-word frequencies for $\text{revcomp}(K)$ is exactly a relabeling of the multiset for K, and Shannon entropy — a function of the frequency multiset alone — is exactly invariant. No folding required, for any K.
- **Tandem repeats**: a period-p repeat sampled by a stride-1 sliding window naturally cycles through its own rotations as raw tokens (e.g. `ATGATGATG…` yields the raw words `ATG`, `TGA`, `GAT` in rotation as the window slides). The low diversity this represents (few distinct raw words out of $4^{ws}$ possible) is already visible in the raw frequency distribution — no folding needed to detect it.
What the fold-then-unfold step actually did was credit each observed class with the frequency of equivalence-class members that were **never observed on the read strand**, inflating $H_{\text{corr}}$ for genuine repeats. Worked example: k=31, ws=3, kmer = `ATG` repeated ($n_{\text{words}}=29$, all 29 windows fall into one class of size 6 under the old scheme — 3 rotations × forward/revcomp):
| | $H_{\text{corr}}$ | normalized |
|---|---|---|
| old (folded, class size 6) | $\log 6 \approx 1.79$ | $\approx 0.53$ |
| current (raw, unfolded) | $\log 3 \approx 1.10$ | $\approx 0.33$ |
The gap is not a rounding artifact: per sub-word order, the folded score for this same repeat swings from 0.53 (ws=3, aligned with the period) up to **1.03** (ws=5, misaligned with the period) — i.e. a period-3 repeat could score *above* the theoretical maximum for a random sequence, depending on which ws happens to divide the repeat's period. The raw formula stays flat at ≈0.330.40 across ws=2..6 regardless of alignment, which is the robustness the "minimum across ws" design was meant to provide in the first place.
## Interpretation as an effective number of classes
$H_{\text{corr}}$ is a standard Shannon entropy over raw words, so the classical perplexity interpretation holds directly: $N_{\text{eff}} = e^{H_{\text{corr}}}$ is the number of equiprobable raw words that would yield the same entropy.
For the normalised score $\hat{H}$, dividing by $H_{\max}$ changes the logarithm base:
$$\hat{H} = \frac{\log N_{\text{eff}}}{\log N_{\max}} = \log_{N_{\max}} N_{\text{eff}} \quad \Longleftrightarrow \quad N_{\text{eff}} = N_{\max}^{\,\hat{H}}$$
The property is preserved: $\hat{H}$ is the logarithm (in base $N_{\max}$) of the effective number of equi-represented raw words.
In the large-sample limit ($n_{\text{words}} \gg 4^{ws}$), $N_{\max} \approx 4^{ws}$, giving:
$$N_{\text{eff}} \approx 4^{ws \cdot \hat{H}}$$
This has a clean interpretation: $ws \cdot \hat{H}$ is the **effective word length** (in bases) of a perfectly uniform distribution that would produce the same entropy. At $\hat{H} = 1$ the full space of $4^{ws}$ words is used; at $\hat{H} = 0.5$ with ws=2, only $4^1 = 4$ effective words out of 16 are occupied.
In our actual regime, $n_{\text{words}}$ is small and $4^{ws}$ can exceed $n_{\text{words}}$, so $H_{\max} < \log(4^{ws})$ due to the small-sample correction. The exact effective count is $N_{\max}^{\hat{H}}$, not $4^{ws \cdot \hat{H}}$.
## Properties
The entropy score is a function of the kmer sequence alone — it does not depend on the surrounding context or on the position within any genome. Two consequences:
- **Orientation invariance**: $\text{entropy}(K) = \text{entropy}(\text{revcomp}(K))$ — see *Why no equivalence classes* above for why this holds without any explicit strand-folding step.
- **Context independence**: the same kmer is always rejected or always kept, regardless of which genome it occurs in, where in that genome it appears, or which strand is considered. The filter defines a fixed partition of the kmer space into low-complexity and valid kmers.
-16
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@@ -1,16 +0,0 @@
<!-- coverage sidecar — ne pas ajouter au nav mkdocs -->
# Coverage: theory/entropy.md
## Code couvert
- `obikentropy/src/table.rs`, `obikentropy/src/tracker.rs` — formule d'entropie et tables de correction petits effectifs
- `obikentropy/src/kmer_entropy.rs` — entropie d'un kmer isolé (`KmerEntropy`)
- `obiskbuilder/src/rolling_stat.rs` — composition de `obikentropy::EntropyTracker` dans le suivi streaming (sélection de minimiseur + entropie)
- `obiskbuilder/src/iter.rs`, `obiskbuilder/src/stream_iter.rs` — application du filtre lors du scatter (phase 1)
## Notes
Le repli en classes d'équivalence circulaires + brin inverse (décrit dans une version antérieure de ce document) a été supprimé : voir la section « Why no equivalence classes » de `entropy.md` pour la justification théorique et numérique.
Vérifier que les paramètres `theta` et `level_max` dans le CLI
(`obikmer/src/cli.rs``CommonArgs`) correspondent bien à ce qui est décrit.
File diff suppressed because it is too large Load Diff
-43
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@@ -1,43 +0,0 @@
Voici la version corrigée :
---
**Bug** : dans `base_pair_tally`, toutes les transitions/comptes depuis/vers A valent 0 dans `_sankoff_params.yaml`, alors que C/G/T sont corrects.
**Contexte** : obikmer, pipeline phylogénétique `--sankoff`. Lindex est construit sur 20 génomes bactériens. Même symptôme sur un jeu de 100 génomes de plantes : A est toujours à 0.
**Fichier clé** : `src/obikphylo/src/siblings/sankoff_bundle.rs` (Pass A + Pass B).
**Ce qui a été vérifié** :
- Le fichier de sortie `_sankoff_params.yaml` montre bien `composition_transitions` avec A à 0 partout.
- Lindex contient bien des familles avec A (`mask.has(0) == true`), et même des familles où A co-existe avec dautres bases (`mask == 0b0011` par ex.).
- Un k-mer propriétaire de famille avec `mask == 0b0001` (A seul) a été identifié : forward `GAACAAGAGATCTCGATCTTGTCTACAAGGA`, revcomp `TCCTTGTAGACAAGATCGAGATCTCTTGTTC`.
- Le diagnostic CLI sur lindex réel donne :
- Pass A : `a_pairs=623342 a_snp=623342 a_shared=0 a_both_a=0`
- Pass B : `families_with_a=22965521 a_single_form_genomes=22913238 a_included_pairs=0 a_same_incremented=0 bp_same=[0, 96389, 222720, 277909] bp_counts[0]=[0, 0, 0, 0]`
**Interprétation** : A est fréquemment en `single_form` (mask == 1) chez certains génomes, mais **jamais simultanément** chez deux génomes différents dans la même famille. Donc toutes les paires “avec A” sont 100% SNP → ratio = 1.0 > `ratio_ceiling=0.5` → toutes exclues par le filtre `included`. Cest pourquoi `bp_same[0]` et `bp_counts[0][*]` restent à 0.
**Point crucial** : le bug napparaît **que sur lindex compacté sparse**. Sur le même index avant compaction (matrice dense `matrix.pbmx`), `--sankoff` produit des tallies corrects pour A. Dès quon compacte avec `pack --sparse`, A disparaît.
**Vérifications supplémentaires (diagnostic sparse)** :
- La compaction `pack --sparse` produit une matrice `PersistentSparseBitMatrix` dont le contenu est **strictement identique** à la matrice dense d'origine : vérification exhaustive coordonnée par coordonnée sur **1 804 774 880 cellules** (512 partitions × 2 layers), **zéro différence**.
- `fill_row` et `fill_sub_matrix` (les deux chemins de lecture utilisés par le pipeline phylogénétique) restituent les mêmes bits sur dense et sparse.
- **Conclusion** : le bug n'est **pas** dans la compaction sparse elle-même, ni dans les chemins de lecture individuels. La structure stocke correctement A, C, G, T.
**Conséquence logique** :
Si les matrices sont identiques mais que le résultat final diffère, le bug se situe dans l'**intersection** des informations — c'est-à-dire dans le code qui **combine** les lectures des deux matrices (ou qui transforme les résultats bruts en tallies). Deux endroits possibles :
1. **Le scan `sankoff_bundle`** (`family_scan.rs` + `sankoff_bundle.rs`) : la boucle qui lit les matrices, construit `genome_mask`, et accumule `bp_counts` / `same`. C'est l'étape d'intersection proprement dite.
2. **La conversion des tallies en YAML** (`obikmer/src/cmd/phylo/sankoff.rs`) : moins probable, mais possible si quelque chose sélectionne/filtre les transitions avant écriture.
**Hypothèse la plus probable** : bug dans la résolution cross-partition lors de la construction de l'annex sibling (`build_sibling_annex`). A (bit 0) serait systématiquement manquant ou mal résolu quand on interroge les variants d'une famille depuis une partition différente. À vérifier dans `src/obikphylo/src/siblings/build.rs` et `src/obikphylo/src/siblings/cache.rs` (`PartitionCache::find` / `find_presence_batch`).
**Prochaine étape logique** :
1. Inspecter `build_sibling_annex` pour voir si les variants avec base A sont bien générés et bien recherchés dans `cache.find`.
2. Vérifier `PartitionCache::find` et `resolve_layer_hits` pour un éventuel biais contre le bit 0.
3. Si besoin, ajouter un diagnostic ciblé (compteurs par base) **uniquement** dans `cache.rs` ou `build.rs`, pas dans `sankoff_bundle.rs` qui est déjà propre.
**Contraintes** :
- Ne pas modifier `sankoff_bundle.rs` davantage.
- Ne pas toucher à git.
- Faire des diagnostics minimaux et ciblés.
+6 -26
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@@ -5,16 +5,11 @@ MKDOCS := $(VENV)/bin/mkdocs
CARGO_DIR := src CARGO_DIR := src
DOC_DIR := DevDocMD DOC_DIR := docmd
DOC_FILE := mkdocs.yml DOC_FILE := mkdocs.yml
DOC_SITE := DevDoc DOC_SITE := doc
DOC_PORT := 8001 DOC_PORT := 8001
DOC_USER_DIR := UserDocMD
DOC_USER_FILE := mkdocs-user.yml
DOC_USER_SITE := doc
DOC_USER_PORT := 8002
# ── virtualenv ──────────────────────────────────────────────────────────────── # ── virtualenv ────────────────────────────────────────────────────────────────
$(VENV)/bin/activate: $(VENV)/bin/activate:
@@ -65,22 +60,8 @@ doc-serve: $(MKDOCS)
clean-doc: clean-doc:
rm -rf $(DOC_SITE)/ rm -rf $(DOC_SITE)/
.PHONY: doc-user
doc-user: $(MKDOCS)
$(MKDOCS) build -f $(DOC_USER_FILE)
.PHONY: doc-user-serve
doc-user-serve: $(MKDOCS)
$(MKDOCS) serve -f $(DOC_USER_FILE) \
--dev-addr=127.0.0.1:$(DOC_USER_PORT) \
--livereload
.PHONY: clean-doc-user
clean-doc-user:
rm -rf $(DOC_USER_SITE)/
.PHONY: clean .PHONY: clean
clean: clean-doc clean-doc-user clean: clean-doc
rm -rf $(VENV) rm -rf $(VENV)
# ── release ─────────────────────────────────────────────────────────────────── # ── release ───────────────────────────────────────────────────────────────────
@@ -105,13 +86,12 @@ bump-version:
.PHONY: release .PHONY: release
release: bump-version release: bump-version
@jj auto-doc @jj auto-describe
@jj git push --change @ @jj git push --change @
@new_version=$$(grep '^version = ' $(CARGO_TOML) | head -n 1 | sed 's/version = "\(.*\)"/\1/'); \ @new_version=$$(grep '^version = ' $(CARGO_TOML) | head -n 1 | sed 's/version = "\(.*\)"/\1/'); \
git_hash=$$(jj log -r @ --no-graph -T 'commit_id'); \ git_hash=$$(jj log -r @ --no-graph -T 'commit_id'); \
commits=$$(jj log -r 'latest(tags())..@' --no-graph -T 'description ++ "\n"' 2>/dev/null || \ commits=$$(jj log -r 'latest(tags())..@' --no-graph -T 'description ++ "\n"' 2>/dev/null || \
jj log --no-graph -T 'description ++ "\n"' --limit 30); \ jj log --no-graph -T 'description ++ "\n"' --limit 30); \
notes=$$(printf 'Write concise markdown release notes for obikmer (a Rust kmer genomics tool). Be technical and direct. Base them strictly on these commit messages:\n\n%s' "$$commits" | aichat 2>/dev/null); \ notes=$$(printf 'Write concise markdown release notes for obikmer (a Rust kmer genomics tool). Be technical and direct. Base them strictly on these commit messages:\n\n%s' "$$commits" | aichat); \
tag_msg="$${notes:-Release v$$new_version}"; \ git tag -a "v$$new_version" -m "$$notes" "$$git_hash" && \
git tag -a "v$$new_version" -m "$$tag_msg" "$$git_hash" && \
git push origin "v$$new_version" git push origin "v$$new_version"
+6 -9
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@@ -66,11 +66,9 @@ Non-ACGT characters act as hard breaks between k-mer segments in all formats.
Annotates each sequence with per-genome k-mer match counts Annotates each sequence with per-genome k-mer match counts
and optional per-position coverage vectors (--detail). and optional per-position coverage vectors (--detail).
Parallel over sequence chunks. Parallel over sequence chunks.
phylo Compute pairwise evolutionary-distance proxies between all distance Compute a pairwise Bray-Curtis or Jaccard distance matrix
indexed genomes (Bray-Curtis, Jaccard, etc.), optionally between all indexed genomes.
a Newick NJ/UPGMA tree, and optionally a central-position Optionally outputs a Newick NJ or UPGMA tree.
SNP/Sankoff calibration with exports for external
phylogenetic tools (TNT, PhyG, IQ-TREE).
annotate Add or update genome metadata (taxonomy, etc.) from a CSV annotate Add or update genome metadata (taxonomy, etc.) from a CSV
file; or dump the current metadata as CSV. file; or dump the current metadata as CSV.
estimate Dry-run: resolve and print approximate-index parameters estimate Dry-run: resolve and print approximate-index parameters
@@ -108,7 +106,7 @@ obikmer reindex --approx -z 5 --evidence-bits 8 index/
obikmer query index/ reads.fq.gz > annotated.fa obikmer query index/ reads.fq.gz > annotated.fa
# Pairwise distances # Pairwise distances
obikmer phylo index/ > distances.tsv obikmer distance index/ > distances.tsv
``` ```
## Parameter constraints ## Parameter constraints
@@ -121,6 +119,5 @@ obikmer phylo index/ > distances.tsv
## Documentation ## Documentation
Extended architecture and implementation notes are in `DevDocMD/`. Build with Extended architecture and implementation notes are in `docmd/`. Build with
`make doc` (requires Python + MkDocs Material). User-facing documentation is `make doc` (requires Python + MkDocs Material).
in `UserDocMD/`, built with `make doc-user`.
-33
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@@ -1,33 +0,0 @@
# Architecture notes for advanced use
This page describes execution-level behavior relevant to sizing and running `obikmer` on large datasets or multi-socket machines. It complements the [index format](formats/index_layout.md) and [theory](theory/indexing_architecture.md) pages.
## Sequence invariant
Every input sequence is treated purely as a compact representation of a set of overlapping kmers:
- Only the `A`/`C`/`G`/`T` alphabet (case-insensitive) is recognized; a sequence is cut at any other character (including IUPAC ambiguity codes), so runs containing them are not represented in the index.
- Sequences are internally processed in chunks of at most 256 nucleotides; a chunk shorter than k is dropped. This is invisible to the user beyond the ACGT-only, minimum-length-k constraints above.
- Kmers are always handled in canonical form (see [DNA encoding](theory/encoding.md)), so the tool is strand-agnostic throughout: a kmer and its reverse complement are always the same entry.
## Index dimensioning
An index directory is organized as `KmerIndex → partitions → layers`, with a canonical kmer belonging to exactly one (partition, layer) pair. This is what makes set operations (merge, filter, distance) parallel and coordination-free across partitions.
- **Partition count** (`-p`/`--partitions`, rounded up to a power of 2) is the main dimensioning knob: more partitions means more independent parallel units and a smaller working set per partition, at the cost of more open files during construction.
- **Layers** accumulate as an index grows through successive merges; per-partition query cost grows with the number of layers (worst case linear, expected constant since most kmer lookups resolve in the first layer they could plausibly be in).
- Genome columns (count or presence data) are kept at a consistent width across every layer and partition after a merge, which is what allows whole-index aggregate distances (Jaccard, Bray-Curtis, Euclidean, Hellinger, …) to be computed as a two-pass cascade (local partial sums per partition, then a global combination) with no double counting.
## Parallel execution and NUMA awareness
Partition-level work (index construction, `merge`, `filter`, `reindex`, `select`, `phylo`'s sibling-annex/Sankoff computations) is dispatched by a partition runner that adapts to the machine's memory topology, detected automatically at startup via hwloc:
- On a multi-socket / multi-NUMA-node machine, one thread pool is pinned per NUMA node, and each partition is processed entirely by threads pinned to one node — keeping the memory a partition touches local to that node's DRAM. This matters because touching kmer data across NUMA nodes without pinning can degrade throughput by an order of magnitude or more on large multi-socket machines.
- On a single-socket machine, Apple Silicon, or if hwloc cannot report NUMA topology, all cores are treated as one node with no pinning and negligible overhead — this is the default behavior on macOS.
- Within a node, the number of active worker threads ramps up progressively rather than being fixed up front: it starts conservatively and grows in steps, but only as long as measured CPU efficiency or disk I/O throughput keeps improving. If neither improves after a growth step, the runner stops adding workers — avoiding oversubscription on stages that are memory-bandwidth-bound rather than CPU- or I/O-bound. Ramp speed scales with the number of cores per node, so a single-node machine ramps just as fast as a large multi-node one.
No CLI flag controls this directly; it is fully automatic at runtime. NUMA-aware pinning can be compiled out (Cargo feature `numa`, on by default), in which case a plain global thread pool is used instead.
## Kmer filtering (`filter`)
[`filter`](usage/filter.md) evaluates predicates against the genome metadata matrix directly whenever every active filter can be expressed as a column-level test (e.g. "any outgroup column non-zero"), producing a per-slot keep/drop decision without touching kmer sequence data at all. If any active filter cannot be expressed this way, evaluation falls back to a per-kmer, row-level check. Either way, the result is always written as a single, freshly compacted layer (`unitigs.bin` and the MPHF are rebuilt from the surviving kmers), never as an additional layer on top of the source index.
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# Index construction and on-disk layout
## Construction pipeline
Building an index ([`index`](../usage/index_command.md)) proceeds through a fixed sequence of phases, each operating independently per partition (see [Partitioning and indexing architecture](../theory/indexing_architecture.md)):
1. **Scatter.** A single streaming pass over the input. Each sequence fragment is cut at non-ACGT bases, passed through the low-complexity entropy filter (see [Low-complexity kmer filter](../theory/entropy_filter.md)), and any resulting segment shorter than k is dropped. Surviving segments are decomposed into super-kmers, canonicalized, and routed by `hash(minimizer) mod n_partitions` into one file per partition.
2. **Dereplication.** Within each partition, identical super-kmer sequences are merged and their occurrence counts summed. This count is per super-kmer, not per kmer — a kmer's true abundance is the sum of the counts of every super-kmer containing it.
3. **Exact counting.** Every kmer in every dereplicated super-kmer is enumerated and its exact total count computed. A per-genome kmer frequency spectrum is produced at this stage.
4. **Quorum filtering.** Kmers outside the `--min-abundance`/`--max-abundance` range are dropped, and super-kmers are recompacted around the surviving kmer set.
5. **Local assembly.** The surviving kmers of each partition are assembled into unitigs — maximal non-branching runs of a local de Bruijn graph — such that every kmer appears exactly once, at one (unitig, offset) location.
6. **MPHF and evidence construction.** A minimal perfect hash function is built over the canonical kmers of each partition, together with the evidence structure needed to verify that a queried kmer was genuinely indexed (see below). Per-genome counts or presence bits are recorded alongside if requested.
Phases 15 are independent per partition and run in parallel; phase 6 finalizes each partition once its kmer set is fixed.
## Minimal perfect hash function (MPHF)
Each partition's surviving kmers are mapped to a dense range of integer slots by a minimal perfect hash function: no collisions, near-optimal space (a few bits per key), O(1) lookup. Because an MPHF maps *any* input to some slot — including kmers that were never indexed — a lookup alone cannot distinguish a genuinely indexed kmer from an arbitrary one; every lookup is followed by an evidence check.
## Evidence: exact vs. approximate
Two verification modes are available, selected at build time (`index --approx`) and convertible afterwards ([`reindex`](../usage/reindex.md)):
- **Exact** (default): the hashed slot stores a pointer back into the partition's unitig data. At query time the kmer is reconstructed from that location and compared directly to the query. Zero false positives, at the cost of one extra random read per lookup.
- **Approximate** (`--approx`): the slot stores a short fingerprint (`--evidence-bits` bits) instead of a pointer; verification is a single fingerprint comparison. This trades a small, bounded false-positive rate ($1/2^b$ per kmer, reduced further to about $1/2^{b \cdot z}$ for a read requiring $z$ consecutive matching kmers via the `-z`/`--findere-z` parameter) for lower memory and disk usage, since no reconstruction index is needed. See [`estimate`](../usage/estimate.md) to explore this trade-off before building.
## On-disk layout
```
<index_root>/
index.meta global configuration (k, minimizer size, partition count,
evidence mode, whether counts are stored) and genome list/metadata
scatter.done / count.done / index.done build-progress sentinels
spectrums/<label>.json per-genome kmer frequency histogram
partitions/
part_00000/ ... part_NNNNN/
index/
meta.json number of layers in this partition
layer_0/
unitigs.bin reconstructible kmer sequence data — always kept
unitigs.bin.idx random-access index into unitigs.bin (exact evidence only)
mphf.bin the minimal perfect hash function
evidence.bin exact evidence (exact mode only)
fingerprint.bin approximate evidence (approximate mode only)
counts/ per-genome kmer counts (if counts were requested)
presence/ per-genome presence/absence bits
layer_1/, layer_2/, ... added by later merges, same internal structure
```
`unitigs.bin` is the only file from which the indexed kmer content can be fully recovered; it is always retained. Every other file (MPHF, evidence, counts) is derived from it.
A **layer** corresponds to one increment of kmer content added to a partition — most commonly, one [`merge`](../usage/merge.md) operation that introduces kmers not already present in the index. Genomes already present in the index simply gain new columns in the existing layers' count/presence data; only genuinely new kmer content is assembled into a new layer. Because of this, merging cost scales with the novel kmer content being added, not with the accumulated size of the index. A query against an index with several layers checks each layer's MPHF in turn.
Sources merged together must share the same kmer size, minimizer size, partition count, and evidence mode (including matching approximate-mode parameters); mismatches are rejected rather than silently reconciled — [`reindex`](../usage/reindex.md) one of the sources first if needed.
`obikmer pack` consolidates a partition's per-column files (counts/presence) into a single file, reducing the number of file opens needed at query time.
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# obikmer
`obikmer` is a command-line tool for counting, indexing, querying and comparing DNA sequences represented as kmer sets. It targets individual genome datasets of tens of gigabases, with an emphasis on computational, memory, and disk efficiency.
All functionality is exposed through a single binary, `obikmer`, organized as subcommands.
## Core principles
- Kmers are of fixed, odd length $k$, chosen at index-construction time in the range $[11, 31]$ (see [Kmers and super-kmers](theory/kmers_and_superkmers.md)).
- Each kmer fits in a 64-bit word using a 2-bit-per-base encoding (see [DNA encoding](theory/encoding.md)).
- Kmers are handled in **canonical form** ($\text{canonical}(kmer) = \min(kmer, \text{revcomp}(kmer))$), making counting strand-independent.
- Sequences are decomposed into **super-kmers** before storage, anchored on a hash-selected **minimizer** (see [Minimizer selection](theory/minimizer_selection.md)), then routed to one of several **partitions** for parallel, memory-bounded processing (see [Partitioning and indexing architecture](theory/indexing_architecture.md)).
- Low-complexity kmers can be filtered out at index-construction time using an entropy-based score (see [Low-complexity kmer filter](theory/entropy_filter.md)).
## Commands
| Command | Purpose |
|---|---|
| [`superkmer`](usage/superkmer.md) | Extract super-kmers from a sequence file and write them to stdout |
| [`index`](usage/index_command.md) | Build a genome index |
| [`merge`](usage/merge.md) | Merge multiple indexes into one |
| [`filter`](usage/filter.md) | Retain only kmers matching ingroup/outgroup predicates |
| [`select`](usage/select.md) | Project and/or aggregate genome columns of an index |
| [`query`](usage/query.md) | Query an index with sequences and annotate matches |
| [`dump`](usage/dump.md) | Dump indexed kmers as CSV |
| [`annotate`](usage/annotate.md) | Add, update, or dump genome metadata |
| [`phylo`](usage/phylo.md) | Compute pairwise evolutionary-distance proxies, trees, and phylogenetic exports |
| [`name-tree`](usage/name-tree.md) | Translate a TNT/PhyG numeric-label tree export back to real taxon names |
| [`unitig`](usage/unitig.md) | Dump the unitigs of an index as FASTA |
| [`estimate`](usage/estimate.md) | Estimate approximate-index parameters before indexing |
| [`reindex`](usage/reindex.md) | Convert an index's evidence representation (exact ↔ approximate) |
| [`utils`](usage/utils.md) | Miscellaneous index maintenance and inspection utilities |
| [`pack`](usage/pack.md) | Pack per-column matrix files into a single-file format |
See [Genome predicates and taxonomy paths](usage/predicates.md) for the selection language shared by `filter`, `select`, `dump`, and `unitig`.
## Further reading
- [Index construction and on-disk layout](formats/index_layout.md)
- [Architecture notes for advanced use](architecture.md) — parallel execution, NUMA awareness, index dimensioning
## Input formats
- `superkmer` and `index`: FASTA (`.fa`, `.fasta`), FASTQ (`.fq`, `.fastq`), GenBank flat file (`.gb`, `.gbk`, `.gbff`), all optionally gzip-compressed; directories are expanded recursively; streaming stdin via `-` or when no input path is given.
- `query`: FASTA or FASTQ, optionally gzip-compressed; streaming stdin the same way.
## Parameter constraints
These constraints are checked at startup; an invalid value exits immediately with an error.
| Parameter | Constraint | Reason |
|---|---|---|
| $k$ (`--kmer-size`) | odd, $k \in [11, 31]$ | odd length guarantees the canonical form is always well defined; the range keeps a kmer within a 64-bit word while retaining specificity |
| $m$ (`--minimizer-size`) | odd, $3 \le m \le k-1$ | same palindrome argument as $k$; must be strictly shorter than the kmer |
| $z$ (`-z`, approximate evidence only) | $z \le k-1$ | the effective indexed kmer size is $k-z+1$ |
## Genome label constraints
Genome labels are arbitrary Unicode strings, with the following restrictions:
| Character | Forbidden | Reason |
|---|---|---|
| `/` | yes | filesystem path separator |
| `=` | yes | separator used by `--new-label` |
| `\0` | yes | null byte |
| `\n`, `\r`, `\t` | yes | would break CSV output |
| spaces | allowed | quote in the shell, e.g. `--new-label 'new label=old label'` |
Empty labels are rejected. A label derived automatically from the input file name (when `--label` is omitted) is not validated, since it is already filesystem-safe.
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# Installation
## Prerequisites
### Rust toolchain
`obikmer` requires **Rust 1.85 or later** (edition 2024). Install or update via [rustup](https://rustup.rs):
```bash
curl --proto '=https' --tlsv1.2 -sSf https://sh.rustup.rs | sh
rustup update stable
```
### C build environment (required for hwloc)
`obikmer` embeds [hwloc](https://www.open-mpi.org/projects/hwloc/) (Hardware Locality) for NUMA-aware thread placement on multi-socket machines. hwloc is built from source at compile time, which requires a standard C build environment.
#### Linux (Debian/Ubuntu)
```bash
apt install build-essential automake libtool autoconf pkg-config
```
#### Linux (RHEL/Rocky/AlmaLinux)
```bash
dnf install gcc make automake libtool autoconf pkgconfig
```
#### HPC clusters
Most HPC clusters provide these tools via the module system:
```bash
module load gcc automake libtool autoconf
```
If in doubt, check that `autoreconf --version` and `libtool --version` return successfully.
#### macOS
```bash
brew install automake libtool autoconf pkg-config
```
## Building
```bash
git clone <repository-url>
cd obikmer/src
cargo build --release
```
The compiled binary is at `target/release/obikmer`.
### Building on HPC clusters (network filesystems)
HPC home directories are typically on a network filesystem (Lustre, NFS) optimized for large sequential reads, not for the many small file operations Cargo generates during compilation. Building directly on such a filesystem can be extremely slow.
Redirect the build directory to a local scratch disk:
```bash
CARGO_TARGET_DIR=/scratch/$USER/cargo-target cargo build --release
```
Adapt the path to the scratch space available on your cluster (`/var/tmp`, `/tmp`, `/scratch/local`, etc.). Once built, copy the binary to a permanent location:
```bash
cp /scratch/$USER/cargo-target/release/obikmer ~/bin/
```
## NUMA support
NUMA-aware thread placement is active automatically on multi-socket Linux machines, detected at runtime via hwloc. No build flag is required — it falls back gracefully to a single-pool strategy on:
- macOS (Apple Silicon, unified memory)
- single-socket Linux machines
- any system where hwloc reports only one NUMA node
## Verifying the installation
```bash
obikmer --help
```
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# DNA encoding
## 2-bit nucleotide encoding
Every nucleotide is encoded on 2 bits, most-significant-bit first within each word:
| Base | Encoding |
|------|----------|
| A | `00` |
| C | `01` |
| G | `10` |
| T | `11` |
The Watson-Crick complement of a base is its bitwise NOT on 2 bits: $\text{complement}(base) = \lnot base \mathbin{\&} \texttt{0b11}$.
## Kmer encoding
A kmer of length $k$ ($k \le 31$) fits in a single 64-bit word. The first nucleotide occupies the two most significant bits, each following nucleotide occupies the next two bits, and unused low-order bits are zero. Extracting nucleotide i (0-indexed from the 5 end) is a shift-and-mask operation.
Reverse complement is computed by bit manipulation directly on the packed word, without any lookup table: complement every base, reverse the byte order, then reverse the order of 2-bit groups within each byte in two more passes, and finally realign the result to the most-significant bits.
## Canonical form
The canonical form of a kmer is the lexicographic minimum of the kmer and its reverse complement:
$$\text{canonical}(kmer) = \min\big(kmer,\ \text{revcomp}(kmer)\big)$$
Using the canonical form halves the kmer space and makes counting strand-independent: a kmer and its reverse complement are always treated as the same entity, regardless of which DNA strand was sequenced.
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# Low-complexity kmer filter
Low-complexity kmers (homopolymer runs, tandem repeats) can dominate an index without carrying useful information. `obikmer` detects and excludes them during index construction using a normalized Shannon entropy score.
## Sub-word frequencies
For a kmer of length $k$ and a sub-word size $ws$ ($1 \le ws \le ws_{\max}$, default $ws_{\max} = 6$), the kmer is decomposed into its $k - ws + 1$ overlapping sub-words of length $ws$ by sliding a window across it. Each sub-word is tallied under its raw 2-bit-packed value, with no canonicalization.
## Corrected Shannon entropy
Let $f_j$ be the observed count of raw sub-word $j$, and $n_{\text{words}} = k - ws + 1$ the total number of sub-words. The entropy is:
$$H_{\text{corr}} = \log(n_{\text{words}}) - \frac{1}{n_{\text{words}}} \sum_j f_j \log f_j$$
## Small-sample correction
Because only $n_{\text{words}}$ sub-words are observed among up to $4^{ws}$ possible values, the achievable maximum entropy $H_{\max}$ is bounded below $\log(4^{ws})$ for small samples. $H_{\max}$ is computed from the most uniform integer distribution achievable with $n_{\text{words}}$ observations over $4^{ws}$ categories. The normalized entropy is:
$$\hat{H}(ws) = \frac{H_{\text{corr}}}{H_{\max}} \in [0, 1]$$
A value near 0 indicates low complexity (e.g. a homopolymer run); near 1 indicates high complexity, characteristic of a random sequence.
## Final score
The filter evaluates $\hat{H}(ws)$ for every word size from 1 to ws_max and keeps the minimum:
$$\text{entropy}(kmer) = \min_{ws=1}^{ws_{\max}} \hat{H}(ws)$$
Taking the minimum across word sizes ensures that repetition at any scale is detected: a homopolymer is caught at $ws=1$, a dinucleotide repeat at $ws=2$, and so on. A kmer is rejected if its entropy score falls below a threshold $\theta$ (default 0.7), a configurable collection parameter.
## Properties
The entropy score depends only on the kmer sequence itself, not on where or how many times it occurs:
- **Orientation invariance**: a kmer and its reverse complement always receive the same score.
- **Context independence**: a given kmer is always accepted or always rejected, regardless of which genome or read it appears in. The filter defines a fixed partition of the kmer space into low-complexity and valid kmers.
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# Partitioning and indexing architecture
An index is split into a fixed number of **partitions**, each handling an independent, disjoint slice of the kmer space. Partitioning keeps the working set of each stage small enough to process efficiently and enables parallel construction and querying.
## Routing
The canonical minimizer of a super-kmer (see [Minimizer selection](minimizer_selection.md)) is hashed to produce a $p$-bit routing value that selects the destination partition:
```
canonical minimizer → hash(minimizer) → p-bit value → partition index
```
The routing value is recomputed whenever it is needed (during construction and again at query time) rather than stored — it is not part of the on-disk super-kmer representation.
Within a partition, kmers are indexed as plain values via a minimal perfect hash function (see [On-disk storage](../formats/index_layout.md)); the minimizer plays no further role once a super-kmer has reached its partition.
## Why hashing is necessary
A canonical minimizer is an m-mer ($m \in \{9, 11, 13, 15\}$), and its distribution over all possible m-mer values is not uniform — as the lexicographic minimum of a window, small values are systematically over-represented [@Zheng2020-ji; @Zheng2021-cc; @Pan2024-hb; @Kille2023-px; @Golan2025-xf]. Routing directly on the raw minimizer value would therefore produce badly unbalanced partitions.
Hashing the minimizer before routing redistributes this skewed distribution uniformly across partitions. This works reliably because the number of partition-index bits $p$ is chosen well below the number of bits available in the minimizer ($2m$): even with strong bias in the minimizer distribution, the hash has enough entropy margin to absorb it, provided the number of distinct minimizers actually observed is much larger than the number of partitions.
## Parameter guidance
| Minimizer size $m$ | Minimizer bits ($2m$) | Typical partition-index bits $p$ | Partitions |
|----|-----------|-----------|------------|
| 9 | 18 | 68 | 64256 |
| 11 | 22 | 810 | 2561 024 |
| 13 | 26 | 1012 | 1 0244 096|
| 15 | 30 | 1014 | 1 02416 384|
The number of partitions must satisfy $p \le 2m$, and in practice $p$ is chosen well below that bound to leave a comfortable entropy margin. For $k=31$, $m=13$, $p=10$ (1024 partitions), partition load is well balanced on real genomic data.
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# Kmers and super-kmers
## Kmers
A **kmer** is a DNA subsequence of fixed length $k$. Two constraints apply to $k$, both enforced when a command starts (an invalid value exits immediately with an error):
- $k \in [11, 31]$: long enough to be specific, short enough to fit in a single 64-bit word at 2 bits/base ($k \le 32$ is the hard limit; $k < 11$ gives insufficient specificity).
- $k$ **is odd**: an odd-length sequence can never equal its own reverse complement, so the two orientations of any kmer are always distinct. This is required for the canonical form (see [DNA encoding](encoding.md)) to be well defined.
## Super-kmers
A **super-kmer** is a maximal run of consecutive, overlapping kmers from a read that share the same canonical minimizer (see [Minimizer selection](minimizer_selection.md)). Each kmer in the run overlaps the next by $k-1$ nucleotides. A super-kmer is capped at 256 nucleotides; a longer run is split at that boundary.
For a random minimizer of length $m$ over kmers of length $k$, the expected length of a super-kmer is approximately [@Zheng2020-ji; @Golan2025-xf]:
$$L_{\text{nt}} \approx \frac{k-m+2}{2} + k - 1$$
For $k=31$, $m=13$ this is about 40 nucleotides; in practice super-kmers rarely exceed a few dozen nucleotides.
### Canonical super-kmers
A **canonical super-kmer** is the lexicographic minimum of a super-kmer and its reverse complement. When a read and its reverse complement are both encountered, they produce super-kmers that are reverse complements of each other; both reduce to the same canonical super-kmer, so a genomic region is represented once regardless of which strand was read.
Super-kmers are the unit of work used throughout construction and querying: sequences are decomposed into super-kmers first, and every downstream step (partition routing, deduplication, counting) operates on them rather than on individual kmers.
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# Minimizer selection
## Definition
A **minimizer** of a kmer window is the m-mer ($m < k$) that is smallest, among all $k - m + 1$ overlapping m-mers in the window, under a chosen ordering. The minimizer is always taken in canonical form (lexicographic minimum of forward and reverse complement) so that selection is strand-independent.
The minimizer partitions a sequence into super-kmers: maximal runs of overlapping kmers that share the same minimizer (see [Kmers and super-kmers](kmers_and_superkmers.md)).
## Hash-based ("random") minimizer
`obikmer` selects minimizers by hash order rather than plain lexicographic order. Ordering m-mers lexicographically on their 2-bit encoding systematically favors AT-rich m-mers (an all-A m-mer always encodes to 0), which causes low-complexity regions to dominate as minimizers and produces unbalanced partitions.
Instead, a well-distributed hash function $H$ is applied to the canonical (lexicographically minimal) form of each m-mer, and the m-mer with the smallest $H$ value wins. Because $H$ is a bijection with good avalanche properties, every distinct m-mer in a window has an equal chance of holding the minimum hash value, independent of its nucleotide composition.
The canonical form used as input to $H$ is still the lexicographic minimum of forward/reverse-complement — hashing is applied on top of it, not used to redefine it. Defining canonicity by hash value instead would bias the *distribution of hash values themselves* toward small values (the minimum of two independent hashes is not uniformly distributed), reintroducing a bias one layer down.
### Hash function
The hash function is a 64-bit mixing function (splitmix64-style finalizer) applied to the m-mer XORed with a fixed non-zero seed:
$$H(x) = \text{mix64}(x \oplus s), \quad s = \lfloor 2^{64}/\varphi \rfloor = \texttt{0x9e3779b97f4a7c15}$$
```
H(x):
x ← x ⊕ 0x9e3779b97f4a7c15
x ← x ⊕ (x >> 30)
x ← x × 0xbf58476d1ce4e5b9
x ← x ⊕ (x >> 27)
x ← x × 0x94d049bb133111eb
return x ⊕ (x >> 31)
```
The XOR seed avoids the finalizer's fixed point at 0 ($\text{mix64}(0) = 0$), which would otherwise make an all-A m-mer (canonical value 0) win every window comparison.
## Partition routing is independent of minimizer selection
The hash used to select a minimizer within a window (the minimum of several hash values) and the hash used to route a super-kmer to a storage partition are computed separately:
- **Selection** uses $H$ applied to every candidate m-mer in the window, keeping the minimum.
- **Partition routing** recomputes $H$ on the single selected minimizer only, once its position is fixed. This is a hash of one specific value, not the minimum of several, so it is uniformly distributed and safe to use directly for routing.
See [Partitioning and indexing architecture](indexing_architecture.md) for how the routing value is turned into a partition index.
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# annotate
Add or update genome metadata of an index from a CSV file, or dump the current metadata as CSV.
```bash
obikmer annotate INDEX --csv FILE [OPTIONS]
obikmer annotate INDEX --dump
```
## Arguments
| Argument | Description |
|---|---|
| `INDEX` | Index directory to annotate (modified in place) |
## Options
| Option | Default | Description |
|---|---|---|
| `--csv` | — | CSV file of metadata to apply (must contain an id column); required unless `--dump` is used |
| `--sep` | `,` | CSV field separator |
| `--id-col` | `id` | Name of the column containing genome labels |
| `--na-value` | `NA` | Value meaning "remove this field" (deletes the existing key if present) |
| `--no-overwrite` | off | Do not overwrite existing metadata keys |
| `--dump` | off | Print all genome metadata as CSV to stdout instead of applying a file |
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# dump
Dump all kmers of an index as CSV, one row per kmer, with per-genome counts or presence.
```bash
obikmer dump INDEX [OPTIONS]
```
## Arguments
| Argument | Description |
|---|---|
| `INDEX` | Index directory to dump |
## Options
| Option | Default | Description |
|---|---|---|
| `--force-presence` | off | Output presence/absence (0/1) even if the index stores counts |
| `--debug` | off | Prefix each row with the partition and layer columns |
| `--head N` | none | Limit output to the first N kmers |
`dump` also accepts the shared [predicate options](filter.md#predicate-options) (`--ingroup`, `--outgroup`, `--min-count`, etc.) to restrict which kmers are dumped.
Output is CSV on stdout.
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# estimate
Estimate approximate-index parameters (z, evidence bits, false-positive rate) before building an index with `--approx`, without touching any files.
```bash
obikmer estimate [OPTIONS]
```
## Options
| Option | Default | Description |
|---|---|---|
| `-k, --kmer-size` | `31` | Kmer size used at query time (matches `index`'s `--kmer-size`) |
| `-z, --findere-z` | none | Findere z parameter |
| `--evidence-bits` | none | Fingerprint bits per slot (b) |
| `--fp` | none | Target false-positive rate per z-window |
Any two of `-z`, `--evidence-bits`, `--fp` may be given; the third is derived using the same model as `index --approx` and `reindex --approx` ($FP = 1 / 2^{b \cdot z}$). The report printed to stdout includes: query $k$, effective indexed $k$ ($k-z+1$), $z$, evidence bits, per-kmer false-positive rate, and per-z-window false-positive rate.
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# filter
Apply row-level selection to an index: retain only kmers matching ingroup/outgroup predicates over genome membership, plus optional total-count and complexity thresholds. The output is a new, single-layer index.
```bash
obikmer filter SOURCE -o OUTPUT [OPTIONS]
```
## Arguments
| Argument | Description |
|---|---|
| `SOURCE` | Source index directory |
## Options
| Option | Default | Description |
|---|---|---|
| `-o, --output` | — (required) | Output index directory |
| `-f, --force` | off | Overwrite an existing output directory |
| `--presence` | off | Output presence/absence instead of counts |
| `--min-total-count` | none | Minimum total count across all genomes (count index only) |
| `--max-total-count` | none | Maximum total count across all genomes |
| `--min-complexity` | none | Minimum normalized entropy (same score as `--theta` at index build time), recomputed from the stored unitig sequences |
| `--complexity-level-max` | `6` | Maximum sub-word size for the complexity score (used only with `--min-complexity`) |
## Predicate options
| Option | Default | Description |
|---|---|---|
| `--ingroup` | none | Ingroup predicate (repeatable; each occurrence is ANDed) |
| `--outgroup` | none | Outgroup predicate (repeatable; each occurrence is ORed) |
| `--min-count` | 0, or group size + N if negative | Minimum number of ingroup genomes carrying the kmer |
| `--max-count` | ingroup group size | Maximum number of ingroup genomes carrying the kmer |
| `--min-frac` | `1.0` if `--ingroup` given without an explicit quorum, else `0.0` | Minimum fraction of ingroup genomes |
| `--max-frac` | `1.0` | Maximum fraction of ingroup genomes |
| `--min-outgroup-count` | `0` | Minimum number of outgroup genomes carrying the kmer |
| `--max-outgroup-count` | `0` if `--outgroup` given without an explicit quorum, else outgroup group size | Maximum number of outgroup genomes |
| `--min-outgroup-frac` | `0.0` | Minimum fraction of outgroup genomes |
| `--max-outgroup-frac` | `1.0` | Maximum fraction of outgroup genomes |
| `--presence-threshold` | `0` | Minimum count for a genome to be considered a carrier of a kmer |
See [Genome predicates and taxonomy paths](predicates.md) for the predicate syntax used by `--ingroup`/`--outgroup`.
A negative `--min-count`/`--max-count` is interpreted as an offset from the group size — e.g. `--min-count=-1` means "all but one".
Declaring `--ingroup` with no explicit ingroup quorum flag implicitly sets `--min-frac 1.0` (present in every ingroup genome). Declaring `--outgroup` with no explicit outgroup quorum flag implicitly sets `--max-outgroup-count 0` (absent from every outgroup genome). Any explicit quorum flag for a group disables that group's implicit default.
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# index
Build a genome index from one or more sequence files. Construction proceeds in phases (scatter → dereplicate → count → layered MPHF), described in [On-disk storage](../formats/index_layout.md).
```bash
obikmer index -o OUTPUT [OPTIONS] [INPUTS...]
```
## Arguments
| Argument | Description |
|---|---|
| `INPUTS...` | Input sequence files or directories (FASTA/FASTQ/GenBank, gzip optional). If omitted, reads from stdin. |
## Options
| Option | Default | Description |
|---|---|---|
| `-o, --output` | — (required) | Output index directory |
| `--force` | off | Overwrite an existing output directory |
| `--label` | input file name without extension | Genome label stored in the index |
| `--meta KEY=VALUE` | none | Attach a categorical metadata field to the genome (repeatable) |
| `-k, --kmer-size` | `31` | Kmer size (odd, in [11, 31]) |
| `-m, --minimizer-size` | `11` | Minimizer size (odd, in $[3, k-1]$) |
| `--theta` | `0.7` | Entropy threshold for the low-complexity filter |
| `--level-max` | `6` | Maximum sub-word size for the entropy score |
| `-p, --partitions` | `256` | Number of partitions (rounded up to a power of 2) |
| `-T, --threads` | detected core count | Number of worker threads |
| `--max-open-files` | `threads / 4` (min 1) | Maximum number of input files open simultaneously |
| `--min-abundance` | `1` | Minimum abundance (inclusive) for a kmer to be retained |
| `--max-abundance` | none | Maximum abundance (inclusive) |
| `--with-counts` | off | Store per-kmer counts; otherwise only presence/absence is stored |
| `--keep-intermediate` | off | Keep intermediate build files instead of deleting them after construction |
| `--approx` | off | Use approximate evidence (Findere fingerprint) instead of exact evidence |
| `-z, --findere-z` | see below | Findere z parameter: number of consecutive kmers that must all match (approximate evidence only) |
| `--evidence-bits` | see below | Fingerprint bits per slot (b), approximate evidence only |
| `--fp` | see below | Target false-positive rate per z-window, approximate evidence only |
| `--block-size` | `1` | Block size, in unitigs, for the exact on-disk index (rounded up to a power of 2) |
## Exact vs. approximate evidence
By default, an index stores **exact** evidence: a kmer is either present or absent (or has an exact count with `--with-counts`), with no false positives.
With `--approx`, evidence is stored as a compact **fingerprint** instead, trading a small, tunable false-positive rate for reduced memory/disk usage. The false-positive model is:
$$FP = \frac{1}{2^{b \cdot z}}$$
where $b$ is `--evidence-bits` and $z$ is `--findere-z`. Any two of `-z`, `--evidence-bits`, `--fp` can be given and the third is derived; if none are given, defaults are $b=8$, $z=1$ ($FP \approx 1/256$). See [`estimate`](estimate.md) to explore this trade-off before building an index, and [`reindex`](reindex.md) to convert an existing index between the two representations.
`z` must be strictly less than k: the effective indexed kmer length under approximate evidence is kz+1.
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# merge
Merge multiple built indexes into a single index.
```bash
obikmer merge -o OUTPUT SOURCE... [OPTIONS]
```
## Arguments
| Argument | Description |
|---|---|
| `SOURCE...` | Index directories to merge (at least one required) |
## Options
| Option | Default | Description |
|---|---|---|
| `-o, --output` | — (required) | Output index directory |
| `--force` | off | Overwrite an existing output directory |
| `--force-presence` | off | Store the merged index as presence/absence even if all sources have counts |
| `--rename-duplicates` | off | Disambiguate duplicate genome labels (`.1`, `.2`, …) instead of failing |
| `--budget-fraction` | `0.5` | Fraction of available RAM reserved as the memory budget for parallel partition merging |
## Behaviour
The output mode is chosen automatically: if every source index stores counts, the merged index stores counts too; otherwise it is presence/absence. `--force-presence` forces presence/absence regardless of the sources.
By default, merging two indexes that share a genome label fails with an error; `--rename-duplicates` instead appends a numeric suffix to keep both copies.
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# name-tree
Translate a numerically-labelled tree export (TNT, PhyG, or any plain Newick file with bare `1`, `2`, `3`, … leaf labels) back to real taxon names, reading the label order from the FASTA that produced it.
```bash
obikmer name-tree TREE --fasta FASTA -o OUTPUT
```
## Arguments
| Argument | Description |
|---|---|
| `TREE` | Tree file to translate — a TNT-style NEXUS export (`tree NAME = [&U] ...;`) or a plain Newick file |
| `--fasta` | FASTA file whose record order gives the numeric taxon labels (1-based) — typically the `_sankoff.fasta`/`_snp.fasta` used to produce `TREE` |
| `-o, --output` | Output NEXUS file path |
## Output
A NEXUS file with a `taxa` block, a `translate` table (numeric label → taxon name, from `--fasta`'s header order), and every tree found in `TREE`, topology unchanged — readable directly in FigTree, PearTree, `ape` (R), etc.
`--tnt`'s and `--phyg`'s exports (see [phylo](phylo.md)) both number taxa `1..N` in the same order as the pseudo-alignment FASTA they were built from (`<prefix>_sankoff.fasta`), so pass that same file as `--fasta` here.
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# pack
Pack an index's per-column matrix files into a single-file format to reduce query-time I/O (fewer file opens per query).
```bash
obikmer pack INDEX [--sparse]
```
## Arguments
| Argument | Description |
|---|---|
| `INDEX` | Index directory to pack (modified in place) |
## Options
| Option | Default | Description |
|---|---|---|
| `--sparse` | off | Pack presence/absence matrices into a sparse, deduplicated format instead of the dense one |
The index directory is locked for exclusive access while packing.
## `--sparse`
Presence/absence data (which genomes carry each kmer) is often mostly empty — most kmers are present in only a handful of genomes out of the whole collection. The default (dense) packed format stores one bit per genome for every kmer regardless of how many genomes actually carry it; `--sparse` instead stores each kmer's genome list directly, and deduplicates identical lists shared by many kmers (common in real data, since kmers from the same conserved region tend to be carried by the same genomes).
On real genome collections this has measured at roughly 7x smaller on disk than the dense format, and single-kmer lookups (the shape `phylo`'s sibling-annex/entropy/Sankoff computations use) are typically faster too, since the smaller files mean less data to read from disk. The trade-off: reading a whole genome column at once (used by `--metric` distance-matrix computations) is much slower on the sparse format than on the dense one, since there is no native column layout to read sequentially — prefer the dense format (the default, no `--sparse`) for indexes you mainly query with `phylo`'s plain `--metric` distance matrices.
Count matrices (`--metric` on a count index) are not affected by `--sparse` — only presence/absence matrices are.
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# phylo
Compute pairwise evolutionary-distance proxies between the genomes stored in an index — a plain distance matrix, optionally trees (NJ/UPGMA), and optionally a central-position SNP model with exports for external phylogenetic tools (TNT, PhyG, IQ-TREE).
```bash
obikmer phylo INDEX [OPTIONS]
```
## Arguments
| Argument | Description |
|---|---|
| `INDEX` | Index directory |
## Distance matrix
| Option | Default | Description |
|---|---|---|
| `--metric` | `jaccard` | One of `jaccard`, `mash`, `hamming`, `bray-curtis`, `relfreq-bray-curtis`, `euclidean`, `relfreq-euclidean`, `hellinger`, `hellinger-euclidean` |
| `--presence-threshold` | `1` | Minimum count for a kmer to be considered present, for Jaccard/Mash on a count index |
| `--shared-kmers` | off | Also write the shared-kmer count matrix |
| `--nj` | off | Compute and write a Neighbor-Joining tree (Newick) |
| `--upgma` | off | Compute and write a UPGMA tree (Newick) |
| `-o, --output` | none (stdout) | Output file prefix; without it, the distance matrix is printed to stdout as CSV |
`hamming` requires a presence/absence index. All other metrics work on either index type; on a presence index, `jaccard`/`mash`/`hamming` are the only ones available.
### Metric definitions
- **jaccard**: $D = 1 - \dfrac{|A \cap B|}{|A \cup B|}$ over the sets of kmers present in each genome.
- **mash**: derived from the Jaccard distance via $D = -\dfrac{1}{k} \ln\!\left(\dfrac{2J}{1+J}\right)$ where $J = 1 - D_{\text{jaccard}}$ and $k$ is the index's kmer size; clamped to 1.0 when $J \le 0$.
- **hamming**: number of kmer positions where presence differs between the two genomes (presence index only, not normalized): $D = \sum_i \mathbb{1}[a_i \ne b_i]$.
- **bray-curtis**: $D = 1 - \dfrac{2 \sum_i \min(c_i^A, c_i^B)}{\sum_i c_i^A + \sum_i c_i^B}$ on raw per-kmer counts.
- **relfreq-bray-curtis**: the same formula computed on per-genome relative frequencies $p_i = c_i / \sum_j c_j$ instead of raw counts.
- **euclidean**: $D = \sqrt{\sum_i (c_i^A - c_i^B)^2}$ on raw counts.
- **relfreq-euclidean**: the same formula on relative frequencies.
- **hellinger**: $D = \dfrac{1}{\sqrt{2}} \sqrt{\sum_i \left(\sqrt{p_i^A} - \sqrt{p_i^B}\right)^2}$ on relative frequencies, bounded in $[0, 1]$.
- **hellinger-euclidean**: the unnormalized variant, $D = \sqrt{2} \times D_{\text{hellinger}}$.
## Central-position SNP model
This is a separate operation from the distance-matrix computation above: if any option below is used, no `--metric` matrix is computed in the same invocation.
A **family** is the set of up to 4 kmers that share identical flanking sequence and differ only at the exact central base. Because $k$ is odd, the central position is well defined and maps to itself under reverse complementation. All computations below first require building the **sibling annex**, an index-wide record of which of the 4 possible central bases are observed at each family, across every genome.
| Option | Default | Description |
|---|---|---|
| `--sibling-annex` | off | Build the sibling presence-mask annex (prerequisite for every option below) |
| `--exclude-genome LABEL` | none | Exclude a genome (repeatable) from every SNP/Sankoff/export computation below |
| `--min-shared-family N` | none | Auto-exclude any genome whose mean shared-family count against every other genome (see `--family-overlap`) falls below `N` — same exclusion as `--exclude-genome`, applied on top of it |
| `--sibling-stats` | off | Write the family-size (sibling count) distribution, per genome and globally |
| `--raw-snp-distance` | off | Write the single-copy central-SNP p-distance matrix |
| `--raw-snp-counts` | off | Write per-pair diagnostic counts (n_snp, n_shared, n_eligible) instead of a matrix |
| `--snp` | off | Write a SNP-only pseudo-alignment in FASTA, IUPAC-coded |
| `--family-overlap` | off | Write an NxN matrix of, for each genome pair, how many variable families both genomes actually carry a call for; the diagonal holds each genome's own total family count |
### Locus eligibility
A family is eligible for a genome pair $(i, j)$ only if genome $i$ carries exactly one of the family's observed forms (single-copy, unambiguous) and genome $j$ also carries exactly one. A genome carrying more than one form at a locus makes that locus ineligible for any pair involving it.
`--raw-snp-distance` tallies, over every eligible locus of every genome pair, $n_{\text{snp}}$ (the two genomes' single forms differ) versus $n_{\text{shared}}$ (they agree — this includes invariant families). The output ratio is $\hat{p} = \dfrac{n_{\text{snp}}}{n_{\text{snp}} + n_{\text{shared}}}$.
`--snp` restricts itself to *variable* families (family size $\ge 2$) and writes one FASTA record per genome, one column per family, IUPAC-coded from each genome's presence mask at that family (a single form → the plain base; several forms → the matching IUPAC ambiguity code; no form → `-`).
`--exclude-genome` removes a genome from these computations, re-checking column variability among the remaining genomes so that a column made monomorphic by the exclusion is dropped rather than kept artificially. It does not affect the `--metric` distance-matrix path.
### Family overlap and low-coverage genomes
`--family-overlap` writes, for every genome pair, how many variable families both genomes actually carry a call for (neither is absent) — a direct measure of how much informative content two genomes actually share. On genome-skim or otherwise incomplete-coverage collections, a genome with very little overlap with everything else has almost nothing left to constrain its position in a tree, and tends to end up placed unstably (near-zero branch length, grafted inside an unrelated clade) by `--tnt`/`--iqtree`.
`--min-shared-family N` automates the fix: it excludes, before any computation, every genome whose mean shared-family count against all other genomes (the same statistic, averaged per row of the `--family-overlap` matrix) falls below `N`. There is no universal value for `N` — it depends on how divergent and how completely covered the genome collection is; inspect `--family-overlap`'s own output to find where the real gap sits before choosing a threshold.
## Sampling at scale: `--subsample`, `--shannon`, `--entropy`
On a large index (billions of families), building a full pseudo-alignment or fully calibrating the Sankoff model is not just slow — it may not fit in the time you have. `--subsample` bounds the work to a fixed number of families; `--shannon` reports how informative each family is; `--entropy`/`--entropy-sd` bias which families get kept toward the informative ones instead of choosing uniformly at random.
| Option | Default | Description |
|---|---|---|
| `--subsample N` | none (keep everything) | Cap the number of variable families (family size ≥ 2) retained, to approximately `N` |
| `--shannon` | off | Write `<prefix>_shannon.csv`: per-family Shannon entropy, one row per family |
| `--entropy MU` | off (`1.0` if only `--entropy-sd` is given) | Center of the entropy band to favor when sampling |
| `--entropy-sd SIGMA` | off (`0.5` if only `--entropy` is given) | Width of that band |
`--subsample`/`--entropy`/`--entropy-sd` affect every option that scans variable families: `--snp`, `--family-overlap`, `--shannon`, and the whole Sankoff pipeline (`--sankoff`/`--tnt`/`--phyg`/`--iqtree`, next section) — all of them draw from the *same* selection of families in one invocation, so the Sankoff calibration and the pseudo-alignment it calibrates always describe the same sites, and `--family-overlap`'s counts stay consistent with `--snp`'s columns. `--raw-snp-distance`/`--raw-snp-counts` are not affected — they always scan every family, since their p-distance estimate is a whole-index statistic, not something that benefits from being restricted to a sample.
### `--subsample N`
Without `--subsample`, every variable family (family size ≥ 2, i.e. every family where at least one genome differs from the rest) is used. With `--subsample N`, roughly `N` families are kept instead, chosen at random but in proportion to how many candidate families each part of the index actually holds — so the sample stays representative of the whole index, not skewed toward whichever part happens to be scanned first. If the index has fewer than `N` candidate families in the first place, `--subsample` has no effect: everything is kept.
`--subsample` trades completeness for speed: `--snp`'s alignment gets fewer columns, `--sankoff`'s calibration is based on fewer observations, but the resolution work (the expensive part of a `phylo` run on a large index) scales with `N` instead of with the index's true size. Pick `N` as large as your time budget allows — a few hundred thousand to a few million families is usually enough for the transition-probability estimates in `--sankoff`'s calibration to stabilize; a smaller `N` speeds up exploratory runs.
### `--shannon`: measuring how informative a family is
Not every variable family is equally useful for a tree: a family that differs in only one genome out of a thousand carries very little signal, and one where the pattern looks essentially random across genomes may be too saturated (multiple substitutions have overwritten the original signal) to carry real information either. `--shannon` quantifies this with the Shannon entropy (in bits) of each family's states across the genomes that carry it — low entropy means "almost everyone agrees" (an invariant or near-invariant family, phylogenetically shallow), while entropy near the ceiling for a 4-state character means "close to a random draw between the possible bases" (saturated).
`<prefix>_shannon.csv` (or `shannon.csv` without `-o`) has one row per family visited:
| Column | Meaning |
|---|---|
| `layer` | an internal index-layer identifier — stable within one run, not meaningful across indexes |
| `family_idx` | the family's position within that layer |
| `entropy15` | Shannon entropy (bits) over the 16 possible states (the 15 non-empty subsets of `{A,C,G,T}` — the same alphabet `--sankoff`'s 16-state model uses), genomes absent from the family excluded from the count |
| `entropy4` | Shannon entropy (bits) reduced to the 4 plain bases, kept alongside `entropy15` for comparison — a genome carrying more than one base at once counts once per base, so this can differ from `entropy15` |
| `family_size` | number of distinct central bases observed anywhere in the index for this family (24, since monomorphic families aren't visited) |
| `n_genomes_present` | how many genomes the entropy was computed over |
Run with `--subsample N --shannon` to get a bounded diagnostic sample instead of a full-index pass — useful to inspect the entropy distribution and decide reasonable `--entropy`/`--entropy-sd` values (see below) before committing to a full run.
### `--entropy MU` / `--entropy-sd SIGMA`: biasing the sample toward informative families
By default, `--subsample` draws families uniformly — every candidate family has the same chance of being kept, regardless of how informative it actually is. `--entropy`/`--entropy-sd` change that: instead of a uniform draw, each family's chance of being kept is weighted by how close its own entropy (the `entropy15` value `--shannon` reports) is to `MU`, using a bell-shaped (Gaussian) curve of width `SIGMA` — a family with entropy exactly `MU` is the most likely to be kept, and the chance falls off smoothly the further its entropy is from `MU`, with no hard cutoff (a few families outside the target band can still get in, just less often).
The filter activates as soon as *either* `--entropy` or `--entropy-sd` is given; whichever one you don't set defaults to `1.0`/`0.5`. It can be combined with `--subsample N` (the target count is still approximately `N`, now biased toward the entropy band instead of uniform — expect somewhat *fewer* than `N` families in practice, since low-weight families are dropped rather than replaced) or used alone (`--entropy` without `--subsample`: a soft entropy filter over the whole index, no size target).
The first `phylo` run on a given index that uses `--entropy`/`--entropy-sd` pays a one-time extra cost (every candidate family's entropy has to be computed once, up front, and is then saved alongside the index). Every following run — even with different `MU`/`SIGMA` values — reuses that saved data and stays fast.
## Sankoff calibration and phylogenetic exports
| Option | Default | Description |
|---|---|---|
| `--sankoff` | off | Calibrate a 16-state parsimony cost matrix and matching pseudo-alignment |
| `--sankoff-ratio-ceiling` | `0.5` | Exclude genome pairs whose raw SNP ratio exceeds this value from the calibration |
| `--free-loss` | off | Recode a family's non-detection as the `?` missing-data symbol instead of an ordinary, costed state, in `--sankoff`'s pseudo-alignment and every export built from it |
| `--tnt` | off | Also write a TNT script (implies `--sankoff`) |
| `--phyg` | off | Also write PhyG input files (implies `--sankoff`) |
| `--iqtree` | off | Also write an IQ-TREE custom model and alignment (implies `--sankoff`) |
| `--iqtree-min-freq` | `0.001` | With `--iqtree --free-loss`: also treat as missing any state rarer than this in the alignment |
| `--sankoff-cost-scale` | `100` | Integer scaling factor applied to costs before rounding (required by TNT/PhyG's integer-only cost commands) |
### The 16-state model
Each family is treated as a character with 16 possible states: one per subset of the 4 possible central bases actually observed (including the empty subset). Calibration combines two tallies, both restricted to genome pairs at or below `--sankoff-ratio-ceiling`:
- a $5 \times 5$ transition matrix over family cardinality (04 observed forms) between paired genomes, and
- a $4 \times 4$ base-substitution transition matrix from unambiguous single-copy loci,
which are combined into a row-normalized $16 \times 16$ transition probability matrix $P$, converted to a symmetric cost matrix via $\text{cost}(a,b) = -\ln P(a,b)$.
`--sankoff` alone writes the cost matrix, the calibration parameters, and a pseudo-alignment recoded so the empty state uses the symbol `0` (never a gap character, to avoid ambiguity with external tools' own gap semantics). It does not run any external tool.
With `--free-loss`, the empty state is recoded to `?` instead — TNT/PhyG/IQ-TREE's own missing-data symbol — rather than an ordinary, costed 16th state. This matters for genome-skim or otherwise incomplete-coverage collections, where non-detection of a family is dominated by sampling failure rather than true evolutionary loss: scoring it as a real state risks grouping genomes by shared undersampling instead of shared ancestry. `?` rather than `-` because `-` still carries gap/indel semantics in these tools, and a non-detected family is not an observed deletion. `--free-loss` also drops the cardinality-transition cost between any two states, not just to/from the empty one: whether a genome shows 1 vs. 2 (etc.) detected members of a family it does carry is exactly as vulnerable to sampling failure as whether the family was detected at all, so gaining or losing a sibling is priced the same way — for free — as gaining or losing the whole family. Combine with `--min-shared-family`/`--family-overlap` above: `--free-loss` removes the false signal from non-detection, but a genome left with too little real overlap with everything else will still be placed unstably — excluding it is the other half of the fix.
### Exports
All three exports reuse the `--sankoff` calibrated matrix and pseudo-alignment, recoded for the target tool:
- **`--tnt`**: a self-contained TNT script (alignment recoded to TNT's fixed 16-symbol alphabet, integer-scaled cost matrix re-closed to a metric, a default search block).
- **`--phyg`**: a custom cost-matrix file plus a PhyG script reusing the `--sankoff` alignment directly.
- **`--iqtree`**: a custom substitution-model file (exchangeability matrix recovered as $R(a,b) = e^{-\text{cost}(a,b)}$, plus empirical state frequencies) and a matching alignment, for maximum-likelihood inference with real branch lengths (unlike the parsimony step-counts from TNT/PhyG). Only states actually occurring in the alignment are kept and compactly renumbered.
TNT and PhyG both write trees with bare numeric leaf labels (`1`, `2`, …, in the same order as `<prefix>_sankoff.fasta`). Use [`name-tree`](name-tree.md) on the tool's own tree output plus that same FASTA to get a NEXUS file with real taxon names.
## Output files
With `-o/--output PREFIX`, the relevant subset of the files below is written. Without `-o`, only the plain `--metric` distance matrix is produced, on stdout. All matrices use genome labels (from the index metadata) as row/column headers, in index order; all CSVs are comma-separated with a header row.
### Distance matrix
| File | Written by | Format | Content |
|---|---|---|---|
| `<prefix>_dist.csv` | always | CSV matrix | the `--metric` distance, 6 decimals, symmetric, diagonal 0 |
| `<prefix>_shared.csv` | `--shared-kmers` | CSV matrix | shared-kmer count per genome pair (integers) |
| `<prefix>_nj.nwk` | `--nj` | Newick | Neighbor-Joining tree, branch lengths from the `--metric` matrix |
| `<prefix>_upgma.nwk` | `--upgma` | Newick | UPGMA tree, same matrix |
Matrix layout (`_dist.csv`, `_shared.csv`, and every other "CSV matrix" below): header `genome,<label1>,<label2>,...`, one data row per genome, `<label>,<value1>,<value2>,...`.
### Central-position SNP model
| File | Written by | Format | Content |
|---|---|---|---|
| `<prefix>_siblings.csv` | `--sibling-stats` | CSV table | family-size distribution, per genome and global |
| `<prefix>_rawsnp.csv` | `--raw-snp-distance` | CSV matrix | single-copy central-SNP p-distance ($\hat p$), or `NA` |
| `<prefix>_rawsnp_counts.csv` | `--raw-snp-counts` | CSV table | per-pair diagnostic counts behind `_rawsnp.csv` |
| `<prefix>_snp.fasta` | `--snp` | FASTA | SNP-only pseudo-alignment, IUPAC-coded |
| `<prefix>_family_overlap.csv` | `--family-overlap` | CSV matrix | variable families both genomes of a pair carry a call for |
| `<prefix>_shannon.csv` | `--shannon` | CSV table | per-family Shannon entropy, see "Sampling at scale" above |
**`_siblings.csv`** — family size = number of distinct central bases observed at a family (14), not "sibling count" (03).
| Column | Meaning |
|---|---|
| `genome` | genome label, or the literal `global` for the last row |
| `1`, `2`, `3`, `4` | for a genome row: number of families of that size where the genome carries ≥ 1 member. For the `global` row: the actual deduplicated family-size histogram — **not** the sum of the rows above (a family shared by several genomes would otherwise be counted once per genome) |
**`_rawsnp.csv`** — same matrix layout as `_dist.csv`; each cell is $\hat p = n_{\text{snp}}/(n_{\text{snp}}+n_{\text{shared}})$, 6 decimals, or `NA` when the pair has zero eligible loci (distinguishes "identical everywhere eligible" from "nothing eligible at all").
**`_rawsnp_counts.csv`** — one row per unordered genome pair (not a matrix), the counts `_rawsnp.csv`'s ratio is computed from:
| Column | Meaning |
|---|---|
| `genome_a`, `genome_b` | the pair |
| `n_snp` | eligible loci where the two genomes' single forms differ |
| `n_shared` | eligible loci where they agree (includes invariant families) |
| `n_eligible` | `n_snp + n_shared` |
| `ratio` | $\hat p$ = `n_snp / n_eligible`, or `NA` if `n_eligible = 0` |
**`_snp.fasta`** — one record per non-excluded genome, one column per variable family (family size ≥ 2), header carries an `n_sites` annotation. Each site is IUPAC-coded from the genome's presence mask at that family: single observed form → plain base; several forms → matching IUPAC ambiguity code; no form → `-`.
**`_family_overlap.csv`** — same matrix layout as `_dist.csv`; cell `[i][j]` = number of `_snp.fasta` columns where both genome `i` and `j` carry a call (neither is `-`). Diagonal `[i][i]` is kept (not skipped): it holds genome `i`'s own total variable-family count.
### Sankoff calibration and exports
| File | Written by | Format | Content |
|---|---|---|---|
| `<prefix>_sankoff_matrix.csv` | `--sankoff`/`--tnt`/`--phyg`/`--iqtree` | CSV matrix | calibrated 16×16 cost matrix |
| `<prefix>_sankoff_params.yaml` | same flags | YAML | calibration report (raw tallies + derived probabilities) |
| `<prefix>_sankoff.fasta` | same flags | FASTA | Sankoff-recoded pseudo-alignment |
| `<prefix>_sankoff.tnt` | `--tnt` | TNT script | ready-to-run parsimony search |
| `<prefix>_sankoff.tcm` | `--phyg` | PhyG TCM | cost matrix in PhyG's own format |
| `<prefix>_sankoff.pg` | `--phyg` | PhyG script | ready-to-run parsimony search |
| `<prefix>_iqtree.model` | `--iqtree` | IQ-TREE model file | custom ML substitution model |
| `<prefix>_iqtree.fasta` | `--iqtree` | FASTA | alignment recoded for that model |
| `<prefix>_iqtree_states.csv` | `--iqtree` | CSV table | maps `_iqtree.model`/`_iqtree.fasta`'s compact state symbols back to `_sankoff_matrix.csv`'s alphabet |
**`_sankoff_matrix.csv`** — header `state,0,A,C,M,G,R,S,V,T,W,Y,H,K,D,B,N`: the 16 symbols are IUPAC codes for the 16 subsets of the 4 possible central bases (bit 0=A, 1=C, 2=G, 3=T), `0` standing for the empty/absent state (not `-`, to avoid colliding with external tools' own gap syntax). One row per source state, one value per destination state, cost $-\ln P(a,b)$, 4 decimals.
**`_sankoff_params.yaml`** — everything the calibration estimated, structured so it can be reloaded rather than re-parsed:
| Key | Meaning |
|---|---|
| `ratio_ceiling` | the `--sankoff-ratio-ceiling` value used |
| `cardinality_transitions` | 5×5 list of `{from, to, count, probability}`, family cardinality (04 observed forms) |
| `composition_transitions` | 4×4 list of `{from, to, count, probability}`, base letters `A/C/G/T`, single-copy substitutions |
**`_sankoff.fasta`** — same sites as `_snp.fasta`, recoded to match `_sankoff_matrix.csv`'s alphabet: absent state is `0` (or `?` under `--free-loss`). Excluded genomes dropped; columns left monomorphic by that exclusion are re-checked and dropped too.
**`_sankoff.tnt`** (`--tnt`) — self-contained TNT script: `xread` block (alignment recoded to TNT's fixed `0-9A-F` alphabet), an integer-scaled (`--sankoff-cost-scale`) and metric-closed `smatrix`, a default `hold 20; mult; export` search. Run with `printf 'proc <path>;\nquit;\n' | tnt`. Produces `<prefix>_sankoff.tre` (bare numeric leaf labels, order matching `_sankoff.fasta`) — feed both into [`name-tree`](name-tree.md) to recover taxon names.
**`_sankoff.tcm`** (`--phyg`) — first line: the 16-symbol alphabet plus a trailing gap symbol (17 total). Each following line: one row of the integer-scaled, metric-closed cost matrix (17 values — the extra gap column/row reuses the cost to/from the empty state `0`, since it's never actually triggered).
**`_sankoff.pg`** (`--phyg`) — script: `read(prefasta:..., tcm:...)` against `_sankoff.fasta`/`_sankoff.tcm`, a default 300s/4-instance `search`, `report(...)` writing `<prefix>_sankoff.tre` (bare numeric labels, as for `--tnt`). Run with `phyg` from the output directory (the script uses relative file names). Feed the tree plus `_sankoff.fasta` into [`name-tree`](name-tree.md) for taxon names.
**`_iqtree.model`** (`--iqtree`) — lower-triangular exchangeability matrix $R(a,b) = e^{-\text{cost}(a,b)}$ (one row of increasing length per state, whitespace-separated, PAML order), followed by one line of empirical state frequencies. Only states actually occurring in the alignment are kept, compactly renumbered `0..k-1`.
**`_iqtree.fasta`** (`--iqtree`) — alignment recoded to that same compact `0..k-1` alphabet (symbols `0-9A-F`). Under `--free-loss`, non-detection becomes `?` and columns left non-informative once missing calls are ignored are dropped first (required for `+ASC`); with `--iqtree-min-freq` also set (the default), any state rarer than that threshold is folded into the same `?` treatment, and non-informative columns are re-checked and dropped again after that. Run with:
```
iqtree3 -s <prefix>_iqtree.fasta --seqtype MORPH -m <prefix>_iqtree.model+ASC --prefix <prefix>_iqtree -T AUTO
```
**`_iqtree_states.csv`** (`--iqtree`) — one row per state actually kept in `_iqtree.model`/`_iqtree.fasta` (header `iqtree_symbol,canonical_symbol,frequency`): `iqtree_symbol` is the compact `0-9A-F` symbol as written in those two files, `canonical_symbol` is the matching `_sankoff_matrix.csv` state, `frequency` is that state's empirical frequency at full precision (`_iqtree.model`'s own frequency line is rounded to 6 decimals). Under `--free-loss`, absent (`0`/`?`) is never a kept state, so it never appears here — nor does any state `--iqtree-min-freq` folded away for being too rare. Use this file to identify which real state a given row/column of `_iqtree.model`'s matrix corresponds to — e.g. to check whether a state showing zero exchangeability with everything else is expected (a state combination that never co-occurs with anything else in this data) or worth investigating further.
### Rare states and `--iqtree-min-freq`
States that combine 3 or 4 central bases at once (IUPAC `V`/`H`/`K`.../`N`) are inherently rare — and, on real data, rare enough that they can make `iqtree3` itself numerically unstable ("Numerical underflow for lh-derivative" warnings, near-degenerate likelihood optimization). They're also more likely to be assembly/detection noise than genuine, widely-shared multi-way polymorphism, the same "sampling failure, not true signal" reasoning `--free-loss` already applies to non-detection. With `--free-loss` set, `--iqtree-min-freq` (default `0.001`, i.e. one in a thousand) extends that same missing-data treatment to any state below this frequency, not just absence. Check `_iqtree_states.csv` to see exactly which states survived and at what frequency; set `--iqtree-min-freq 0` to disable this and keep every state that occurs at all (the old behavior). Has no effect without `--free-loss` — there is no missing-data symbol to fold rare states into otherwise.
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# Genome predicates and taxonomy paths
Several commands ([`filter`](filter.md), [`select`](select.md), [`dump`](dump.md), [`unitig`](unitig.md)) select or group genomes using the same predicate language over genome metadata (see [`annotate`](annotate.md) for attaching metadata to a genome).
## Predicate syntax
| Form | Meaning |
|---|---|
| `*` or `all` | Matches every genome (case-insensitive) |
| `key=v1\|v2` | Genome's `key` metadata equals one of the listed values |
| `key!=v` | Genome's `key` metadata does not equal `v` |
| `key~path` | Genome's `key` metadata (a taxonomy path) matches `path` (ancestry match) |
| `key!~path` | Genome's `key` metadata does not match `path` |
A genome whose metadata does not contain `key` at all cannot be classified by that predicate and is excluded from the relevant group's quorum count.
Multiple `--ingroup` predicates are combined with AND; multiple `--outgroup` predicates are combined with OR. When both an ingroup and an outgroup predicate would match the same genome, ingroup classification wins.
## Taxonomy paths
A metadata value is treated as a taxonomy path when it starts with the literal prefix `taxonomy:/`; any other value is treated as a plain string and only supports `=`/`!=`.
```
taxonomy:/segment1@rank1/segment2@rank2/...
```
Each segment is a name, optionally annotated with a rank (e.g. `@family`, `@genus`, `@species`); ranks are optional and can be mixed within a path. The `@` character is reserved inside taxonomy paths and cannot appear in segment names or rank labels.
### Path matching (`~` / `!~`)
Matching compares segment names only (ranks are informational, not part of the match), with anchoring controlled by leading/trailing `/`:
| Pattern | Matches |
|---|---|
| `A/B` | anywhere in the path |
| `/A/B` | at the start of the path (prefix) |
| `A/B$` | at the end of the path (suffix) |
| `/A/B$` | the entire path (exact) |
A rank-qualified query, `key@rank=value`, matches only when the path's segment at that specific rank equals `value`.
### Example
```bash
obikmer filter source -o output --ingroup "taxon~/Betulaceae/Betula"
```
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# query
Query an index with sequences and annotate each query with the kmer matches found.
```bash
obikmer query INDEX INPUTS... [OPTIONS]
```
## Arguments
| Argument | Description |
|---|---|
| `INDEX` | Index directory to query against |
| `INPUTS...` | Input sequence files (FASTA/FASTQ, gzip optional); at least one required |
## Options
| Option | Default | Description |
|---|---|---|
| `--detail` | off | Report per-position, per-genome coverage vectors in the output |
| `--count-missing` | off | Also count query kmers absent from the index |
| `--force-presence` | off | Report presence (0/1) per genome instead of raw counts |
| `--presence-threshold` | `1` | Minimum accumulated count to declare a genome present (implies `--force-presence`) |
| `-z, --findere-z` | derived from the index metadata | Override the Findere z parameter |
| `-T, --threads` | detected core count | Number of worker threads |
| `--chunk-size` | auto-sized (available RAM ÷ threads, clamped to 4256 MiB) | I/O chunk size, in MiB |
| `--max-open-files` | `threads / 4` (min 1) | Maximum number of input files open simultaneously |
## Output
FASTA on stdout, one record per query, annotated in the OBITools-style header format `>id {"key":value,...}`:
- `kmer_count`: total number of kmers matched
- `kmer_missing`: number of query kmers absent from the index (only with `--count-missing`)
- `kmer_strict_matches`: per-genome match counts
- `coverage`: per-position, per-genome coverage vectors (only with `--detail`)
`--mismatch` is accepted by the CLI but not currently functional; using it produces a warning and is ignored.
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# reindex
Convert an existing index's evidence representation in place, between exact and approximate.
```bash
obikmer reindex INDEX [OPTIONS]
```
## Arguments
| Argument | Description |
|---|---|
| `INDEX` | Index directory to convert (modified in place) |
## Options
| Option | Default | Description |
|---|---|---|
| `--approx` | off | Convert to approximate evidence (default direction is approximate → exact); requires `-z`/`--evidence-bits`/`--fp` |
| `-z, --findere-z` | none | Findere z parameter (≥ 1) |
| `--evidence-bits` | none | Fingerprint bits per slot (b) |
| `--fp` | none | Target false-positive rate per z-window |
| `--block-size` | `1` | Block size for the exact on-disk index (ignored when converting to approximate) |
See [`index`](index_command.md#exact-vs-approximate-evidence) for the exact/approximate trade-off and the underlying false-positive model, and [`estimate`](estimate.md) to explore parameters beforehand. The index directory is locked for exclusive access during conversion.
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# select
Project and/or aggregate the genome columns of an index into a new (or in-place) index. Where [`filter`](filter.md) selects rows (kmers), `select` operates on columns (genomes): grouping several genomes into one aggregated column, reordering columns, or dropping some.
```bash
obikmer select SOURCE (--output OUTPUT | --in-place) [OPTIONS]
```
## Arguments
| Argument | Description |
|---|---|
| `SOURCE` | Source index directory |
## Options
| Option | Default | Description |
|---|---|---|
| `--output` | — | Output index directory (mutually exclusive with `--in-place`) |
| `--in-place` | off | Rewrite the source index in place (mutually exclusive with `--output`) |
| `-f, --force` | off | Overwrite an existing output directory |
| `--group NAME:PRED` | none | Define a named group of genomes by predicate (repeatable; mutually exclusive with `--aggregate-by`) |
| `--group-op NAME:OP` | none | Aggregation operator for a named group |
| `--aggregate-by KEY` | none | Automatically create one group per distinct value of a metadata key (mutually exclusive with `--group`) |
| `--aggregate-op OP` | none | Aggregation operator applied to every auto-generated group |
| `--select COL,...` | all columns | Output columns, in order (group names or genome labels) |
| `--presence-threshold` | `0` | Minimum count for a genome to be considered a carrier (logical operators only) |
## Aggregation operators
`any`, `all`, `none` (logical, evaluated against `--presence-threshold`), `sum`, `min`, `max` (numeric, count index only). If a group's operator is left unspecified, it defaults to `any` when the source is a presence/absence index and `sum` when it stores counts.
A `select` never changes the underlying kmer set — only the per-genome data (counts or presence) is rewritten, so an unaggregated pass-through column (a plain genome label in `--select`) is a cheap copy.
At least one of `--output`/`--in-place` is required, and at least one output column must be defined; every name listed in `--select` must resolve to either a defined group or an existing genome label. See [Genome predicates and taxonomy paths](predicates.md) for the predicate syntax used by `--group`.
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# superkmer
Extract super-kmers from one or more sequence files and write them to stdout, without building a full index. Useful for inspecting or piping the super-kmer decomposition of a dataset.
```bash
obikmer superkmer [OPTIONS] [INPUTS...]
```
## Arguments
| Argument | Description |
|---|---|
| `INPUTS...` | Input sequence files or directories (FASTA/FASTQ/GenBank, gzip optional). If omitted, reads from stdin. |
## Options
| Option | Default | Description |
|---|---|---|
| `-k, --kmer-size` | `31` | Kmer size (must be odd, in [11, 31]) |
| `-m, --minimizer-size` | `11` | Minimizer size (must be odd, in $[3, k-1]$) |
| `--theta` | `0.7` | Entropy threshold; kmers with a normalized entropy at or below this value are excluded |
| `--level-max` | `6` | Maximum sub-word size used for the entropy score |
| `-p, --partitions` | `256` | Number of partitions (rounded up to the next power of 2) |
| `-T, --threads` | detected core count | Number of worker threads |
| `--max-open-files` | `threads / 4` (min 1) | Maximum number of input files open simultaneously |
Output is written to stdout in the internal scatter format used by `index`; it is primarily intended to be piped into other tools or inspected for debugging.
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# unitig
Dump the unitigs of an index as FASTA. A unitig is a maximal non-branching path through the de Bruijn graph implied by the index's kmers; the concatenation of every unitig reconstructs every stored kmer exactly once.
```bash
obikmer unitig INDEX [OPTIONS]
```
## Arguments
| Argument | Description |
|---|---|
| `INDEX` | Index directory |
## Options
`unitig` accepts the shared [predicate options](filter.md#predicate-options) (`--ingroup`, `--outgroup`, `--min-count`, etc.) to restrict which kmers are included before the unitigs are enumerated.
Output is FASTA on stdout.

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